13F-HR filed by ROOSEVELT INVESTMENT GROUP LLC
ROOSEVELT INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 221 holding rows worth $2,160,245,449 by the sum of the rows.
- Accession
- 0001020617-14-000010
- Filer
- CIK 1020617
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 223 entries on the cover page, a total value of $2,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,160,245,449 with VALUE read as dollars, detected, 13F file number 028-03511. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,160,000, about 1/1,000 of the sum of the rows, $2,160,245,449. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVER FINL SVCS | 254709108 | COM | 1,429,922 | $83,207,172 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 241,978 | $74,013,810 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 799,229 | $71,083,540 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 1,418,564 | $70,559,365 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 872,313 | $69,026,145 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 2,211,819 | $68,942,430 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 2,081,953 | $66,872,338 | dollars, detected | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 735,889 | $64,132,744 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 792,992 | $59,569,584 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 964,502 | $58,101,599 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 282,753 | $55,467,704 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,148,499 | $54,852,331 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 555,164 | $54,844,614 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,041,934 | $52,721,860 | dollars, detected | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,083,434 | $51,289,775 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,167,245 | $50,646,768 | dollars, detected | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 697,758 | $50,008,347 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 339,575 | $47,404,669 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 920,040 | $46,011,184 | dollars, detected | |
| STRATASYS LTD | M85548101 | SHS | 427,441 | $45,347,214 | dollars, detected | |
| GNC HLDGS INC | 36191G107 | COM CL A | 964,605 | $42,461,914 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,587,842 | $42,300,109 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 135,957 | $40,825,166 | dollars, detected | |
| WORKDAY INC CL A | 98138H101 | Stock | 445,093 | $40,694,852 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 397,965 | $40,616,329 | dollars, detected | |
| BROADCOM CORP | 111320107 | CL A | 1,243,514 | $39,133,371 | dollars, detected | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,812,187 | $37,372,362 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 487,864 | $36,111,720 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 575,599 | $33,879,771 | dollars, detected | |
| INCYTE CORP COM | 45337C102 | Stock | 592,500 | $31,710,598 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 375,274 | $28,093,049 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 335,535 | $26,285,811 | dollars, detected | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 529,106 | $25,936,782 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 119,249 | $25,741,093 | dollars, detected | |
| TIMKEN CO | 887389104 | COM | 406,463 | $23,891,921 | dollars, detected | |
| PROTO LABS INC | 743713109 | COM | 340,407 | $23,035,341 | dollars, detected | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 689,060 | $20,431,876 | dollars, detected | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 374,168 | $16,167,798 | dollars, detected | |
| Apple Inc | 037833100 | COM | 28,947 | $15,537,408 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 320,404 | $14,626,460 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 366,017 | $14,340,545 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 518,141 | $13,414,683 | dollars, detected | |
| 38259p508 | COM | 11,200 | $12,482,512 | dollars, detected | ||
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 146,890 | $10,188,315 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 100,719 | $9,630,751 | dollars, detected | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 37,826 | $9,560,917 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 91,909 | $9,009,854 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 114,687 | $8,567,158 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 67,810 | $8,474,215 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 142,317 | $7,393,368 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 88,453 | $7,241,702 | dollars, detected | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 187,295 | $6,345,554 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 388,110 | $5,619,832 | dollars, detected | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 219,625 | $5,264,411 | dollars, detected | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 203,367 | $5,242,882 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 68,191 | $5,129,327 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 67,425 | $5,054,852 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 48,543 | $4,768,380 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 59,641 | $4,644,244 | dollars, detected | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 108,994 | $4,621,367 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,080 | $4,611,568 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 58,521 | $4,188,347 | dollars, detected | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 172,834 | $4,122,090 | dollars, detected | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 158,570 | $4,067,320 | dollars, detected | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 174,628 | $3,964,055 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 147,255 | $3,933,181 | dollars, detected | |
| QWEST CORP | 74913G204 | PFD | 142,068 | $3,715,078 | dollars, detected | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 147,134 | $3,709,248 | dollars, detected | |
| HESS CORP | 42809H107 | COM | 42,349 | $3,509,885 | dollars, detected | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 131,599 | $3,383,410 | dollars, detected | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 126,125 | $3,341,051 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 114,315 | $3,246,546 | dollars, detected | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 126,010 | $3,225,856 | dollars, detected | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 129,611 | $3,179,357 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,182 | $3,167,969 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 88,119 | $2,862,986 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 17,411 | $2,842,326 | dollars, detected | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 64,226 | $2,700,080 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 57,065 | $2,619,854 | dollars, detected | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 101,995 | $2,615,151 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47,211 | $2,613,156 | dollars, detected | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 100,268 | $2,572,888 | dollars, detected | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 100,975 | $2,539,521 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 45,174 | $2,443,009 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 58,384 | $2,393,189 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 76,000 | $2,358,280 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 48,400 | $2,351,756 | dollars, detected | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 85,363 | $2,302,240 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 47,635 | $2,266,012 | dollars, detected | |
| QUESTAR CORP | 748356102 | COM | 88,743 | $2,110,313 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 10,956 | $2,108,998 | dollars, detected | |
| DAVITA INC COM | 23918K108 | Stock | 27,913 | $1,921,810 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 31,120 | $1,883,071 | dollars, detected | |
| UNITED STATES CELLULAR | 911684405 | PRF | 73,959 | $1,876,339 | dollars, detected | |
| TECO ENERGY INC | 872375100 | COM | 106,700 | $1,829,905 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 32,348 | $1,814,778 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 17,242 | $1,800,074 | dollars, detected | |
| AXIS CAPITAL HLDGS LTD PFD 6.875% S | BMG0692U3 | PREFERRED STOCK | 70,940 | $1,787,688 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 22,399 | $1,777,175 | dollars, detected | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 69,900 | $1,774,062 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,578 | $1,717,032 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 23,970 | $1,707,214 | dollars, detected | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,172 | $1,699,672 | dollars, detected | |
| Southern Company | 842587107 | COM | 38,375 | $1,686,197 | dollars, detected | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 29,547 | $1,676,496 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,812 | $1,667,100 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 38,109 | $1,603,245 | dollars, detected | |
| Aegon NV 7.25% PFD | N00927348 | PFD | 61,871 | $1,598,746 | dollars, detected | |
| MDU RES GROUP INC | 552690109 | COM | 46,575 | $1,597,988 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 45,515 | $1,572,559 | dollars, detected | |
| TRIBUNE COMPANY | 896047503 | COMMON | 19,705 | $1,569,503 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 23,473 | $1,569,170 | dollars, detected | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 61,243 | $1,547,610 | dollars, detected | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 69,120 | $1,547,596 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,423,000 | $1,515,736 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,620 | $1,506,497 | dollars, detected | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 82,900 | $1,483,910 | dollars, detected | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,527 | $1,449,822 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 29,000 | $1,379,820 | dollars, detected | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 19,747 | $1,363,925 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 38,805 | $1,360,906 | dollars, detected | |
| WELLS FARGO | 949746655 | PFD | 61,965 | $1,351,456 | dollars, detected | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 51,600 | $1,298,307 | dollars, detected | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 77,099 | $1,227,427 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 43,750 | $1,207,937 | dollars, detected | |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 47,300 | $1,188,649 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 16,021 | $1,184,752 | dollars, detected | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 23,944 | $1,180,439 | dollars, detected | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 66,950 | $1,162,252 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 34,752 | $1,152,723 | dollars, detected | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 19,125 | $1,146,735 | dollars, detected | |
| STERICYCLE INC | 858912108 | COM | 10,075 | $1,144,721 | dollars, detected | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 48,309 | $1,113,522 | dollars, detected | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 21,400 | $1,090,116 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 45,100 | $1,068,419 | dollars, detected | |
| Gulfport Energy | 402635304 | COM | 15,000 | $1,067,700 | dollars, detected | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,858 | $1,051,112 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 27,560 | $1,031,591 | dollars, detected | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,030,425 | dollars, detected | |
| SENOMYX INC | 81724Q107 | COM | 95,760 | $1,021,759 | dollars, detected | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 42,535 | $1,011,482 | dollars, detected | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 37,056 | $1,008,664 | dollars, detected | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 18,425 | $1,006,005 | dollars, detected | |
| HSBC USA INC SERIES G ADJ RATE | 40428H888 | PREFERRED STOCK | 43,290 | $990,042 | dollars, detected | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,211 | $925,324 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 37,156 | $925,184 | dollars, detected | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 14,931 | $917,360 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 750,000 | $882,656 | dollars, detected | |
| SIMPSON MFG INC | 829073105 | COM | 24,800 | $876,184 | dollars, detected | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 12,730 | $816,670 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 9,990 | $805,212 | dollars, detected | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 41,450 | $782,990 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 20,445 | $779,772 | dollars, detected | |
| US Bancorp | 902973817 | PFD | 28,050 | $769,972 | dollars, detected | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 30,510 | $715,764 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,347 | $713,929 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 41,003 | $705,255 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,650 | $704,665 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,916 | $691,225 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,905 | $672,261 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,614 | $626,971 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 24,291 | $617,477 | dollars, detected | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 23,700 | $601,980 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,201 | $601,907 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 4,938 | $587,208 | dollars, detected | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 25,975 | $584,177 | dollars, detected | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19,450 | $580,971 | dollars, detected | |
| SPY | 78462F103 | SHS | 3,042 | $568,979 | dollars, detected | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 23,550 | $555,073 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 7,304 | $547,800 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,925 | $547,119 | dollars, detected | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,705 | $516,083 | dollars, detected | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 42,200 | $505,134 | dollars, detected | |
| Wells Fargo Pfd | 949746747 | PFD | 23,655 | $503,378 | dollars, detected | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 20,330 | $479,788 | dollars, detected | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 18,460 | $474,422 | dollars, detected | |
| American Express Company | 025816109 | COM | 4,977 | $448,124 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,635 | $433,438 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,601 | $432,984 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 52,800 | $426,096 | dollars, detected | |
| SLM CORP 6.97% PFD SERIES A 12/31/4 | 78442P205 | PREFERRED STOCK | 8,694 | $423,658 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 13,950 | $423,522 | dollars, detected | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,794 | $406,868 | dollars, detected | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 14,310 | $396,959 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 10,167 | $336,934 | dollars, detected | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,000 | $336,560 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 2,471 | $335,215 | dollars, detected | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 13,550 | $331,839 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,640 | $328,970 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 6,852 | $326,155 | dollars, detected | |
| VORNADO RLTY L P PINES 7.875%3 | 929043602 | PFD | 12,299 | $317,314 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 2,685 | $305,472 | dollars, detected | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,950 | $304,127 | dollars, detected | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 11,100 | $294,261 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 4,859 | $288,090 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 2,881 | $286,284 | dollars, detected | |
| HARTE-HANKS INC | 416196103 | COM | 32,168 | $284,365 | dollars, detected | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 11,100 | $282,606 | dollars, detected | |
| PVH CORPORATION COM | 693656100 | Stock | 2,230 | $278,345 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,000 | $277,750 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 8,000 | $270,880 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 5,200 | $267,280 | dollars, detected | |
| HCA INC | 404119109 | COMMON STOCK | 5,050 | $265,125 | dollars, detected | |
| FARMER MAC PFD 5.875% SERIES | 313148801 | PREFERRED STOCK | 11,760 | $262,836 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 3,145 | $262,607 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 16,785 | $239,029 | dollars, detected | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 9,100 | $230,321 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,340 | $217,097 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 6,379 | $214,079 | dollars, detected | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,558 | $212,683 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,160 | $211,088 | dollars, detected | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 9,000 | $207,450 | dollars, detected | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 8,700 | $205,407 | dollars, detected | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 3,725 | $203,757 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 1,646 | $203,017 | dollars, detected | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 7,700 | $201,586 | dollars, detected | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 1,985 | $200,782 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 3,632 | $200,659 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,200 | $179,984 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,945 | $62,442 | dollars, detected | |
| WIND ENERGY AMERICA INC | 973146103 | COMMON STOCK | 30,000 | $120 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020617-14-000010 | this filing | 2014-05-13 | acceptance time not in the bulk data set |