13F-HR filed by ROOSEVELT INVESTMENT GROUP LLC
ROOSEVELT INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 170 holding rows worth $1,012,581,000.
- Accession
- 0001020617-20-000007
- Filer
- CIK 1020617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 170 entries on the cover page, a total value of $1,012,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,012,581,000 with VALUE read as thousands by filing date, 13F file number 028-03511. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,461,388 | $83,533,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 145,524 | $53,087,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 243,821 | $49,620,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,614 | $48,595,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 112,929 | $25,643,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17,990 | $25,510,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 251,410 | $25,038,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 144,951 | $24,582,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 221,376 | $23,313,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 92,491 | $22,214,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 150,173 | $21,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 673,252 | $20,137,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 111,504 | $19,905,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 75,927 | $19,021,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 201,395 | $18,943,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 112,166 | $18,771,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 108,728 | $18,383,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 62,043 | $18,300,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 498,310 | $18,228,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 635,363 | $17,320,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 114,022 | $16,486,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 163,546 | $16,482,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 56,574 | $16,424,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 44,682 | $16,190,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 91,398 | $15,990,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 195,092 | $15,202,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 44,733 | $14,739,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 49,816 | $14,731,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 171,774 | $14,642,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 38,602 | $14,087,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 219,375 | $14,025,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 27,725 | $13,888,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 381,533 | $13,377,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 366,813 | $13,297,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 132,842 | $12,398,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 208,569 | $11,498,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 65,910 | $11,397,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 58,811 | $11,361,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 92,169 | $11,311,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 476,836 | $10,781,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 255,142 | $10,236,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 94,856 | $10,054,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 190,017 | $9,518,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 240,588 | $7,867,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 337,203 | $7,493,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,033 | $7,231,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 34,730 | $6,258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 169,232 | $6,114,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 178,364 | $5,813,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 109,374 | $4,243,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,988 | $3,739,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 76,311 | $3,667,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 46,996 | $3,597,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,160 | $2,880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 70,390 | $2,571,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,447 | $2,396,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,536 | $2,219,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,959 | $2,146,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 13,032 | $2,118,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,243 | $1,757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 32,366 | $1,742,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,365 | $1,683,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 42,046 | $1,639,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 31,213 | $1,601,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,014 | $1,561,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,775 | $1,527,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,335 | $1,490,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 38,206 | $1,344,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,336,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 142,493 | $1,325,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 39,142 | $1,310,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,346 | $1,192,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,250 | $1,186,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,260 | $1,028,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 48,657 | $1,027,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 31,772 | $968,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 60,478 | $940,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 14,821 | $913,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 34,159 | $841,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,841 | $822,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,885 | $805,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 58,585 | $794,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 120,005 | $772,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,436 | $769,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,250 | $751,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 31,491 | $738,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,605 | $737,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,425 | $735,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,960 | $731,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 49,035 | $710,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,759 | $704,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 29,737 | $659,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,500 | $656,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,757 | $643,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 26,499 | $623,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 42,562 | $609,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,044 | $608,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 373 | $594,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,753 | $574,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,554 | $566,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 57,236 | $544,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $540,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 13,008 | $540,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,861 | $535,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,064 | $514,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 54,680 | $500,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,058 | $494,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 33,239 | $480,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,271 | $477,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,794 | $474,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,601 | $460,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,778 | $456,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,737 | $444,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 26,841 | $443,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,957 | $421,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 68,058 | $412,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $406,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 44,697 | $398,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,162 | $385,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 27,702 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,258 | $384,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 12,730 | $384,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,204 | $383,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 37,877 | $372,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 27,244 | $367,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,976 | $362,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,200 | $348,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 37,124 | $346,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,514 | $345,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,456 | $336,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,764 | $323,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,000 | $323,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 43,926 | $313,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 11,911 | $312,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 26,724 | $312,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,957 | $305,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,500 | $305,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 31,219 | $290,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,307 | $288,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,390 | $275,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,379 | $274,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,100 | $272,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,843 | $270,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,128 | $270,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,082 | $256,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,422 | $246,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 21,346 | $243,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,361 | $236,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,350 | $235,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,489 | $232,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 25,377 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,731 | $225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,685 | $223,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,398 | $219,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,575 | $217,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 866 | $204,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,917 | $202,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,180 | $198,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 23,045 | $197,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,551 | $193,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,413 | $188,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 71,308 | $178,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,321 | $153,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,906 | $143,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 78,265 | $133,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 16,215 | $126,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,508 | $97,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 75,000 | $74,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,627 | $65,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,133 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020617-20-000007 | this filing | 2020-08-11 | acceptance time not in the bulk data set |