13F-HR filed by Gary Goldberg Planning Services Inc
Gary Goldberg Planning Services Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 513 holding rows worth $240,401,000.
- Accession
- 0001019687-14-004141
- Filer
- CIK 1569517
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 514 entries on the cover page, a total value of $240,401,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,401,000 with VALUE read as thousands by filing date, 13F file number 028-15251. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Verizon Communications Inc | 92343V104 | COM | 242,757 | $12,135,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 313,431 | $11,045,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 160,966 | $10,374,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 197,306 | $8,612,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 196,844 | $8,417,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 178,496 | $8,205,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 100,000 | $7,996,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 200,639 | $7,692,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 87,432 | $6,918,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 110,974 | $6,648,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 102,231 | $6,408,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 108,154 | $6,128,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 186,140 | $6,122,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,032 | $5,544,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 103,018 | $5,301,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 281,535 | $4,893,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 64,631 | $4,832,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 146,674 | $4,817,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 134,158 | $4,671,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 23,083 | $4,219,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 60,411 | $3,918,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,242 | $3,463,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 45,094 | $3,451,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 34,471 | $2,875,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 32,877 | $2,514,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 82,112 | $2,428,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,350 | $2,424,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31,658 | $2,410,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 29,500 | $2,236,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 29,619 | $2,188,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,431 | $2,181,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,804 | $2,067,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,259 | $1,959,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,686 | $1,825,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 30,834 | $1,740,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 133,595 | $1,702,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 14,880 | $1,683,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 40,542 | $1,675,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,430 | $1,626,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 12,388 | $1,599,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 33,373 | $1,533,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 22,908 | $1,355,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,510 | $1,336,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 52,221 | $1,314,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,382 | $1,281,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,408 | $1,210,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,973 | $1,190,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,333 | $1,176,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,831 | $1,132,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,339 | $1,066,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,133 | $1,054,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15,839 | $967,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,405 | $824,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,044 | $761,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,304 | $719,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,517 | $683,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,572 | $665,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,464 | $620,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 22,719 | $603,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,553 | $565,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,219 | $556,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,716 | $542,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,494 | $532,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,270 | $508,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 9,903 | $508,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,638 | $496,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,069 | $492,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,853 | $492,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,588 | $485,000 | thousands by filing date | |
| 38259p508 | COM | 801 | $471,000 | thousands by filing date | ||
| GENERAL ELEC CO | 369604103 | COM | 18,176 | $466,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,049 | $463,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,526 | $449,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 48,921 | $426,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,046 | $421,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,786 | $415,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 719 | $415,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 38,815 | $408,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,863 | $382,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,183 | $380,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,770 | $380,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,596 | $365,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,170 | $349,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,061 | $321,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,466 | $316,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,883 | $316,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,856 | $316,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,720 | $302,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,812 | $301,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,742 | $300,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,499 | $294,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,261 | $283,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,318 | $272,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,615 | $271,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,909 | $264,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,589 | $262,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,402 | $257,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,425 | $255,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,947 | $255,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,502 | $248,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,050 | $248,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,955 | $247,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,897 | $245,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,491 | $245,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,380 | $238,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,077 | $236,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,908 | $232,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,191 | $232,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,061 | $232,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,811 | $230,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,859 | $218,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,641 | $208,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,913 | $206,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,874 | $198,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,968 | $196,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,865 | $195,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,719 | $195,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,124 | $189,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,180 | $187,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,596 | $179,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,456 | $178,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,071 | $171,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,925 | $168,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 833 | $164,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,206 | $164,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,564 | $162,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,329 | $157,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,774 | $156,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,429 | $148,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,496 | $147,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,041 | $145,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,287 | $138,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,000 | $132,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $132,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,000 | $129,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,526 | $123,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,215 | $123,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,033 | $115,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,559 | $114,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,056 | $114,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,739 | $112,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,875 | $112,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,666 | $112,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 4,300 | $112,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,744 | $111,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,180 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 9,163 | $105,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 5,400 | $105,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 3,000 | $104,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 5,800 | $103,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,600 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,185 | $100,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,393 | $100,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 8,600 | $100,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 5,100 | $99,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 3,389 | $98,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15,047 | $98,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,136 | $95,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 7,700 | $95,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,500 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 885 | $93,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,488 | $93,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,756 | $92,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,975 | $92,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,602 | $91,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 8,555 | $91,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,023 | $90,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 800 | $88,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,646 | $87,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,135 | $84,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,050 | $84,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 896 | $84,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,137 | $83,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,098 | $78,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 420 | $77,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,902 | $77,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,895 | $77,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,200 | $76,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,700 | $75,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,796 | $75,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,082 | $74,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,264 | $74,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,837 | $73,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 508 | $72,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 955 | $69,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,680 | $69,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 4,943 | $69,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,958 | $69,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,200 | $66,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 583 | $65,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,026 | $64,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 800 | $63,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 2,174 | $62,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 3,052 | $62,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,008 | $61,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,202 | $61,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,725 | $60,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 554 | $59,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,592 | $59,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 652 | $58,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 3,250 | $58,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 926 | $57,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,159 | $57,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 852 | $57,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,020 | $57,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 700 | $57,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,358 | $57,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,765 | $56,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,284 | $56,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,417 | $56,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,087 | $55,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 910 | $55,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,141 | $54,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,410 | $53,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,777 | $53,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,000 | $53,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 558 | $52,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,617 | $52,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,899 | $52,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 521 | $51,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 570 | $51,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,820 | $51,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 745 | $51,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 911 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,000 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,175 | $49,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 862 | $49,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 526 | $49,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 556 | $48,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 595 | $48,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,885 | $48,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,955 | $48,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,020 | $48,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 1,360 | $48,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 965 | $47,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 370 | $46,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,018 | $46,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 707 | $46,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,815 | $46,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,042 | $46,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,489 | $46,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 735 | $45,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,278 | $45,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,560 | $45,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,569 | $45,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 670 | $45,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 472 | $44,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 785 | $44,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,000 | $44,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,450 | $44,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 900 | $43,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 798 | $43,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,057 | $42,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 787 | $41,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,250 | $41,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 705 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,600 | $41,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 587 | $40,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 380 | $40,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 454 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 660 | $39,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 433 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 850 | $38,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 500 | $37,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,540 | $37,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 111 | $36,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,465 | $36,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 800 | $36,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 340 | $35,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 602 | $35,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 787 | $35,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 1,614 | $35,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 626 | $34,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,175 | $34,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 316 | $33,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 500 | $33,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 361 | $32,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $32,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 600 | $32,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 900 | $31,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,200 | $31,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,125 | $31,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 94 | $31,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,530 | $30,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 754 | $30,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250 | $29,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 840 | $29,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 542 | $29,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 357 | $28,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 300 | $28,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 300 | $28,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,355 | $28,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 5,000 | $27,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 500 | $26,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 424 | $26,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 312 | $25,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 65 | $25,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 285 | $25,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 300 | $25,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,096 | $25,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 590 | $25,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 575 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $23,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $22,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 555 | $22,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 230 | $22,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 750 | $22,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $22,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 800 | $21,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 363 | $21,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,201 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $20,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 206 | $20,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 452 | $20,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,000 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 385 | $20,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,000 | $20,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 270 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,900 | $19,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 457 | $19,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,075 | $19,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 291 | $18,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,365 | $18,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $17,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,400 | $17,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 500 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 700 | $17,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 135 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 255 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 625 | $16,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 385 | $16,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 200 | $16,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,000 | $15,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 275 | $15,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 325 | $15,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 400 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 500 | $15,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 623 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,000 | $15,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 148 | $14,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 275 | $14,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,844 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 300 | $14,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 581 | $14,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 800 | $14,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 210 | $14,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 825 | $14,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,000 | $14,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 130 | $13,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,000 | $13,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 185 | $13,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 181 | $13,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 220 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 600 | $13,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 265 | $13,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 156 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,385 | $12,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 154 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 150 | $12,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 133 | $12,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 330 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $12,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,000 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 500 | $12,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 154 | $12,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 290 | $12,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 409 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 127 | $11,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 151 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 84 | $11,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 528 | $11,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 693 | $11,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 250 | $11,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 285 | $11,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 206 | $11,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,974 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 90 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 89 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 50 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100 | $10,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,000 | $10,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,500 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 400 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20 | $9,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 99 | $9,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 235 | $9,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 500 | $9,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40 | $8,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 483 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 692 | $8,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 500 | $8,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 249 | $8,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 850 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 100 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,233 | $7,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 102 | $7,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 79 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 88 | $6,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 43 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 57 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 91 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 49 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 60 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 122 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 84 | $5,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 64 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 231 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 84 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 33 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 74 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 568 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 500 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 341 | $5,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 170 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 42 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 224 | $4,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 66 | $4,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 90 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 135 | $4,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 57 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 84 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 125 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 97 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 224 | $4,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 55 | $4,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 53 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 114 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 300 | $4,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 100 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 51 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 75 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 27 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 62 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 371 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 58 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 41 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 83 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 39 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 74 | $3,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 58 | $3,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 98 | $2,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 17 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 19 | $2,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 148 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 153 | $2,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 22 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 43 | $2,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 20 | $2,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 39 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 16 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 29 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $1,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 48 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 85 | $1,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 11,704 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 28 | $1,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 110 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 29 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 53 | $1,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 25 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 1,700 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019687-14-004141 | this filing | 2014-11-10 | acceptance time not in the bulk data set |