13F-HR filed by ROOSEVELT INVESTMENT GROUP LLC
ROOSEVELT INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 175 holding rows worth $1,123,561,000 by the sum of the rows.
- Accession
- 0001020617-16-000018
- Filer
- CIK 1020617
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 178 entries on the cover page, a total value of $1,123,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,123,561,000 with VALUE read as thousands by filing date, 13F file number 028-03511. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,123,000, about 1/1,000 of the sum of the rows, $1,123,561,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Home Depot, Inc | 437076102 | COM | 339,217 | $45,262,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 355,627 | $38,760,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 46,483 | $35,462,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 700,474 | $33,875,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 148,232 | $32,833,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 228,221 | $32,380,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,055,101 | $31,273,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 256,032 | $28,688,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 601,998 | $26,861,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 134,734 | $26,664,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 466,929 | $26,596,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 197,128 | $23,328,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 212,117 | $22,003,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 192,045 | $21,912,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 292,445 | $20,360,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 199,011 | $19,764,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,625,271 | $19,308,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300,442 | $19,192,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 250,543 | $19,162,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 255,788 | $18,864,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 194,373 | $18,670,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 337,486 | $18,288,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 446,999 | $18,144,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 284,924 | $18,041,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 621,245 | $17,904,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 259,699 | $16,545,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 249,751 | $16,316,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 325,246 | $15,677,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 231,452 | $15,345,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 482,605 | $15,178,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 53,066 | $15,106,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 241,155 | $15,087,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 415,650 | $14,997,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 181,865 | $13,900,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 22,281 | $13,227,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 200,309 | $12,976,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 145,997 | $12,878,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 176,378 | $12,802,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 154,882 | $12,321,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 205,074 | $12,089,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 121,637 | $10,770,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 283,543 | $10,684,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 173,904 | $10,069,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 86,773 | $9,677,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 183,793 | $9,399,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 85,073 | $9,005,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 88,345 | $8,926,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 90,333 | $8,536,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 53,874 | $8,458,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 29,631 | $7,942,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 258,742 | $6,820,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 69,357 | $6,371,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 118,206 | $6,260,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 56,277 | $6,256,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 220,888 | $6,063,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 207,629 | $6,046,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 205,460 | $5,381,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 194,425 | $5,038,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 179,425 | $4,904,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 56,250 | $4,814,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 181,456 | $4,467,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 167,268 | $4,339,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 91,422 | $4,049,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 135,400 | $3,641,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 133,187 | $3,557,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 133,613 | $3,407,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 106,413 | $3,020,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 114,425 | $3,016,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 88,747 | $2,821,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 110,764 | $2,812,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 99,550 | $2,773,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 106,725 | $2,725,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 95,875 | $2,661,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 95,875 | $2,593,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 100,562 | $2,575,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 88,400 | $2,571,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 108,919 | $2,474,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,638 | $2,449,000 | thousands by filing date | |
| American Finl Group Inc Ohio 6 Sub Deb 2055 | 025932708 | Preferred Stock | 86,700 | $2,202,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 78,630 | $2,136,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,665 | $2,112,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 82,011 | $2,054,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 68,225 | $2,007,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,444 | $1,960,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,771 | $1,788,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,858 | $1,787,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 61,807 | $1,619,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 60,095 | $1,566,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,025 | $1,509,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 57,150 | $1,440,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 17,325 | $1,385,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 17,676 | $1,319,000 | thousands by filing date | |
| AXIS CAPITAL HLDGS LTD PFD 6.875% S | BMG0692U3 | PREFERRED STOCK | 49,863 | $1,290,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,418 | $1,280,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,838 | $1,241,000 | thousands by filing date | |
| KKR Financial 7.50% SrNotes Ca | 48248a504 | PFD | 46,548 | $1,221,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 48,186 | $1,219,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 9,581 | $1,175,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,174,000 | thousands by filing date | |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 44,083 | $1,133,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 12,280 | $1,065,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,925 | $964,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 16,873 | $960,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 35,700 | $939,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,850 | $908,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,044 | $832,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,352 | $832,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,444 | $820,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,860 | $793,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 15,408 | $788,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 43,549 | $778,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 30,190 | $773,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4,790 | $768,000 | thousands by filing date | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 10,665 | $765,000 | thousands by filing date | |
| HSBC USA INC SERIES G ADJ RATE | 40428H888 | PREFERRED STOCK | 32,161 | $758,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,970 | $751,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,559 | $705,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,353 | $686,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,236 | $686,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,477 | $678,000 | thousands by filing date | |
| EQUITY COMMONWEALTH 5 3/4 NOTES 2012-1.8.42 SR | 294628508 | PFD | 26,650 | $667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 18,863 | $646,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,781 | $601,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 20,600 | $571,000 | thousands by filing date | |
| QWEST CORP - CALLABLE | 74913G709 | Pref | 21,175 | $522,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,601 | $510,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 18,775 | $495,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 4,485 | $481,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,672 | $468,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,691 | $448,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 16,755 | $432,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 15,965 | $411,000 | thousands by filing date | |
| HCA INC | 404119109 | COMMON STOCK | 5,050 | $394,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,111 | $388,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,743 | $382,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,386 | $381,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 14,425 | $373,000 | thousands by filing date | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 14,850 | $372,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,960 | $371,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 13,410 | $353,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 13,350 | $351,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,157 | $340,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,943 | $339,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 12,759 | $337,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,673 | $336,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 12,300 | $313,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 10,700 | $303,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,800 | $295,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 11,300 | $294,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,452 | $282,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,434 | $282,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 57,750 | $278,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 7,213 | $275,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 31,650 | $275,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,658 | $249,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,983 | $247,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,600 | $247,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 9,595 | $246,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,255 | $237,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 89,760 | $233,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,743 | $230,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 8,700 | $228,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,459 | $216,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 7,700 | $214,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,946 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 8,200 | $212,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,132 | $209,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,926 | $208,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,822 | $205,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,000 | $196,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 20,000 | $75,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 75,000 | $58,000 | thousands by filing date | |
| WIND ENERGY AMERICA INC | 973146103 | COMMON STOCK | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR ELECTRONICS INC | 66704D101 | COMMON STOCK | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HII TECHNOLOGIES, INC | 40421H109 | COMMON STOCK | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020617-16-000018 | this filing | 2016-05-13 | acceptance time not in the bulk data set |