13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 3,766 holding rows worth $66,458,448,000.
- Accession
- 0001034551-16-000004
- Filer
- CIK 1364742
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 10,681 entries on the cover page, a total value of $66,458,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,458,448,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock (Channel Islands) Limited
- included managerBlackRock Asset Management Australia Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Isle of Man) Limited
- included managerBlackRock Fund Managers (Isle of Man) Limited
- included managerBlackRock Investments Canada, Inc.
- included managerBlackRock Asset Management International Inc
- included managerBlackRock Hong Kong Ltd
- included managerBlackRock (Singapore) Limited
- included managerBlackrock Realty Advisors, Inc.
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerXulu, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATHERSYS INC | 04744L106 | COM | 2,968 | $6,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 806 | $6,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,188 | $6,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 277 | $6,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 346 | $6,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 251 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 66 | $5,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 228 | $5,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 130 | $5,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 203 | $5,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 211 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 554 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,099 | $5,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 189 | $5,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 181 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 105 | $5,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 964 | $5,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 203 | $5,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 417 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 315 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,623 | $5,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 229 | $5,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,139 | $5,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 350 | $5,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 699 | $5,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 479 | $5,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 435 | $5,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,963 | $5,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 379 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 199 | $5,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 498 | $5,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 46 | $4,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 285 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 81 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 77 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 299 | $4,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 992 | $4,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 168 | $4,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 221 | $4,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 267 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 206 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 145 | $4,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,549 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 320 | $4,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 344 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 175 | $4,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 311 | $4,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 116 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,313 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,640 | $4,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 514 | $4,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 614 | $4,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 258 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 665 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 474 | $4,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 264 | $4,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 360 | $4,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 368 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 585 | $4,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 240 | $4,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 644 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 483 | $4,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 313 | $4,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 344 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 50 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 419 | $3,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 20 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 111 | $3,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 304 | $3,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 47 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 57 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 737 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 80 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 109 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 340 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 81 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 34 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 236 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 202 | $3,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 370 | $3,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 290 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 109 | $3,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 97 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 75 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 755 | $3,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 231 | $3,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,392 | $3,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 208 | $3,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 417 | $3,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $3,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 421 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 467 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 608 | $3,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 150 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,120 | $3,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 100 | $3,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 60 | $3,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 180 | $3,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 198 | $3,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 126 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 113 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 126 | $3,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 143 | $3,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 943 | $3,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,051 | $3,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 208 | $3,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 652 | $3,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 234 | $3,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 533 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 1,258 | $3,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 133 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 186 | $3,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 635 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 2,305 | $3,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 1,654 | $3,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 163 | $3,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 277 | $3,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 636 | $3,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 104 | $2,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 62 | $2,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 54 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 36 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 16 | $2,000 | thousands by filing date | |
| MGC | 921910873 | COM | 31 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 31 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 99 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 40 | $2,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 23 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 29 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 100 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 85 | $2,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 483 | $2,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 30 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 64 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 310 | $2,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 193 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 65 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,683 | $2,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 660 | $2,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 44 | $1,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 35 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 9 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 236 | $1,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 14 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 290 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 24 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 11 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 40 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 41 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10 | $1,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 62 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 51 | $1,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8 | $1,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 30 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 129 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 27 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 12 | $1,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 32 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 27 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 65 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 669 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,505 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 22 | $1,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 52 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,620 | $1,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 13 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 35 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 150 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 28 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 20 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 14 | $1,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 84 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 134 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 192 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 60 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 151 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 16 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 200 | $1,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 401 | $1,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 73 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONROE CAPITAL CORP | 610335101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001034551-16-000004 | this filing | 2016-08-10 | acceptance time not in the bulk data set |