13F-HR filed by CLIFFORD SWAN INVESTMENT COUNSEL LLC
CLIFFORD SWAN INVESTMENT COUNSEL LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 316 holding rows worth $1,651,421,000.
- Accession
- 0001034642-17-000004
- Filer
- CIK 1034642
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 316 entries on the cover page, a total value of $1,651,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,651,417,000 with VALUE read as thousands by filing date, 13F file number 028-06208. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 448,810 | $53,898,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 339,976 | $52,397,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 242,311 | $44,420,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 488,135 | $40,017,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 719,131 | $39,660,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 294,221 | $38,252,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 201,786 | $33,151,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 439,200 | $32,716,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 240,677 | $32,508,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 259,185 | $30,454,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,228,021 | $29,694,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 376,202 | $26,244,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 325,906 | $26,053,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 95,703 | $24,329,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 313,845 | $22,864,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 351,019 | $22,374,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 155,077 | $22,024,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 406,054 | $21,529,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 442,241 | $21,382,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 223,703 | $21,366,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 338,439 | $21,267,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 230,933 | $21,010,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 316,411 | $20,260,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 528,559 | $20,128,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 162,763 | $19,502,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 114,521 | $17,943,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 122,769 | $17,811,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 489,408 | $17,472,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 323,529 | $17,264,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 839,226 | $16,751,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 147,609 | $16,448,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 161,157 | $15,885,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 72,878 | $15,297,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 172,049 | $15,288,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 228,885 | $14,694,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 227,570 | $14,403,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 275,171 | $14,265,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 127,434 | $14,146,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 408,898 | $13,751,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 117,632 | $13,655,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,912 | $13,546,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 93,905 | $13,310,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 270,234 | $13,012,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 117,896 | $12,887,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 179,855 | $12,881,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 289,046 | $12,865,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 627,422 | $12,712,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 268,841 | $12,676,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 857,330 | $12,611,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 249,945 | $12,510,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 309,824 | $12,480,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 271,151 | $12,359,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 35,464 | $11,366,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60,413 | $11,264,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 128,890 | $11,065,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 136,364 | $10,530,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 193,438 | $10,436,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 127,834 | $10,357,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 126,583 | $9,891,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 68,554 | $9,744,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 185,019 | $9,593,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 61,907 | $9,510,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 118,546 | $9,499,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 124,435 | $8,875,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 74,613 | $8,653,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 205,216 | $8,268,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 74,529 | $8,148,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,471 | $8,125,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 49,596 | $8,112,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 162,683 | $8,051,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 126,863 | $8,046,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 63,357 | $7,901,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 205,351 | $7,892,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 26,233 | $7,548,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 36,313 | $7,442,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,561 | $7,269,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 185,223 | $7,124,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 46,801 | $6,925,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 32,110 | $6,871,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 174,907 | $6,851,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 113,991 | $6,642,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 220,680 | $6,517,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 69,415 | $6,279,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 71,791 | $6,165,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 60,205 | $6,129,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 97,348 | $5,744,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,375 | $5,391,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 39,208 | $5,344,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,903 | $5,251,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 19 | $5,220,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,128 | $5,011,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 93,999 | $4,631,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 113,837 | $4,629,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 51,435 | $4,611,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 104,075 | $4,336,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 150,364 | $4,279,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 66,776 | $4,276,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 97,135 | $4,251,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 176,096 | $4,133,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 90,942 | $4,093,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 221,294 | $3,895,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 22,215 | $3,888,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 117,190 | $3,738,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 75,795 | $3,693,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,500 | $3,619,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 21,137 | $3,552,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 48,670 | $3,369,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 22,012 | $3,323,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 11,937 | $3,032,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 53,387 | $2,958,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 60,374 | $2,765,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 242,753 | $2,612,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 155,699 | $2,580,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,029 | $2,523,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,097 | $2,423,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 32,533 | $2,399,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,698 | $2,395,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 17,923 | $2,364,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 17,453 | $2,245,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 38,611 | $2,164,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 82,063 | $2,079,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 113,994 | $1,872,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20,039 | $1,787,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 52,386 | $1,783,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 38,809 | $1,739,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,737 | $1,712,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 19,744 | $1,655,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 31,975 | $1,655,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 21,245 | $1,648,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 600 | $1,648,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 75,426 | $1,598,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 26,880 | $1,537,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,825 | $1,509,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 18,427 | $1,433,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,468 | $1,325,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 11,925 | $1,305,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 48,857 | $1,274,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,262 | $1,226,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,052 | $1,215,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 18,586 | $1,159,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 13,764 | $1,156,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 23,506 | $1,153,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,356 | $1,105,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 26,768 | $1,102,000 | thousands by filing date | |
| Principal Global Multi-Strategy Instl | 74255L696 | Com | 94,321 | $1,080,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,788 | $1,074,000 | thousands by filing date | |
| FRANKLIN K2 ALTERNAT STRATEGIES ADV | 35241W500 | Mutual Fund | 94,918 | $1,071,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,289 | $1,068,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,290 | $1,030,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,190 | $1,029,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,200 | $1,017,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 6,410 | $1,002,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13,729 | $999,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,307 | $993,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,438 | $993,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,567 | $980,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,917 | $977,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,745 | $963,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,526 | $962,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,574 | $952,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15,672 | $938,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,470 | $928,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,757 | $926,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,997 | $913,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,178 | $902,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,305 | $868,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 15,300 | $849,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,930 | $846,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,930 | $843,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,565 | $837,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 20,794 | $807,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,100 | $806,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,316 | $791,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 21,400 | $782,000 | thousands by filing date | |
| DWS ENHANCED COMMODITY STRATEGY INST | 25159L836 | NTF EQUITY FUNDS | 66,549 | $762,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9,275 | $750,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,795 | $738,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,149 | $730,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 11,626 | $730,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,001 | $718,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 8,000 | $706,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,325 | $704,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,418 | $697,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,468 | $696,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 19,427 | $673,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,293 | $665,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,235 | $664,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,121 | $663,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,134 | $650,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,854 | $648,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,883 | $639,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,000 | $635,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,380 | $631,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 10,094 | $626,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,773 | $619,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 12,539 | $602,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 17,410 | $590,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,476 | $577,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,095 | $570,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,521 | $562,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 35,050 | $560,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,075 | $548,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,046 | $540,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,088 | $536,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,094 | $535,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 20,058 | $529,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,256 | $516,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,580 | $513,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,126 | $513,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,297 | $481,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,622 | $479,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,475 | $471,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,787 | $459,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,000 | $456,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,870 | $454,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,535 | $450,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,700 | $449,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,850 | $443,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,433 | $442,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 5,350 | $438,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,930 | $435,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,830 | $433,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,200 | $433,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 9,170 | $430,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,056 | $427,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,829 | $425,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,710 | $425,000 | thousands by filing date | |
| FARMERS & MERCHANTS BK LONG | 308243104 | COM | 53 | $413,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,961 | $412,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,775 | $410,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,462 | $405,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 48,590 | $404,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,130 | $403,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 7,200 | $398,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,768 | $394,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 52,400 | $393,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,435 | $386,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,970 | $368,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,065 | $362,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 345 | $361,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,075 | $359,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,575 | $353,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,420 | $352,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,641 | $341,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,160 | $337,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14,500 | $337,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,450 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,410 | $319,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,000 | $318,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,932 | $315,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 20,250 | $313,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,044 | $311,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,079 | $310,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,076 | $303,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,496 | $302,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,350 | $298,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,226 | $296,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,000 | $288,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 16,210 | $288,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,046 | $284,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,559 | $284,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,221 | $282,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,552 | $281,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,548 | $278,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,020 | $274,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,860 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,425 | $270,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 9,330 | $270,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,349 | $268,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,162 | $262,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,350 | $258,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,197 | $258,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,600 | $257,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,701 | $255,000 | thousands by filing date | |
| Roche Dividend Right Cert | 771192895 | COM | 1,000 | $255,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,690 | $254,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,178 | $253,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,781 | $252,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,910 | $250,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,215 | $249,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,459 | $249,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,676 | $239,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 7,450 | $238,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,000 | $237,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 934 | $236,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,445 | $234,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,951 | $228,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,560 | $228,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,485 | $227,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 495 | $221,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,860 | $220,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,000 | $219,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 21,365 | $217,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,690 | $215,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,716 | $210,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,955 | $207,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,540 | $207,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,152 | $206,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,382 | $205,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,601 | $204,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,092 | $202,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,441 | $202,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,119 | $200,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,166 | $200,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 12,740 | $197,000 | thousands by filing date | |
| Barclays Bank Plc Trg Pref Sec | 06743p665 | AA | 20,000 | $187,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,351 | $184,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,500 | $153,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,675 | $148,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,395 | $125,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,250 | $96,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 19,094 | $66,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 10,198 | $41,000 | thousands by filing date | |
| GC International, Inc. | 361559107 | COM | 77,500 | $16,000 | thousands by filing date | |
| Cathay Intl Hld | G1965E103 | COM | 19,000 | $3,000 | thousands by filing date | |
| WaveTrue Inc | 743164105 | CS | 13,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001034642-17-000004 | this filing | 2017-11-13 | acceptance time not in the bulk data set |