13F-HR filed by BlackRock Fund Advisors
BlackRock Fund Advisors filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 4,348 holding rows worth $452,964,495,000.
- Accession
- 0001034551-16-000005
- Filer
- CIK 1006249
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,348 entries on the cover page, a total value of $452,964,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $452,964,495,000 with VALUE read as thousands by filing date, 13F file number 028-13359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 150,000 | $177,000 | thousands by filing date | principal |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 33,164 | $175,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 57,873 | $175,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 41,400 | $175,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 29,616 | $175,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 88,066 | $175,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 175,000 | $174,000 | thousands by filing date | principal |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 21,524 | $173,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 160,647 | $172,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 80,285 | $172,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 43,686 | $172,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 18,061 | $170,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 33,644 | $169,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 100,000 | $169,000 | thousands by filing date | principal |
| INNODATA INC | 457642205 | COM NEW | 68,599 | $168,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 30,059 | $168,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 14,762 | $167,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 57,923 | $167,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 35,882 | $166,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 155,522 | $165,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 45,390 | $164,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 202,149 | $164,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 75,169 | $163,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 20,530 | $163,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 57,831 | $163,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 16,138 | $162,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 106,678 | $162,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 13,597 | $162,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,931 | $162,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 150,000 | $162,000 | thousands by filing date | principal |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 14,625 | $161,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 145,000 | $161,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 100,000 | $161,000 | thousands by filing date | principal |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 42,973 | $161,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 8,272 | $161,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 115,148 | $160,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 18,387 | $159,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 25,421 | $159,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 41,882 | $159,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,458 | $158,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 107,499 | $158,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 39,916 | $158,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 107,266 | $157,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 30,000 | $157,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 32,492 | $156,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,401 | $156,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 60,747 | $156,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 115,000 | $156,000 | thousands by filing date | principal |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 15,674 | $155,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 19,178 | $154,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 67,879 | $153,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,976 | $153,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 200,000 | $153,000 | thousands by filing date | principal |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 58,563 | $152,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 93,870 | $152,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 150,000 | $152,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 42,936 | $152,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 150,000 | $150,000 | thousands by filing date | principal |
| GLOBALSCAPE INC | 37940G109 | COM | 40,741 | $150,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 45,136 | $150,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 30,581 | $150,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 35,062 | $146,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 125,000 | $145,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 32,931 | $145,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 33,540 | $144,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 31,842 | $143,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 32,640 | $143,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 102,304 | $143,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 27,977 | $142,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 39,981 | $142,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 49,806 | $139,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 26,643 | $138,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 30,286 | $138,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 111,108 | $138,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 69,810 | $138,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 24,836 | $138,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 30,098 | $137,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,951 | $134,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 21,630 | $134,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,437 | $133,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 72,101 | $133,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 35,443 | $133,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 57,176 | $133,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 150,000 | $132,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 105,000 | $132,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,736 | $132,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 31,818 | $132,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,420 | $131,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 35,346 | $131,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 5,055 | $130,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 11,095 | $129,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 57,023 | $129,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 24,639 | $129,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 14,948 | $129,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 75,572 | $128,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 17,116 | $128,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 100,000 | $128,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 75,000 | $128,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 19,008 | $128,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 100,000 | $127,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 37,156 | $125,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 25,421 | $124,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 95,387 | $124,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 125,000 | $124,000 | thousands by filing date | principal |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 32,979 | $124,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,452 | $123,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 24,603 | $123,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 105,289 | $123,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 68,638 | $123,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 125,000 | $123,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 22,260 | $122,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 35,108 | $122,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 19,632 | $121,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 5,976 | $121,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 15,268 | $121,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,585 | $121,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 42,582 | $120,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,704 | $120,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,896 | $119,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 100,569 | $118,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 48,975 | $118,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 72,051 | $118,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 23,207 | $118,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 96,161 | $118,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,630 | $117,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 103,927 | $117,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 142,958 | $117,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 78,955 | $116,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 33,325 | $116,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 13,521 | $116,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,878 | $116,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 70,000 | $116,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 66,072 | $115,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 27,035 | $115,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 24,976 | $115,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 24,346 | $114,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 34,540 | $114,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 93,066 | $114,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 5,047 | $113,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 70,132 | $113,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,473 | $112,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 125,000 | $112,000 | thousands by filing date | principal |
| ASTA FUNDING INC | 046220109 | COM | 10,585 | $112,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 100,000 | $112,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 100,000 | $111,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 100,000 | $111,000 | thousands by filing date | principal |
| LANTHEUS HLDGS INC | 516544103 | COM | 29,986 | $110,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 28,838 | $110,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 104,401 | $110,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 57,437 | $110,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 30,420 | $110,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 15,266 | $109,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 87,317 | $109,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 22,382 | $109,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,174 | $108,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 71,336 | $107,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 9,657 | $107,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 71,121 | $106,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 23,950 | $106,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 21,560 | $106,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 23,459 | $106,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 26,716 | $106,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 37,095 | $105,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 100,000 | $104,000 | thousands by filing date | principal |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,014 | $103,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 275,000 | $103,000 | thousands by filing date | principal |
| ALPHA PRO TECH LTD | 020772109 | COM | 44,831 | $102,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 41,811 | $101,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 79,998 | $101,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 96,082 | $101,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 125,000 | $101,000 | thousands by filing date | principal |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 18,519 | $100,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 52,013 | $100,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 66,715 | $99,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 6,254 | $99,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 47,583 | $98,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 100,000 | $98,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 71,171 | $97,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 22,753 | $97,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 100,000 | $97,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 5,965 | $96,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 75,000 | $96,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 35,220 | $95,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 44,545 | $95,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 16,607 | $95,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 58,542 | $94,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 21,535 | $93,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,980 | $93,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 31,792 | $93,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 100,000 | $93,000 | thousands by filing date | principal |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 9,126 | $92,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 105,102 | $91,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 28,955 | $91,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 13,142 | $91,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 75,000 | $91,000 | thousands by filing date | principal |
| CERULEAN PHARMA INC | 15708Q105 | COM | 42,830 | $91,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 100,000 | $91,000 | thousands by filing date | principal |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 34,914 | $90,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 777 | $90,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 528 | $89,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 50,000 | $89,000 | thousands by filing date | principal |
| MARA HLDGS INC | 56585W203 | COM | 32,468 | $89,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 20,306 | $89,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 47,680 | $88,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 46,236 | $88,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 6,981 | $88,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 44,140 | $88,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,662 | $87,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 8,046 | $87,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,460 | $86,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,900 | $86,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,409 | $86,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 123,147 | $86,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 75,000 | $86,000 | thousands by filing date | principal |
| GSE SYS INC | 36227k106 | COM | 38,267 | $85,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 5,199 | $85,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 8,076 | $83,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 12,092 | $83,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 13,194 | $82,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 75,000 | $82,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 70,936 | $82,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 32,070 | $81,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 75,000 | $80,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 75,000 | $80,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 71,268 | $80,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 7,905 | $79,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 70,000 | $79,000 | thousands by filing date | principal |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 66,642 | $79,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 16,632 | $78,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 75,000 | $78,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 49,637 | $78,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 19,275 | $76,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 37,344 | $76,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 9,936 | $76,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 18,640 | $75,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 54,302 | $75,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 75,000 | $75,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 50,000 | $74,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 29,794 | $74,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,729 | $73,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 14,384 | $73,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 52,196 | $73,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 36,862 | $73,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 75,000 | $73,000 | thousands by filing date | principal |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 27,019 | $72,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 51,424 | $72,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 50,000 | $72,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 75,000 | $71,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 100,000 | $71,000 | thousands by filing date | principal |
| HHGREGG INC | 42833L108 | COM | 40,196 | $71,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 129,080 | $71,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 24,863 | $70,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 60,702 | $70,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 22,605 | $70,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 33,505 | $70,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,902 | $70,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 46,353 | $69,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 8,497 | $69,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 50,779 | $68,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 75,000 | $68,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 20,778 | $68,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 11,525 | $68,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 13,403 | $67,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,897 | $67,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,687 | $66,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 59,704 | $66,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 75,000 | $66,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 100,000 | $66,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 75,000 | $66,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 200,000 | $66,000 | thousands by filing date | principal |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 30,090 | $65,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 21,552 | $65,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,204 | $64,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 17,424 | $64,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 27,605 | $63,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 15,857 | $63,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 50,000 | $63,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 50,000 | $63,000 | thousands by filing date | principal |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,865 | $62,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 11,696 | $62,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 56,059 | $62,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,597 | $62,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 37,250 | $61,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 47,433 | $60,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 15,185 | $59,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 75,000 | $59,000 | thousands by filing date | principal |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 30,691 | $59,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 6,674 | $59,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 3,628 | $59,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 9,677 | $58,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 24,078 | $58,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 35,609 | $58,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 13,144 | $58,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 23,204 | $57,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 50,000 | $57,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 50,000 | $57,000 | thousands by filing date | principal |
| TURTLE BEACH CORP COM | 900450107 | Stock | 58,384 | $57,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 12,170 | $56,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 33,312 | $56,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $56,000 | thousands by filing date | principal |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 36,598 | $56,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 26,972 | $54,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 5,414 | $54,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 32,672 | $54,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,035 | $54,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 50,000 | $54,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 50,000 | $54,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 50,000 | $54,000 | thousands by filing date | principal |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 8,251 | $54,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 426 | $53,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,828 | $53,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 2,611 | $53,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 50,000 | $53,000 | thousands by filing date | principal |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 58,958 | $53,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,188 | $52,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 50,000 | $52,000 | thousands by filing date | principal |
| RAND LOGISTICS INC | 752182105 | COM | 49,809 | $51,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $51,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 50,000 | $51,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 50,000 | $51,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 50,000 | $51,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 25,976 | $50,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 50,000 | $50,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 50,000 | $50,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 75,000 | $50,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 50,000 | $50,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 50,000 | $50,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 50,000 | $49,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 67,854 | $49,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 50,000 | $49,000 | thousands by filing date | principal |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 17,036 | $49,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 50,000 | $49,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 50,000 | $49,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 7,031 | $48,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 660 | $48,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 33,692 | $48,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 50,000 | $48,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 50,000 | $48,000 | thousands by filing date | principal |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 50,000 | $48,000 | thousands by filing date | principal |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,719 | $47,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 50,000 | $47,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 50,000 | $47,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 50,000 | $47,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 50,000 | $47,000 | thousands by filing date | principal |
| JOINT CORP | 47973J102 | COM | 22,611 | $46,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 50,000 | $46,000 | thousands by filing date | principal |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 35,340 | $45,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 12,157 | $44,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 75,000 | $44,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 75,000 | $43,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 50,000 | $43,000 | thousands by filing date | principal |
| CHARLES + COLVARD LTD | 159765106 | COM | 41,576 | $42,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 35,663 | $42,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 38,646 | $41,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 17,136 | $41,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 33,104 | $40,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 7,648 | $39,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 16,941 | $39,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 561 | $38,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 35,000 | $38,000 | thousands by filing date | principal |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 20,944 | $38,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 13,021 | $38,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,340 | $36,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 25,000 | $36,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 29,990 | $36,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 60,139 | $35,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 50,000 | $35,000 | thousands by filing date | principal |
| PORTER BANCORP INC | 736233107 | COM | 22,608 | $34,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 16,708 | $33,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 19,669 | $31,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 7,383 | $31,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 2,508 | $30,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 14,231 | $30,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 50,000 | $29,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 26,842 | $28,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 21,590 | $28,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 899 | $27,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 15,355 | $27,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,960 | $27,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 66,489 | $27,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,340 | $27,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 32,943 | $27,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 28,040 | $27,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 10,295 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 80,061 | $27,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 16,786 | $27,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,751 | $26,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 37,507 | $26,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,269 | $25,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,251 | $25,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 33,138 | $24,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 6,651 | $24,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 39,418 | $24,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 24,154 | $23,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 4,515 | $22,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 50,000 | $22,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,419 | $22,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 658 | $21,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 102,199 | $21,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,006 | $21,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 1,548 | $21,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 85,205 | $20,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 48,532 | $20,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,713 | $20,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 16,816 | $20,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 688 | $19,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,205 | $19,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 570 | $19,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 774 | $19,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 32,259 | $19,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 50,000 | $19,000 | thousands by filing date | principal |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,305 | $19,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 736 | $18,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 823 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,099 | $18,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 6,980 | $18,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 575 | $17,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 2,574 | $17,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,214 | $17,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,129 | $17,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,131 | $17,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,249 | $17,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 26,729 | $17,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,068 | $17,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,697 | $16,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 724 | $16,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 772 | $16,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,130 | $16,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 926 | $16,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 32,607 | $16,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 33,638 | $16,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 4,419 | $16,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 14,373 | $16,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 894 | $16,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 17,281 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 587 | $15,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,135 | $15,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 755 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 538 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 28,495 | $15,000 | thousands by filing date | principal |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,397 | $15,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 23,080 | $15,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 16,202 | $15,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 569 | $14,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 773 | $14,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 555 | $14,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 39,139 | $14,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 28,206 | $14,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 709 | $14,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 12,633 | $14,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 8,073 | $14,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 1,200 | $14,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,003 | $13,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 36,052 | $13,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,607 | $13,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 565 | $13,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 561 | $13,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,088 | $13,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 816 | $13,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 603 | $13,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 874 | $12,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 733 | $12,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 683 | $12,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,125 | $12,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 640 | $12,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 17,817 | $12,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 768 | $12,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,944 | $12,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 873 | $12,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 174 | $11,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 4,797 | $11,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 645 | $11,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 622 | $11,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 791 | $11,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 34,309 | $11,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,642 | $11,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 15,265 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 774 | $11,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 3,204 | $11,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 15,313 | $11,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 754 | $11,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 933 | $11,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 674 | $11,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 2,708 | $11,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,250 | $11,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 580 | $11,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,095 | $10,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,071 | $10,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,394 | $10,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 793 | $10,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,466 | $10,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 15,480 | $10,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 541 | $10,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 11,335 | $10,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 39,543 | $10,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 21,729 | $10,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,413 | $10,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,601 | $10,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 6,279 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001034551-16-000005 | this filing | 2016-08-10 | acceptance time not in the bulk data set |