13F-HR/A filed by ROOSEVELT INVESTMENT GROUP LLC
ROOSEVELT INVESTMENT GROUP LLC filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-07, with 261 holding rows worth $2,214,857,000.
- Accession
- 0001020617-14-000006
- Filer
- CIK 1020617
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 262 entries on the cover page, a total value of $2,214,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,214,857,000 with VALUE read as thousands by filing date, 13F file number 028-03511. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVER FINL SVCS | 254709108 | COM | 1,464,442 | $81,936,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,507,921 | $78,648,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 883,105 | $72,715,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 843,910 | $70,163,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 244,357 | $68,315,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,383,928 | $68,228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,307,558 | $66,476,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,137,946 | $65,485,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,432,934 | $65,055,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 807,600 | $64,834,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,112,868 | $60,817,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 347,065 | $58,643,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 983,676 | $57,496,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 525,282 | $53,043,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,168,644 | $52,297,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 556,544 | $50,479,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 284,640 | $47,774,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 346,680 | $46,698,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,841,291 | $45,387,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 770,480 | $42,723,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 522,701 | $39,788,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 760,228 | $38,772,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 140,536 | $38,681,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 309,716 | $38,352,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 457,948 | $38,083,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,001,012 | $37,208,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,247,963 | $36,996,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 459,043 | $34,731,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 465,745 | $29,118,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 538,654 | $28,080,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 455,883 | $25,012,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 573,418 | $24,886,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 339,451 | $24,162,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 475,434 | $24,071,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 452,184 | $23,084,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 406,659 | $22,395,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 662,262 | $20,312,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 796,109 | $18,406,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 80,346 | $17,891,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,509 | $15,994,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 191,230 | $15,004,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 509,753 | $14,288,000 | thousands by filing date | |
| 38259p508 | COM | 11,065 | $12,401,000 | thousands by filing date | ||
| NOVO-NORDISK A S ADR | 670100205 | ADR | 63,347 | $11,704,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 182,907 | $9,722,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 145,552 | $9,650,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 35,326 | $9,513,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 92,457 | $8,971,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,351 | $8,648,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 182,328 | $8,483,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 93,299 | $7,988,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 90,413 | $7,878,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 61,985 | $7,349,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 361,775 | $7,094,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 174,366 | $6,758,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 519,322 | $6,237,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 63,718 | $5,067,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 71,357 | $4,894,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,453 | $4,886,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 62,952 | $4,717,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 233,155 | $4,696,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,054 | $4,493,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 60,164 | $4,427,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,982 | $4,123,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 169,770 | $4,085,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 160,370 | $3,987,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 93,714 | $3,846,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 178,915 | $3,825,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 127,412 | $3,685,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 132,315 | $3,621,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 91,264 | $3,414,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 139,565 | $3,259,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 89,470 | $3,221,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 38,690 | $3,211,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 68,690 | $3,195,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,871 | $3,150,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 114,315 | $3,147,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 130,750 | $3,012,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 101,890 | $2,999,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 120,360 | $2,932,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 137,900 | $2,882,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 136,975 | $2,859,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 121,740 | $2,816,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 37,051 | $2,783,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 50,734 | $2,760,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 106,000 | $2,677,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,412 | $2,588,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 102,195 | $2,588,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 76,000 | $2,561,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 67,676 | $2,458,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 57,265 | $2,411,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 48,849 | $2,400,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 67,498 | $2,383,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 86,499 | $2,330,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 43,739 | $2,217,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 83,355 | $2,192,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 48,666 | $2,161,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 93,076 | $2,140,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47,212 | $2,036,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,737 | $1,997,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 31,270 | $1,978,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 76,275 | $1,851,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 107,225 | $1,849,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 123,898 | $1,825,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 22,398 | $1,740,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 38,109 | $1,710,000 | thousands by filing date | |
| AXIS CAPITAL HLDGS LTD PFD 6.875% S | BMG0692U3 | PREFERRED STOCK | 72,190 | $1,702,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 31,432 | $1,694,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 82,900 | $1,681,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 17,242 | $1,676,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 71,125 | $1,665,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 24,000 | $1,656,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 26,076 | $1,652,000 | thousands by filing date | |
| Aegon NV 7.25% PFD | N00927348 | PFD | 62,565 | $1,587,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 63,700 | $1,586,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 38,500 | $1,583,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,072 | $1,557,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 77,750 | $1,550,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 65,951 | $1,541,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,563 | $1,536,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,426,000 | $1,526,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 19,705 | $1,525,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,620 | $1,470,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 22,800 | $1,443,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 46,575 | $1,423,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,376 | $1,420,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,078 | $1,374,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 29,000 | $1,361,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27,794 | $1,344,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 19,947 | $1,322,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,491 | $1,306,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,306 | $1,305,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 18,463 | $1,298,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 16,021 | $1,292,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 51,600 | $1,283,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 19,285 | $1,267,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 43,750 | $1,262,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 46,385 | $1,255,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 30,816 | $1,245,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,500 | $1,233,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 22,122 | $1,217,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 24,000 | $1,216,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,854 | $1,174,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 10,075 | $1,170,000 | thousands by filing date | |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 47,300 | $1,129,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 34,752 | $1,124,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 9,550 | $1,113,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 16,901 | $1,093,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 21,400 | $1,088,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,762 | $1,066,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,140 | $1,057,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 19,845 | $1,052,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 45,100 | $1,045,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 66,950 | $1,037,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 18,405 | $1,031,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 31,682 | $1,013,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $978,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 36,330 | $975,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,501 | $964,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,357 | $930,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 9,700 | $929,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 24,800 | $911,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 43,495 | $898,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 14,931 | $897,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23,052 | $882,000 | thousands by filing date | |
| HSBC USA INC SERIES G ADJ RATE | 40428H888 | PREFERRED STOCK | 43,440 | $881,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 37,325 | $845,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 750,000 | $840,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 9,462 | $828,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 8,702 | $804,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,619 | $783,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 23,714 | $782,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,240 | $779,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 13,461 | $777,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 41,450 | $761,000 | thousands by filing date | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 12,540 | $759,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,347 | $742,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,959 | $731,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,905 | $723,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 22,500 | $721,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,512 | $696,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,326 | $692,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 35,431 | $692,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13,925 | $683,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,850 | $666,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,570 | $663,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 26,950 | $659,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 30,010 | $652,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,778 | $647,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 24,291 | $633,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,970 | $622,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,251 | $592,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20,518 | $588,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 40,066 | $578,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,304 | $564,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19,450 | $559,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,100 | $541,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,328 | $520,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 20,260 | $514,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 24,075 | $498,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,750 | $489,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 23,670 | $482,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 23,655 | $475,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 90,760 | $459,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,800 | $436,000 | thousands by filing date | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 20,330 | $428,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,647 | $427,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,978 | $416,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,601 | $401,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,166 | $400,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 52,800 | $396,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 42,200 | $395,000 | thousands by filing date | |
| SLM CORP 6.97% PFD SERIES A 12/31/4 | 78442P205 | PREFERRED STOCK | 8,694 | $395,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,950 | $390,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 14,310 | $390,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,720 | $375,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,177 | $374,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,700 | $358,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,794 | $356,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,675 | $343,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,400 | $332,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,579 | $329,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 15,965 | $321,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,984 | $320,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,345 | $319,000 | thousands by filing date | |
| VORNADO RLTY L P PINES 7.875%3 | 929043602 | PFD | 12,245 | $318,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,274 | $310,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,276 | $310,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,000 | $308,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 13,550 | $303,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,950 | $295,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 6,810 | $289,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,102 | $281,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 11,100 | $281,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,201 | $275,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 48,363 | $268,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,145 | $261,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,835 | $260,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,817 | $256,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,790 | $256,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,003 | $252,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 32,168 | $252,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 10,100 | $248,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,000 | $247,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,356 | $246,000 | thousands by filing date | |
| HCA INC | 404119109 | COMMON STOCK | 5,050 | $241,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 13,703 | $236,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 9,100 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,602 | $232,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,380 | $230,000 | thousands by filing date | |
| FARMER MAC PFD 5.875% SERIES | 313148801 | PREFERRED STOCK | 12,060 | $228,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,160 | $222,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 4,084 | $222,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,300 | $210,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 3,609 | $207,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,500 | $202,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,448 | $193,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 36,462 | $171,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,290 | $52,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,000 | $26,000 | thousands by filing date | |
| WIND ENERGY AMERICA INC | 973146103 | COMMON STOCK | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001020617-14-000003 | superseded | 2014-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001020617-14-000006 | this filing | 2014-02-07 | acceptance time not in the bulk data set |