13F-HR filed by ROTHSCHILD INVESTMENT LLC /IL
ROTHSCHILD INVESTMENT LLC /IL filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-24, with 420 holding rows worth $782,250,000.
- Accession
- 0001020918-14-000006
- Filer
- CIK 1020918
- Filed
- 2014-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 420 entries on the cover page, a total value of $782,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $782,250,000 with VALUE read as thousands by filing date, 13F file number 028-05772. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 272,630 | $25,336,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 252,443 | $19,993,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 729,497 | $19,171,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 189,339 | $16,232,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 278,929 | $16,072,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 237,509 | $13,405,000 | thousands by filing date | |
| POPLAR FOREST PARTNERS INSTITU | 00768d798 | MF | 279,680 | $13,232,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 164,868 | $10,789,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 136,148 | $10,700,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 216,864 | $10,611,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 40,412 | $10,530,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 77,590 | $9,872,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 366,380 | $9,442,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 98,132 | $8,428,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 283,220 | $8,406,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 223,935 | $8,263,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 159,325 | $8,215,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 234,955 | $8,202,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 225,821 | $7,985,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,347 | $7,836,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 152,876 | $7,653,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 73,236 | $7,373,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 118,617 | $7,352,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 175,381 | $7,313,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 291,543 | $7,245,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 90,696 | $6,913,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 187,293 | $6,791,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 36,843 | $6,679,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 50,094 | $6,540,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 80,397 | $6,523,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 38,650 | $6,471,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 60,837 | $6,365,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 118,002 | $6,287,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 10,834 | $6,233,000 | thousands by filing date | |
| 38259p508 | COM | 10,349 | $6,051,000 | thousands by filing date | ||
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 68,070 | $5,978,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 109,475 | $5,975,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 251,140 | $5,970,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 136,360 | $5,958,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 71,781 | $5,901,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,366 | $5,868,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 161,416 | $5,417,000 | thousands by filing date | |
| GRANDEUR PEAK GLOBAL OPP FD IN | 317609360 | MF | 1,463,526 | $5,137,000 | thousands by filing date | |
| MAINSTAY MARKETFIELD FD CL I | 56064B852 | Equity Mutual Fu | 284,082 | $5,077,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 97,758 | $5,031,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 326,184 | $5,013,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,059 | $4,856,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 153,228 | $4,735,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 53,817 | $4,712,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 45,841 | $4,618,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 38,823 | $4,595,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 297,512 | $4,430,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 71,907 | $4,160,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 77,555 | $4,086,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 66,676 | $4,079,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,898 | $3,959,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 103,115 | $3,862,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,420 | $3,852,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 423,055 | $3,803,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 213,768 | $3,685,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 87,836 | $3,592,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 47,511 | $3,522,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 24,332 | $3,485,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 58,660 | $3,393,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,874 | $3,390,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28,240 | $3,332,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 36,258 | $3,283,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 145,820 | $3,201,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 54,530 | $3,074,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,311 | $2,991,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 173,425 | $2,964,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 55,875 | $2,947,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 30,000 | $2,873,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,458 | $2,836,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 89,716 | $2,806,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 36,977 | $2,776,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 74,635 | $2,724,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 36,227 | $2,619,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,500 | $2,544,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 67,061 | $2,477,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,607 | $2,430,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 151,889 | $2,430,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 115,575 | $2,413,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 104,768 | $2,382,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 44,226 | $2,374,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 205,155 | $2,310,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 36,743 | $2,284,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 29,844 | $2,249,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 85,690 | $2,218,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 40,450 | $2,203,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 122,775 | $2,193,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 33,632 | $2,187,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 70,000 | $2,176,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 34,175 | $2,113,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 43,943 | $2,109,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 102,235 | $2,104,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 48,490 | $2,054,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 70,000 | $2,029,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 98,370 | $2,022,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 62,900 | $2,019,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22,276 | $2,017,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,545 | $1,991,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 246,152 | $1,979,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 30,150 | $1,922,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 58,435 | $1,914,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,387 | $1,911,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,538 | $1,909,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 62,275 | $1,909,000 | thousands by filing date | |
| CALFRAC WELL SRVCS LTD COM | 129584108 | COM | 101,930 | $1,909,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 26,804 | $1,907,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 121,420 | $1,881,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,465 | $1,829,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 32,490 | $1,827,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 74,802 | $1,820,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 25,615 | $1,799,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,600 | $1,790,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 20,910 | $1,778,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 91,700 | $1,714,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,267 | $1,672,000 | thousands by filing date | |
| POPLAR FOREST PARTNERS FD CL A | 00768D814 | MF | 35,101 | $1,654,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 34,597 | $1,640,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,136 | $1,629,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 38,946 | $1,578,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,569 | $1,566,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 83,800 | $1,549,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,273 | $1,544,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,584 | $1,495,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,111 | $1,488,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 55,500 | $1,487,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 109,936 | $1,482,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 84,077 | $1,461,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 33,311 | $1,443,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,814 | $1,423,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,303 | $1,398,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 32,353 | $1,385,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,185 | $1,344,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 197,000 | $1,324,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,539 | $1,312,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,938 | $1,311,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,025 | $1,279,000 | thousands by filing date | |
| FIDELITY ADVISOR SER I LEV CO | 315805424 | MF | 21,874 | $1,249,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 35,035 | $1,246,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 93,600 | $1,239,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,060 | $1,232,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 23,510 | $1,219,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,112 | $1,210,000 | thousands by filing date | |
| AMERICAN BALANCED FD CL F | 024071409 | MF | 47,660 | $1,209,000 | thousands by filing date | |
| CREW ENERGY | 226533107 | COM | 104,960 | $1,160,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 21,705 | $1,141,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,100 | $1,139,000 | thousands by filing date | |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 78,530 | $1,107,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 17,719 | $1,106,000 | thousands by filing date | |
| OPPENHEIMER STEELPTH MLP SELEC | 858268105 | MF | 81,428 | $1,098,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 8,210 | $1,091,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 48,718 | $1,078,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 21,865 | $1,077,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,112 | $1,074,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 40,110 | $1,071,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 33,900 | $1,061,000 | thousands by filing date | |
| Oppenheimer Developing Markets | 683974109 | MUT | 26,357 | $1,061,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 26,200 | $1,031,000 | thousands by filing date | |
| HCA INC | 404119109 | COMMON STOCK | 18,160 | $1,024,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,510 | $1,021,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 29,816 | $996,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,517 | $988,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 24,145 | $987,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 17,018 | $986,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 20,481 | $983,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,982 | $981,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 58,925 | $970,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 40,000 | $970,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 29,400 | $963,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 6,474 | $954,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 34,400 | $950,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,800 | $950,000 | thousands by filing date | |
| FIDELITY ADVISOR HEALTH CARE A | 315918847 | NTF EQUITY FUNDS | 25,051 | $945,000 | thousands by filing date | |
| OPPENHEIMER INTL S CO CL A | 68380u100 | MF | 26,824 | $925,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,807 | $921,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 18,125 | $919,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,361 | $911,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 19,680 | $911,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 25,193 | $911,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 12,700 | $909,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 28,083 | $908,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 23,875 | $907,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 24,914 | $904,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,981 | $904,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 21,086 | $877,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,375 | $875,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,325 | $874,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,604 | $870,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,745 | $851,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 36,090 | $845,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,425 | $821,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,900 | $817,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 28,150 | $808,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 25,775 | $805,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,760 | $790,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 46,400 | $787,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,601 | $781,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 38,396 | $776,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13,200 | $770,000 | thousands by filing date | |
| INTERNATIONAL GRW & | 45956T402 | CL F-1 SHS | 21,044 | $769,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 28,805 | $755,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,100 | $746,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 17,975 | $739,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 57,816 | $738,000 | thousands by filing date | |
| GRANDEUR PEAK EMERGING MKTS OP | 31761R401 | MF | 65,800 | $732,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,745 | $731,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 18,165 | $730,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 17,864 | $726,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,230 | $717,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,500 | $713,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,200 | $708,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 14,450 | $704,000 | thousands by filing date | |
| COLUMBIA ACORN FUND INSTITUTIONAL CLASS | 197199409 | OPEN END TAXABLE NO LOAD FUND | 18,784 | $704,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 26,725 | $704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 14,223 | $702,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,581 | $701,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,435 | $699,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 33,738 | $698,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 46,950 | $689,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,395 | $669,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,550 | $657,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,254 | $655,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,830 | $653,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 19,070 | $652,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,329 | $643,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 43,000 | $643,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 25,266 | $641,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,698 | $639,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,390 | $637,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 12,300 | $625,000 | thousands by filing date | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 12,854 | $613,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 11,860 | $610,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 12,500 | $607,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 22,339 | $600,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 18,200 | $594,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 51,907 | $593,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,796 | $583,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 45,945 | $580,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,000 | $579,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,600 | $578,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 62,900 | $573,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 97,813 | $571,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,332 | $567,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,400 | $566,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,690 | $560,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,450 | $559,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 51,475 | $558,000 | thousands by filing date | |
| BLAIR WILLIAM MUT FDS INTL GRW | 093001402 | MF | 20,579 | $557,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 15,600 | $554,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 13,800 | $551,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 40,000 | $550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,400 | $540,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 29,500 | $540,000 | thousands by filing date | |
| First Natl BK Alaska | 32112J106 | COM | 310 | $539,000 | thousands by filing date | |
| VANGUARD INTL EQTY IDX EURO ST | 922042833 | MF | 18,365 | $533,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,112 | $527,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 13,648 | $527,000 | thousands by filing date | |
| PIMCO SMALL CAPS STKSPL AR STG | 72201f698 | MF | 52,224 | $523,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 14,855 | $518,000 | thousands by filing date | |
| NUVEEN SYMPHONY CRED OPP-I | 67066D739 | Open-End Fund | 22,358 | $515,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,039 | $505,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 17,260 | $504,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,065 | $497,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 7,990 | $489,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,597 | $488,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,756 | $487,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 9,833 | $487,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,000 | $486,000 | thousands by filing date | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 22,220 | $483,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 32,044 | $476,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 27,300 | $473,000 | thousands by filing date | |
| FIDELITY JAPAN FUND RETAIL CLASS | 315910885 | Mutual Fund | 38,391 | $467,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,990 | $465,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,856 | $464,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 18,150 | $462,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 26,550 | $462,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,928 | $460,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,150 | $458,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,915 | $457,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,357 | $457,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 30,115 | $453,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,448 | $452,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,100 | $446,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,850 | $441,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12,420 | $438,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,585 | $436,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,775 | $433,000 | thousands by filing date | |
| Growth Fund of America/The | 399874403 | ETF | 9,547 | $432,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 8,820 | $430,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 82,900 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,000 | $428,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,553 | $426,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 35,500 | $418,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,130 | $415,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,125 | $410,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,790 | $402,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,643 | $402,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 10,351 | $402,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 14,900 | $397,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 15,000 | $395,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,350 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,420 | $385,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 5,596 | $385,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 17,860 | $382,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $380,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,138 | $377,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 34,750 | $377,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 6,950 | $374,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 13,832 | $371,000 | thousands by filing date | |
| AMERICAN FUNDS FUNDAMENTAL INVS F1 | 360802409 | NTF EQUITY FUNDS | 6,870 | $370,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,814 | $368,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,700 | $362,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,050 | $361,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,300 | $361,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6,200 | $359,000 | thousands by filing date | |
| MFS MASSACHUSETTS INVESTORS TR A | 575736103 | NTF EQUITY FUNDS | 12,373 | $357,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 19,000 | $355,000 | thousands by filing date | |
| VANGUARD SPECIALIZED DIV APRID | 921908851 | MF | 11,399 | $355,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 6,160 | $351,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,508 | $350,000 | thousands by filing date | |
| SHIRE LTD | G8124V108 | COM | 4,395 | $343,000 | thousands by filing date | |
| AMERICAN FUNDS INTL GR AND INC F2 | 45956T501 | NTF EQUITY FUNDS | 9,338 | $341,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 39,941 | $341,000 | thousands by filing date | |
| TEMPLETON GLOBAL INVT FRNTR MK | 88019r674 | MF | 17,954 | $340,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 33,400 | $334,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 3,625 | $331,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 16,000 | $330,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,700 | $330,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 4,580 | $329,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,967 | $327,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 34,518 | $325,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 25,000 | $324,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,000 | $319,000 | thousands by filing date | |
| INVESCO HEALTHCARE FUND CLASS A | 00141T106 | OPEN END TAXABLE LOAD FUND | 7,271 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,254 | $314,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,824 | $314,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,490 | $314,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,319 | $312,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,400 | $312,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,036 | $309,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,800 | $305,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,804 | $299,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,978 | $298,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 26,400 | $296,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,102 | $294,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,328 | $294,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,925 | $293,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,400 | $274,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,750 | $270,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,100 | $264,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,024 | $262,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,720 | $260,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,000 | $259,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,500 | $258,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000 | $257,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,050 | $256,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,037 | $254,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,528 | $251,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,476 | $249,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,242 | $249,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 7,940 | $248,000 | thousands by filing date | |
| TEMPLETON GLOBAL INVT EMRG MKT | 88019r732 | MF | 19,477 | $248,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,900 | $247,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,068 | $247,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,750 | $242,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,072 | $238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 7,700 | $236,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,900 | $234,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 4,265 | $230,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,826 | $224,000 | thousands by filing date | |
| SEQUOIA | 817418106 | EQUITY FUNDS | 1,007 | $224,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,690 | $222,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,815 | $221,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 17,900 | $221,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,338 | $220,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 2,542 | $220,000 | thousands by filing date | |
| INDEPENDENCE BANCSHARES INC | 45338e107 | COMMON EQUITY | 125,000 | $219,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,083 | $218,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP INC | 858268600 | MF | 18,793 | $218,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,700 | $216,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,000 | $215,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 21,250 | $215,000 | thousands by filing date | |
| AMERICAN FUNDS INVMT CO OF AMER F1 | 461308405 | NTF EQUITY FUNDS | 5,409 | $213,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,000 | $208,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,200 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,800 | $206,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,740 | $204,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 11,575 | $204,000 | thousands by filing date | |
| NICHOLAS | 653735100 | MFA | 3,100 | $203,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,950 | $202,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 6,741 | $201,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,750 | $193,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 26,330 | $182,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,750 | $168,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 45,500 | $166,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,683 | $164,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,050 | $142,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 25,700 | $142,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 12,000 | $136,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,650 | $125,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $125,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 25,500 | $124,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,850 | $123,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 19,910 | $84,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 27,056 | $70,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,385 | $39,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 10,990 | $29,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 15,000 | $29,000 | thousands by filing date | |
| QRS MUSIC TECHNOLOGIES COM | 74726W107 | COM | 25,000 | $9,000 | thousands by filing date | |
| TERANGA GOLD CORP | 880797105 | COM | 10,857 | $8,000 | thousands by filing date | |
| RUSHNET INC | 782074108 | COMMON STOCK | 4,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cohen & Steers Quality Inc Rlty Fractional | BKC47L109 | Com | 87,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD OIL RES LTD SHS | q98945t10 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBIDA BEVERAGE CO COM NEW | 07557q203 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW DWS RREEF REAL ESTATE F | esc233990 | COM | 54,785 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCKENZIE BAY INTL LTD COM | 581531100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK STD BANCSHARES INC HICKOR | 853993442 | COM | 104,086 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020918-14-000006 | this filing | 2014-07-24 | acceptance time not in the bulk data set |