13F-HR filed by ROOSEVELT INVESTMENT GROUP LLC
ROOSEVELT INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 162 holding rows worth $1,098,771,000.
- Accession
- 0001020617-18-000010
- Filer
- CIK 1020617
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 162 entries on the cover page, a total value of $1,098,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,098,771,000 with VALUE read as thousands by filing date, 13F file number 028-03511. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 528,055 | $46,067,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,529 | $41,120,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 177,159 | $39,992,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 27,526 | $33,226,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 142,073 | $30,419,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 257,970 | $29,504,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 162,872 | $27,297,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 403,390 | $26,878,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 586,257 | $25,836,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 372,373 | $23,862,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 110,903 | $22,974,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 164,891 | $22,783,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 141,232 | $22,775,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 130,388 | $22,193,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 129,341 | $21,271,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 79,384 | $21,119,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 129,373 | $21,066,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 96,540 | $18,863,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 222,813 | $17,818,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 224,562 | $17,720,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 152,761 | $17,238,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 150,542 | $16,760,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 634,272 | $16,643,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 248,600 | $16,604,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 99,235 | $16,513,000 | thousands by filing date | |
| IJH | 464287507 | COM | 80,326 | $16,169,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 70,947 | $15,794,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 236,061 | $15,722,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 157,539 | $15,612,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 71,842 | $15,138,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 41,861 | $14,482,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 258,661 | $14,255,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 111,084 | $14,171,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 44,466 | $14,112,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 414,722 | $14,088,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 160,357 | $13,454,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 88,948 | $13,350,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 482,825 | $12,442,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 104,111 | $12,268,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 68,183 | $12,170,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 173,739 | $11,778,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 177,098 | $11,389,000 | thousands by filing date | |
| T 5.35 | 00206R300 | PUBLIC | 441,963 | $11,036,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 395,884 | $10,238,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 165,768 | $9,835,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 73,513 | $8,989,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 376,181 | $8,900,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 334,100 | $8,486,000 | thousands by filing date | |
| Dte Energy Co 6.000 Due 12/15/76 Callable | 233331867 | Preferred Stock | 300,025 | $7,744,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 299,285 | $7,626,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 275,532 | $7,415,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TRUST SR NOTE 6.25 02/01/2046 | 81721M307 | COM | 281,325 | $7,298,000 | thousands by filing date | |
| TORCHMARK CORP 6 125 1 531 PFD | 891027401 | PREFERRED | 284,253 | $7,254,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 137,248 | $7,107,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 72,880 | $6,934,000 | thousands by filing date | |
| W R Berkley Corp 5.750 Due 06/01/56 Callable | 084423607 | Preferred Stock | 279,538 | $6,807,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 234,284 | $6,562,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 26,361 | $5,021,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 195,178 | $4,971,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 69,229 | $4,955,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 175,905 | $4,595,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 156,071 | $4,314,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 155,283 | $4,228,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 146,516 | $4,029,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 23,054 | $3,982,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 154,636 | $3,934,000 | thousands by filing date | |
| American Finl Group Inc Ohio 6 Sub Deb 2055 | 025932708 | Preferred Stock | 141,958 | $3,626,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 133,208 | $3,553,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127,015 | $3,276,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,367 | $3,194,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 114,875 | $2,961,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,446 | $2,787,000 | thousands by filing date | |
| BB&T Corp | 054937875 | Preferred Stock | 107,348 | $2,690,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,021 | $2,611,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 100,550 | $2,570,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 101,285 | $2,459,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 41,603 | $2,371,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 90,525 | $2,296,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,222 | $2,225,000 | thousands by filing date | |
| LEGG MASON INC-CALLABLE | 524901501 | Pref | 66,856 | $1,730,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,437 | $1,715,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,508 | $1,552,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 59,399 | $1,502,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 59,825 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 27,883 | $1,385,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,693 | $1,334,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 49,925 | $1,312,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,280,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 26,400 | $1,280,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,714 | $1,187,000 | thousands by filing date | |
| CARLYLE GROUP LP - CALLABLE | 14309L201 | Pref | 51,150 | $1,158,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 45,910 | $1,151,000 | thousands by filing date | |
| STT 5.35 PERP | 857477855 | PUBLIC | 42,086 | $1,082,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,319 | $967,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,937 | $933,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,497 | $905,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,248 | $833,000 | thousands by filing date | |
| Apollo Global Management LLC | 037612405 | PRD | 33,011 | $831,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,434 | $742,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,900 | $735,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,560 | $734,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 29,002 | $717,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,887 | $678,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,115 | $675,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,506 | $625,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,387 | $613,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 68,090 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 17,150 | $576,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,782 | $572,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 7,750 | $562,000 | thousands by filing date | |
| ALLSTATE CORP DEP 1/1000 PFD G | 020002127 | Preferred | 21,100 | $527,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 20,000 | $502,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,241 | $499,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,797 | $484,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,904 | $477,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 18,000 | $460,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,770 | $450,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,596 | $435,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,809 | $411,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,569 | $411,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,293 | $376,000 | thousands by filing date | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 5,275 | $364,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,802 | $356,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,480 | $350,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,896 | $339,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,970 | $338,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,060 | $333,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 13,000 | $327,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,573 | $326,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 12,084 | $324,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 12,099 | $319,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,585 | $311,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,864 | $307,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,075 | $306,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,232 | $304,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,734 | $302,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 12,800 | $302,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,259 | $296,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,075 | $295,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 11,400 | $288,000 | thousands by filing date | |
| DTE ENERGY CO PFD J | 233331800 | PFDs, REITs, | 12,000 | $287,000 | thousands by filing date | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 10,900 | $280,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 11,600 | $278,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 10,650 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 12,540 | $265,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,270 | $257,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,980 | $254,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,330 | $236,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,824 | $230,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 11,017 | $230,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 9,245 | $230,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,052 | $229,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,521 | $228,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,639 | $224,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,022 | $215,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,865 | $210,000 | thousands by filing date | |
| PARTNERRE LTD. | G68603144 | COMMON STOCK | 7,600 | $205,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,815 | $146,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 75,000 | $73,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,023 | $55,000 | thousands by filing date | |
| ATC HEALTHCARE INC XXX | 00209C102 | COMMON STOCK | 510,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR ELECTRONICS INC | 66704D101 | COMMON STOCK | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020617-18-000010 | this filing | 2018-11-09 | acceptance time not in the bulk data set |