13F-HR filed by CLIFFORD SWAN INVESTMENT COUNSEL LLC
CLIFFORD SWAN INVESTMENT COUNSEL LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 256 holding rows worth $1,515,010,000.
- Accession
- 0001034642-15-000001
- Filer
- CIK 1034642
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 256 entries on the cover page, a total value of $1,515,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,515,010,000 with VALUE read as thousands by filing date, 13F file number 028-06208. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 476,138 | $52,932,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 542,098 | $50,117,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 382,474 | $39,995,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 263,667 | $39,590,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 352,051 | $38,859,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 705,100 | $38,654,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 267,744 | $37,953,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,393,763 | $35,220,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 866,781 | $34,784,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 400,697 | $34,223,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 338,441 | $30,226,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 624,527 | $30,190,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 645,605 | $29,988,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 258,892 | $29,042,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 401,476 | $27,622,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 746,321 | $27,084,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 369,523 | $25,567,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 180,849 | $24,825,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 153,502 | $24,628,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 265,761 | $24,208,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 531,095 | $23,883,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 95,086 | $22,904,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 274,416 | $21,852,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 316,920 | $19,563,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 282,799 | $19,530,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 203,255 | $19,173,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 295,771 | $18,509,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 452,333 | $18,351,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 238,957 | $17,762,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 318,467 | $17,634,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 622,158 | $17,305,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 554,037 | $17,258,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 181,449 | $17,158,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 213,318 | $16,255,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 95,099 | $15,627,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 235,203 | $15,392,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 255,020 | $14,312,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 171,429 | $13,963,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 333,513 | $13,237,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 293,713 | $13,223,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100,622 | $12,817,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 131,533 | $12,325,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 106,050 | $12,196,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 318,965 | $11,980,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 64,995 | $10,829,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 233,293 | $10,426,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 118,956 | $10,216,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 108,521 | $10,056,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 98,740 | $9,866,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 238,156 | $9,750,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 228,494 | $8,710,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 195,975 | $8,294,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 85,956 | $8,265,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 50,875 | $8,104,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 137,133 | $8,095,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 43,309 | $8,006,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 161,986 | $7,981,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 83,704 | $7,884,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 168,418 | $7,879,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60,345 | $7,844,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 87,218 | $7,271,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 64,378 | $6,758,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 192,785 | $6,476,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 52,795 | $6,307,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 127,519 | $6,255,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 65,317 | $6,185,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 98,295 | $5,582,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 59,031 | $5,403,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 83,737 | $5,308,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 68,641 | $5,211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 51,253 | $5,180,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 54,123 | $5,036,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 54,158 | $4,993,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 111,453 | $4,706,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 38,641 | $4,603,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 31,912 | $4,601,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 20 | $4,520,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 235,881 | $4,324,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 37,877 | $4,087,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 137,358 | $4,085,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 119,075 | $4,021,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 51,145 | $3,896,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,563 | $3,768,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 17,675 | $3,652,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 53,118 | $3,643,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 70,733 | $3,630,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 105,732 | $3,613,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 61,974 | $3,564,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,427 | $3,548,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 48,389 | $3,494,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,500 | $3,430,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 54,618 | $3,423,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,586 | $3,409,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 92,908 | $3,375,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 33,350 | $3,375,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 53,865 | $3,288,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,363 | $3,172,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 37,960 | $3,138,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 58,461 | $3,126,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 151,238 | $2,706,000 | thousands by filing date | |
| 38259p508 | COM | 4,888 | $2,594,000 | thousands by filing date | ||
| MERCURY GENL CORP NEW | 589400100 | COM | 45,675 | $2,588,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,127 | $2,522,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23,033 | $2,407,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 39,000 | $2,345,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 1,000 | $2,260,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 21,206 | $2,210,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 55,378 | $2,210,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 32,223 | $2,157,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 34,765 | $2,022,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 147,275 | $1,981,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 28,230 | $1,961,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 40,028 | $1,910,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13,241 | $1,843,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 45,891 | $1,819,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 12,966 | $1,667,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 22,697 | $1,656,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,536 | $1,651,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 19,470 | $1,649,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 21,798 | $1,612,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 26,975 | $1,544,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 24,459 | $1,533,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,531 | $1,520,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 22,460 | $1,470,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,674 | $1,438,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,699 | $1,197,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,291 | $1,189,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 28,889 | $1,178,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 27,417 | $1,173,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 5,420 | $1,152,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 31,532 | $1,142,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 12,525 | $1,131,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,932 | $1,094,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,753 | $1,053,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,980 | $1,042,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,405 | $1,031,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,855 | $1,021,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 18,385 | $1,020,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,378 | $1,015,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,300 | $1,013,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,573 | $1,005,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,247 | $992,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 21,650 | $987,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 17,776 | $938,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,725 | $931,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,280 | $930,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,005 | $910,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,176 | $910,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 8,660 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,255 | $891,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,027 | $882,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,461 | $847,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 15,400 | $837,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,079 | $825,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,446 | $797,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,557 | $770,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 20,054 | $770,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,773 | $765,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 8,650 | $754,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 11,408 | $747,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 8,390 | $747,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,148 | $720,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,990 | $707,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,366 | $699,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,080 | $696,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,630 | $694,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,349 | $678,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25,775 | $667,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 9,109 | $654,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,104 | $649,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,100 | $648,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,125 | $645,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 11,855 | $629,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 15,960 | $619,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,415 | $614,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,306 | $605,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,497 | $605,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,660 | $602,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 6,900 | $593,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,734 | $590,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,745 | $571,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,098 | $535,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 11,160 | $534,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,177 | $532,000 | thousands by filing date | |
| BOSWELL J G | 101205102 | COMMON | 555 | $530,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,040 | $527,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,240 | $515,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,950 | $512,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,638 | $510,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,050 | $497,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,790 | $473,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,960 | $440,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,914 | $436,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,530 | $407,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 39,436 | $402,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,086 | $394,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,854 | $386,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,431 | $382,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,712 | $377,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,748 | $374,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,849 | $369,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,400 | $366,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 16,510 | $366,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,775 | $364,000 | thousands by filing date | |
| FARMERS & MERCHANTS BK LONG | 308243104 | COM | 60 | $361,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,000 | $360,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,000 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,724 | $343,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,850 | $340,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,177 | $337,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,546 | $333,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,915 | $332,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,150 | $331,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,796 | $328,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,810 | $322,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,663 | $321,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,866 | $313,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,000 | $313,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,450 | $303,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,267 | $300,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,950 | $299,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,500 | $296,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,500 | $295,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,850 | $290,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,950 | $284,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,365 | $283,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,589 | $280,000 | thousands by filing date | |
| Roche Dividend Right Cert | 771192895 | COM | 1,000 | $271,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,200 | $261,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,020 | $259,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,075 | $258,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 7,530 | $256,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 952 | $250,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,580 | $243,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,864 | $242,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,244 | $238,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,002 | $238,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,022 | $236,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,455 | $233,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,800 | $225,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,965 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,425 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,399 | $215,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,100 | $204,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,175 | $169,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,535 | $158,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,500 | $142,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,395 | $131,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,000 | $120,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,928 | $113,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,400 | $84,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,590 | $82,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 21,000 | $66,000 | thousands by filing date | |
| Cathay Intl Hld | G1965E103 | COM | 19,000 | $8,000 | thousands by filing date | |
| Cotton & Western Mining Inc. | 221737307 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WaveTrue Inc | 743164105 | CS | 13,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001034642-15-000001 | this filing | 2015-02-12 | acceptance time not in the bulk data set |