13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 4,050 holding rows worth $79,025,924,000.
- Accession
- 0001034551-16-000003
- Filer
- CIK 1305227
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 4,050 entries on the cover page, a total value of $79,025,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,025,924,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 35,791 | $561,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,000 | $560,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,192 | $559,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 42,150 | $558,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 23,960 | $557,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 11,315 | $556,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 46,413 | $556,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 140,360 | $556,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,533 | $555,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,900 | $553,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 43,171 | $552,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 20,161 | $551,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36,506 | $549,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,698 | $548,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 244,913 | $546,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 15,269 | $545,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 23,347 | $545,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 36,580 | $544,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,121 | $544,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 99,277 | $544,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 87,566 | $543,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,680 | $540,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 31,543 | $540,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 441,648 | $539,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 55,469 | $539,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 343,187 | $539,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 21,517 | $538,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 55,620 | $536,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 51,881 | $536,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,816 | $535,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 89,327 | $535,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 129,909 | $535,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 470,987 | $532,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 56,019 | $532,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43,693 | $531,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 70,479 | $529,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 72,977 | $528,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,709 | $527,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 189,033 | $527,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 35,167 | $526,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 42,352 | $525,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 234,955 | $524,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 23,670 | $522,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 33,925 | $522,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 38,018 | $521,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 170,726 | $521,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 39,685 | $521,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,908 | $519,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 32,862 | $519,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 67,353 | $519,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 21,633 | $515,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 46,820 | $515,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 32,073 | $514,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 19,741 | $513,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 159,905 | $513,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 113,232 | $513,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 82,866 | $513,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 67,977 | $513,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 334,389 | $512,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,749 | $510,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 85,938 | $510,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 49,509 | $509,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,600 | $508,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 282,158 | $508,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 18,626 | $507,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,356 | $505,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 65,145 | $502,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 27,481 | $502,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 123,762 | $499,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 79,882 | $498,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 42,499 | $497,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 19,920 | $497,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 89,373 | $496,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 37,922 | $495,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 8,321 | $492,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,255 | $492,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 28,073 | $489,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 13,429 | $488,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 88,576 | $485,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 28,035 | $483,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 45,659 | $483,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,622 | $482,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 45,248 | $481,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 34,272 | $480,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 75,755 | $479,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $478,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 8,091 | $477,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 146,818 | $477,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 49,956 | $477,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 51,386 | $477,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 34,153 | $474,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 25,770 | $472,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 39,587 | $472,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 43,201 | $472,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 152,291 | $471,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 25,035 | $469,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 88,284 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,047 | $468,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 35,224 | $468,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 25,175 | $466,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,019 | $464,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 23,350 | $464,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 65,000 | $464,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 15,293 | $463,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 29,778 | $462,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,241 | $462,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 59,999 | $462,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 111,005 | $460,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 20,798 | $460,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,100 | $459,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 37,211 | $459,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 45,624 | $459,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 86,646 | $455,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 36,380 | $454,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 500,000 | $453,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 66,093 | $447,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 139,830 | $445,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 45,521 | $445,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 43,179 | $445,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 118,094 | $443,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,917 | $441,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 57,410 | $441,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 21,200 | $440,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 49,999 | $440,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 28,365 | $439,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 172,598 | $437,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 21,926 | $433,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 54,728 | $432,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 60,501 | $430,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 20,632 | $429,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 148,444 | $429,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 404,176 | $428,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 31,844 | $427,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 50,147 | $426,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 53,252 | $425,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 29,349 | $424,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,070 | $423,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 17,471 | $423,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 41,222 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,296 | $420,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,050 | $419,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 139,728 | $419,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,702 | $419,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 84,128 | $417,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 23,070 | $415,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 40,539 | $414,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 27,827 | $412,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 14,773 | $409,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 90,704 | $407,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 31,515 | $407,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 94,154 | $406,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 271,477 | $405,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 32,210 | $405,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 102,737 | $404,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 52,149 | $404,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 18,140 | $403,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 83,757 | $403,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 91,534 | $400,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 52,515 | $400,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 29,000 | $399,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 47,067 | $397,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 44,273 | $397,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 63,843 | $397,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,299 | $392,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 78,083 | $392,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 71,603 | $392,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 41,079 | $391,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,329 | $390,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 33,016 | $390,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,771 | $390,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 52,015 | $390,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 75,960 | $387,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 33,962 | $384,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 25,580 | $382,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,318 | $380,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 13,332 | $379,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 193,184 | $379,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 31,095 | $378,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 11,649 | $366,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 34,110 | $366,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,879 | $364,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 72,594 | $363,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 28,970 | $360,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,000 | $359,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 71,683 | $359,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 66,744 | $357,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,130 | $356,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 132,237 | $356,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 36,068 | $355,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 25,230 | $354,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 151,956 | $353,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 11,821 | $352,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 51,464 | $348,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 45,455 | $346,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 35,971 | $345,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,970 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,000 | $344,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 16,704 | $344,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 41,876 | $342,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $341,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,724 | $341,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 89,597 | $341,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 18,918 | $338,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 13,000 | $336,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 25,140 | $335,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 10,293 | $334,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 704,955 | $329,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 21,124 | $328,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 38,794 | $328,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,250 | $326,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 121,131 | $326,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 8,578 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,836 | $321,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 365,735 | $321,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,741 | $321,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 123,885 | $320,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 22,503 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,777 | $314,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 23,406 | $313,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 43,048 | $311,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 37,593 | $308,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 61,473 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,473 | $302,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 24,710 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,236 | $299,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 26,862 | $297,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 238,240 | $291,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 11,060 | $290,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 91,859 | $290,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 61,340 | $290,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 31,427 | $288,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 38,062 | $287,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 23,670 | $287,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,218 | $282,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,000 | $281,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 46,850 | $281,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,000 | $276,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 40,938 | $276,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,398 | $275,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,860 | $275,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 86,148 | $275,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | SB505PN71 | COM | 3,500 | $274,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 154,153 | $273,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,415 | $272,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 10,358 | $268,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 20,505 | $268,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 36,519 | $265,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 45,541 | $264,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 85,746 | $263,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 21,832 | $260,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 17,742 | $259,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 16,572 | $256,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 28,970 | $255,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 178,093 | $255,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 31,685 | $254,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,076 | $253,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 186,575 | $248,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 23,463 | $245,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,355 | $245,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 88,058 | $243,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 39,567 | $243,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 23,330 | $240,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 47,453 | $239,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 43,708 | $239,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 133,244 | $239,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,027 | $230,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $229,000 | thousands by filing date | put |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 48,964 | $221,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 163,225 | $211,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,500 | $200,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 12,631 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,000 | $199,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 62,707 | $191,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,807 | $187,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,784 | $187,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,167 | $187,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,332 | $186,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 33,761 | $186,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,554 | $184,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 12,165 | $183,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 11,490 | $183,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 50,314 | $180,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 12,394 | $177,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 11,494 | $177,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 73,307 | $176,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,614 | $172,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,401 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,253 | $165,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 27,758 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,072 | $159,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,486 | $158,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 8,379 | $157,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 25,817 | $152,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,895 | $147,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,974 | $144,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,032 | $141,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,629 | $140,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,500 | $136,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,000 | $133,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,664 | $131,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 4,643 | $127,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 51,713 | $125,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,124 | $118,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,156 | $109,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 69,432 | $109,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,993 | $108,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 5,367 | $102,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 62,555 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 807 | $100,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 16,051 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,800 | $97,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,500 | $94,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,000 | $91,000 | thousands by filing date | put |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 21,750 | $88,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,006 | $81,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 28,756 | $78,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,588 | $76,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 37,063 | $76,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,341 | $73,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3,506 | $68,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 42,854 | $64,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 585 | $63,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,851 | $63,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,962 | $56,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 27,133 | $55,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 7,772 | $54,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 1,900 | $53,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,472 | $52,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 35,835 | $52,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,556 | $52,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,248 | $51,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,188 | $51,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,808 | $51,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,152 | $50,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 8,079 | $49,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 2,398 | $47,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 550 | $46,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,000 | $46,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 14,601 | $46,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 4,269 | $46,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 647 | $45,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,792 | $45,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,143 | $45,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 344 | $44,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,177 | $44,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 27,601 | $44,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 25,250 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,713 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,000 | $39,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,633 | $39,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,509 | $38,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $37,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,400 | $36,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $36,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,505 | $34,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 360 | $34,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,900 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 919 | $33,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,700 | $33,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,965 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 594 | $32,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 14,293 | $32,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 889 | $31,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 664 | $30,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 934 | $30,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,746 | $29,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 5,370 | $29,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 748 | $28,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,400 | $27,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 600 | $27,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 11,809 | $27,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,050 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,000 | $26,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 300 | $25,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 4,138 | $25,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,065 | $24,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,969 | $24,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,342 | $23,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,849 | $23,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 7,950 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 557 | $22,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,500 | $22,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 705 | $22,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,175 | $22,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,181 | $21,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,990 | $21,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 7,748 | $21,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 4,067 | $21,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $20,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,462 | $20,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,003 | $20,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 9,630 | $20,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,532 | $20,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,795 | $20,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,276 | $20,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,773 | $20,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,151 | $20,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 740 | $19,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,500 | $19,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,189 | $19,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 8,368 | $19,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 557 | $19,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 777 | $19,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,311 | $19,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,043 | $19,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,797 | $19,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,647 | $19,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,402 | $19,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 256 | $18,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 300 | $18,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,660 | $18,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,250 | $18,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,357 | $18,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,184 | $18,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,813 | $18,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 7,647 | $18,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,177 | $18,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 724 | $18,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,577 | $18,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,163 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 115 | $17,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,921 | $17,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,353 | $17,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,652 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,635 | $17,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,711 | $17,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,216 | $17,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,548 | $17,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,776 | $17,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,428 | $17,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 3,423 | $17,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 9,087 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 950 | $17,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,218 | $17,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,013 | $17,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,815 | $17,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,258 | $17,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,814 | $17,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 2,830 | $17,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,592 | $16,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,183 | $16,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,038 | $16,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,491 | $16,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,697 | $16,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,500 | $16,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,157 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,000 | $16,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,959 | $16,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 1,425 | $16,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,407 | $16,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 237 | $15,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 300 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,964 | $15,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 960 | $15,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,925 | $15,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,103 | $15,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 781 | $15,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 894 | $15,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,156 | $15,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,562 | $15,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,483 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,584 | $15,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 681 | $15,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 864 | $15,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 672 | $15,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,924 | $15,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 6,706 | $15,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 8,607 | $15,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,025 | $15,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 5,176 | $15,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,315 | $15,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 907 | $15,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,563 | $15,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,478 | $15,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,301 | $15,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 6,999 | $15,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,070 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 284 | $14,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 652 | $14,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,852 | $14,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 498 | $14,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,005 | $14,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 665 | $14,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,308 | $14,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,441 | $14,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3,536 | $14,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,263 | $14,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 4,821 | $14,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,351 | $14,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 3,650 | $14,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,458 | $14,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,019 | $14,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 3,494 | $14,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,342 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,092 | $14,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 27,075 | $14,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 11,385 | $14,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,567 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001034551-16-000003 | this filing | 2016-08-10 | acceptance time not in the bulk data set |