13F-HR filed by ROTHSCHILD INVESTMENT LLC /IL
ROTHSCHILD INVESTMENT LLC /IL filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-27, with 377 holding rows worth $781,809,000.
- Accession
- 0001020918-18-000004
- Filer
- CIK 1020918
- Filed
- 2018-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 377 entries on the cover page, a total value of $781,809,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $781,802,000 with VALUE read as thousands by filing date, 13F file number 028-05772. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 149,875 | $25,146,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 156,762 | $17,239,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 45,803 | $15,018,000 | thousands by filing date | |
| POPLAR FOREST PARTNERS INSTITU | 00768d798 | MF | 307,488 | $14,981,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 40,112 | $13,707,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 143,859 | $13,616,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 339,761 | $12,112,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 59,129 | $11,795,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 55,763 | $11,513,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 179,056 | $11,408,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 124,578 | $11,370,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 66,540 | $11,344,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 57,330 | $10,803,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 98,135 | $10,701,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 228,859 | $10,502,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 240,440 | $10,312,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 40,484 | $10,196,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 181,617 | $10,063,000 | thousands by filing date | |
| AMERICAN DEV WRLD GRWTH&INC FD | 02630f506 | MF | 881,603 | $10,006,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 207,598 | $9,927,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,132 | $9,471,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 128,662 | $9,251,000 | thousands by filing date | |
| ADVISORS SER TR POPLAR FRST CO | 00770x535 | MF | 327,054 | $8,667,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 243,424 | $8,639,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 38,286 | $8,457,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 136,945 | $8,366,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 71,045 | $8,365,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 134,202 | $8,349,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 45,590 | $8,275,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,775 | $8,022,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 75,446 | $7,896,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 261,718 | $7,849,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 102,333 | $7,361,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 76,274 | $6,804,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 102,529 | $6,642,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 125,280 | $6,525,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 44,365 | $6,411,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 68,121 | $6,318,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,974 | $6,148,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,630 | $6,056,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 73,501 | $5,909,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 272,360 | $5,706,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 55,379 | $5,596,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 33,530 | $5,369,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 33,352 | $5,064,000 | thousands by filing date | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 82,879 | $5,013,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 77,040 | $4,873,000 | thousands by filing date | |
| GRANDEUR PEAK GLOBAL OPP FD IN | 317609360 | MF | 1,106,839 | $4,483,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 73,751 | $4,463,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 37,803 | $4,311,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 132,642 | $4,238,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,023 | $4,113,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 45,405 | $4,040,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,087 | $4,026,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,182 | $3,938,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 52,686 | $3,931,000 | thousands by filing date | |
| GRANDEUR PEAK GLBL STALWARTS C | 31761r773 | MF | 245,506 | $3,744,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 276,098 | $3,722,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 23,006 | $3,604,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 58,772 | $3,522,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 62,647 | $3,409,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 19,345 | $3,388,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 121,234 | $3,342,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 21,052 | $3,225,000 | thousands by filing date | |
| GRANDEUR PEAK INTL STALWARTS C | 31761r757 | MF | 204,683 | $3,197,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,365 | $3,125,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,095 | $3,032,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,780 | $3,001,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 37,915 | $2,937,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 188,292 | $2,930,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 30,125 | $2,922,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,828 | $2,911,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 52,911 | $2,882,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 55,560 | $2,791,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,457 | $2,735,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 44,661 | $2,648,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 40,367 | $2,643,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 73,495 | $2,619,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 22,985 | $2,564,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,028 | $2,489,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 88,278 | $2,461,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 33,397 | $2,442,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 40,000 | $2,437,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 81,570 | $2,416,000 | thousands by filing date | |
| PUTNAM ULTRA SHORT DURAT ION INCOME Y | 74676P698 | SHS | 237,778 | $2,392,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 20,000 | $2,368,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 17,366 | $2,363,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 26,850 | $2,356,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,703 | $2,355,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 51,440 | $2,309,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32,566 | $2,261,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 38,100 | $2,223,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 30,000 | $2,151,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,085 | $2,128,000 | thousands by filing date | |
| GRANDEUR PEAK EMERGING MKTS OP | 31761R401 | MF | 157,961 | $2,109,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,799 | $2,103,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,415 | $1,958,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 47,925 | $1,943,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 104,544 | $1,926,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 26,345 | $1,919,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 130,622 | $1,894,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 42,954 | $1,866,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 29,527 | $1,852,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 35,916 | $1,831,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 39,403 | $1,803,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 16,012 | $1,790,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 61,675 | $1,774,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,630 | $1,767,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 232,175 | $1,765,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 407,651 | $1,744,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 47,556 | $1,728,000 | thousands by filing date | |
| AMERICAN BALANCED FD CL F | 024071409 | MF | 64,568 | $1,724,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 20,437 | $1,688,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 15,299 | $1,686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 27,850 | $1,682,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 63,428 | $1,680,000 | thousands by filing date | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F3 | 140193780 | Mutual Fund | 27,166 | $1,644,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 14,032 | $1,637,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 41,549 | $1,623,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 25,813 | $1,618,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 29,854 | $1,611,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 65,026 | $1,592,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,392 | $1,547,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 31,986 | $1,501,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 37,977 | $1,481,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,494 | $1,441,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,600 | $1,423,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 52,070 | $1,398,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,583 | $1,389,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,076 | $1,377,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 22,300 | $1,373,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,435 | $1,365,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 33,300 | $1,346,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,927 | $1,344,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 22,520 | $1,318,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,092 | $1,315,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,453 | $1,273,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,077 | $1,268,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,139 | $1,265,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,294 | $1,262,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,570 | $1,256,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 12,996 | $1,232,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 13,029 | $1,232,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,272 | $1,225,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 108,025 | $1,221,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,525 | $1,218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 25,400 | $1,215,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18,296 | $1,190,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 8,109 | $1,170,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 76,475 | $1,152,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 93,150 | $1,146,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,286 | $1,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,000 | $1,120,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 13,699 | $1,111,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,665 | $1,107,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 59,078 | $1,101,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,455 | $1,090,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 43,415 | $1,085,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,515 | $1,084,000 | thousands by filing date | |
| POPLAR FOREST PARTNERS FD CL A | 00768D814 | MF | 21,899 | $1,066,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,653 | $1,056,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,377 | $1,037,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,924 | $1,034,000 | thousands by filing date | |
| POPLAR FOREST OUTLIERS FD INST | 00770x550 | MF | 41,563 | $1,025,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,898 | $1,005,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,457 | $1,002,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,876 | $991,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 18,460 | $986,000 | thousands by filing date | |
| OPPENHEIMER INTL S CO CL A | 68380u100 | MF | 19,252 | $978,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 11,987 | $957,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,580 | $953,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,252 | $949,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 45,748 | $929,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 57,727 | $916,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 42,135 | $904,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,571 | $903,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 15,693 | $889,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,829 | $878,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 9,600 | $875,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 78,699 | $872,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,706 | $868,000 | thousands by filing date | |
| Capital World Growth Income Fu | 140543828 | ETF | 16,978 | $866,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 40,620 | $828,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,726 | $823,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 24,100 | $821,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,000 | $798,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 50,900 | $795,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,908 | $794,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 19,412 | $786,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 55,202 | $767,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,530 | $759,000 | thousands by filing date | |
| BRANDES INVT TR EMRGN MKT VAL | 105262752 | MF | 76,741 | $748,000 | thousands by filing date | |
| AMERICAN FDS AMERICAN BALANCED F-3 | 024071771 | EQUITY FUNDS | 27,891 | $745,000 | thousands by filing date | |
| Alphacentric Incm Oppty Fd I | 62827M144 | MF | 60,846 | $745,000 | thousands by filing date | |
| AMERICAN BALANCED FUND CLASS F2 | 024071821 | Mutual Fund | 27,802 | $742,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,031 | $741,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,950 | $736,000 | thousands by filing date | |
| AMERICAN GROWTH AND INCOME PORTFOLIO CLASS F2 | 02630R609 | Mutual Fund | 46,882 | $705,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 25,292 | $704,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 26,525 | $704,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,000 | $700,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,474 | $696,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 33,518 | $693,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62,836 | $689,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 10,417 | $688,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,158 | $679,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 21,857 | $667,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,132 | $658,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,050 | $652,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,923 | $651,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,471 | $650,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,414 | $649,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 13,105 | $649,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 26,000 | $646,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 24,074 | $643,000 | thousands by filing date | |
| NEW PERSPECTIVE | 648018778 | SHS | 14,536 | $641,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,236 | $633,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,649 | $632,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,080 | $627,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,560 | $625,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,350 | $615,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 58,925 | $610,000 | thousands by filing date | |
| AMERICAN FDS DEVELOPI | 02630F779 | MUTUAL | 53,311 | $605,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $598,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 19,750 | $594,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,442 | $588,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 23,580 | $565,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 19,950 | $564,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,719 | $560,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 44,975 | $560,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 60,176 | $552,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,905 | $544,000 | thousands by filing date | |
| AMERICAN DEV WRLD GRWTH INC CL | 02630f407 | MF | 47,194 | $536,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,352 | $534,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 12,125 | $528,000 | thousands by filing date | |
| First Natl BK Alaska | 32112J106 | COM | 248 | $521,000 | thousands by filing date | |
| AMERICAN MODERATE GROWTH AND INCOME PORTFOLIO CLASS F2 | 02630Y224 | Mutual Fund | 35,231 | $519,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,632 | $507,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 8,266 | $500,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,200 | $495,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 15,725 | $494,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,000 | $489,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 39,870 | $480,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,179 | $473,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,487 | $469,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,203 | $469,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,325 | $462,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 39,000 | $462,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 52,075 | $449,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,755 | $444,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,955 | $443,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 33,544 | $441,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,520 | $427,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 7,965 | $424,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 36,362 | $420,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,404 | $420,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,920 | $419,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,532 | $417,000 | thousands by filing date | |
| AMERICAN FDS MODERATE GRWTH & | 02630q106 | BAL MF | 28,017 | $412,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,210 | $403,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,330 | $403,000 | thousands by filing date | |
| MFS MASSACHUSETTS INVESTORS TR A | 575736103 | NTF EQUITY FUNDS | 12,373 | $396,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,088 | $394,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,700 | $394,000 | thousands by filing date | |
| AMERICAN FUNDS INVMT CO OF AMER F1 | 461308405 | NTF EQUITY FUNDS | 9,943 | $394,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 36,029 | $392,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 33,751 | $384,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,793 | $383,000 | thousands by filing date | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 6,729 | $381,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 6,300 | $379,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,895 | $377,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 34,000 | $374,000 | thousands by filing date | |
| AMERICAN FUNDS INTL GR AND INC F2 | 45956T501 | NTF EQUITY FUNDS | 10,582 | $372,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 17,686 | $371,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 16,350 | $366,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 28,000 | $364,000 | thousands by filing date | |
| AMERICAN FDS TARGET DA 2030 TR | 02631v500 | MF | 25,228 | $364,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,625 | $360,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 8,141 | $359,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,988 | $358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,750 | $352,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,250 | $343,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 866 | $340,000 | thousands by filing date | |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS CLASS F-3 | 360802771 | SHS | 5,254 | $324,000 | thousands by filing date | |
| ALLIANZ FDS ALGI INCMGRINST | 018920512 | BAL MF | 27,571 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,918 | $320,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,240 | $318,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000 | $318,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,164 | $318,000 | thousands by filing date | |
| AMERICAN FDS INCOME FUND OF AMER F-3 | 453320772 | EQUITY FUNDS | 13,950 | $317,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH | 779546100 | Equity Mutual Fu | 7,378 | $317,000 | thousands by filing date | |
| AMERICAN FUNDS GROWTH FD F3 | 399874775 | MFD | 6,202 | $316,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,102 | $315,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,839 | $311,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 6,925 | $309,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,150 | $307,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 19,965 | $307,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,290 | $304,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,154 | $301,000 | thousands by filing date | |
| BLACKROCK FDS III LIFPT2025 IN | 066923848 | MF | 22,693 | $298,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,315 | $297,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,873 | $297,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,210 | $297,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,110 | $295,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 703 | $294,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 30,500 | $294,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 31,000 | $290,000 | thousands by filing date | |
| MainStay Marketfield Fd | 89834E245 | COM | 16,402 | $290,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,625 | $289,000 | thousands by filing date | |
| DFA Emerging Markets Portfolio | 233203785 | Mutual Fund | 9,227 | $286,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,416 | $285,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,869 | $284,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,600 | $278,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 22,300 | $276,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 4,683 | $273,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,267 | $271,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,150 | $270,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,660 | $269,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,968 | $267,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,675 | $265,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,107 | $262,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,503 | $261,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,593 | $260,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 3,048 | $258,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,283 | $254,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,650 | $254,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,255 | $252,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,671 | $250,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,200 | $248,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,140 | $247,000 | thousands by filing date | |
| INTERNATIONAL GRW & | 45956T402 | CL F-1 SHS | 7,032 | $247,000 | thousands by filing date | |
| AMERICAN FDS PORTFOLIO GLOBL G | 02630r567 | MF | 14,410 | $245,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,670 | $240,000 | thousands by filing date | |
| AMERICAN FUNDS INTL GR AND INC A | 45956T105 | LOAD EQUITY FUND | 6,809 | $239,000 | thousands by filing date | |
| EATON VANCE SMID CAP | 277902698 | MUTUAL | 7,035 | $239,000 | thousands by filing date | |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 9,841 | $232,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,024 | $230,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,550 | $227,000 | thousands by filing date | |
| American High-Income Mun Icipal Bond F-2 | 026545608 | MF | 14,446 | $227,000 | thousands by filing date | |
| OPPENHEIMER STEELPTH MLP SELEC | 858268105 | MF | 30,358 | $227,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,225 | $225,000 | thousands by filing date | |
| SEQUOIA | 817418106 | EQUITY FUNDS | 1,298 | $223,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,867 | $222,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,850 | $219,000 | thousands by filing date | |
| AMERICAN GROWTH AND INCOME PORTFOLIO CLASS F3 | 02630R351 | OPEN END TAXABLE NO LOAD FUND | 14,413 | $216,000 | thousands by filing date | |
| AMERICAN INCOME FUND OF AMERICA CLASS F2 | 453320822 | Mutual Fund | 9,456 | $215,000 | thousands by filing date | |
| Ab High Income Advisor | 01859M408 | MF | 24,771 | $214,000 | thousands by filing date | |
| AMERICAN FUNDS FUNDAMENTAL INVS F1 | 360802409 | NTF EQUITY FUNDS | 3,450 | $213,000 | thousands by filing date | |
| AMERICAN FDS INTL GR AND INC F-3 | 45956T774 | EQUITY FUNDS | 6,022 | $212,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,190 | $211,000 | thousands by filing date | |
| Dimeco Inc | 25432W104 | Com | 6,000 | $209,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,570 | $208,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,527 | $203,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,850 | $201,000 | thousands by filing date | |
| PIONEER MULTI ASSET ULTRASHORT INCOME Y | 72388E605 | NTF BOND FUNDS | 20,055 | $200,000 | thousands by filing date | |
| AMERICAN FDS RETIREMEN RETIRMN | 02631l718 | MF | 15,790 | $181,000 | thousands by filing date | |
| BANK AMER CORP RTN DJI NT18 | 06053f174 | COM | 10,000 | $172,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,240 | $171,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,000 | $169,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,620 | $162,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,545 | $144,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP INC | 858268600 | MF | 25,332 | $141,000 | thousands by filing date | |
| CALAMOS INVT TR NEW GLBL CONV | 128120722 | MF | 11,123 | $123,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,000 | $110,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 16,202 | $108,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 23,301 | $90,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,000 | $76,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 22,699 | $52,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CLASS R6 | 353496631 | Mutual Fund | 20,989 | $48,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $44,000 | thousands by filing date | |
| QRS MUSIC TECHNOLOGIES COM | 74726W107 | COM | 21,667 | $3,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 14,000 | $1,000 | thousands by filing date | |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Green Cures & Botanical Distribution Inc Ordinary Shares | 393007208 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIT BIOSCIENCE CONT VAL-POSS | 023cvr996 | COM | 25,830 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK FUTUREWORLD CORP COM | 36117m105 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020918-18-000004 | this filing | 2018-04-27 | acceptance time not in the bulk data set |