13F-HR filed by BOURGEON CAPITAL MANAGEMENT LLC
BOURGEON CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 287 holding rows worth $467,743,000.
- Accession
- 0001019056-21-000574
- Filer
- CIK 1088731
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 287 entries on the cover page, a total value of $467,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $467,743,000 with VALUE read as thousands by filing date, 13F file number 028-06175. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Gold Trust | 464285204 | COM | 642,330 | $21,460,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 116,007 | $18,989,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 454,968 | $16,251,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 101,261 | $14,996,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 108,886 | $14,431,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 67,462 | $14,321,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 111,360 | $13,959,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 45,839 | $13,955,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 154,374 | $13,100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,847 | $12,925,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 301,833 | $12,813,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 168,152 | $12,630,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,717 | $12,611,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 106,724 | $11,802,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 80,232 | $11,610,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 163,374 | $11,412,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 510,744 | $11,058,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 83,203 | $10,732,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 144,085 | $10,168,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 116,634 | $10,055,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 47,894 | $9,922,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 45,304 | $8,658,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,826 | $8,607,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 85,870 | $8,059,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 216,405 | $7,096,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 33,440 | $7,045,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 99,383 | $6,735,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 44,951 | $6,712,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 60,396 | $6,593,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 107,850 | $6,275,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,285 | $6,110,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 354,276 | $5,927,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 34,379 | $5,816,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25,871 | $5,763,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,132 | $4,978,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 65,050 | $4,565,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 55,834 | $4,384,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 29,168 | $4,345,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 196,386 | $4,250,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 87,030 | $4,171,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 159,900 | $3,954,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 20,682 | $3,952,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 447,556 | $3,648,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 43,675 | $3,100,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 22,000 | $2,942,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 95,775 | $2,783,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 245,066 | $2,637,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 344,390 | $2,593,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 29,366 | $2,151,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,815 | $2,007,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 54,375 | $1,769,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 55,400 | $1,514,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 19,570 | $1,445,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 16,540 | $1,389,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,200 | $1,373,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,207 | $1,320,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 21,651 | $1,246,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,089 | $1,116,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,010 | $1,028,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 105,000 | $1,006,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,000 | $946,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 37,100 | $942,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,186 | $938,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,946 | $908,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 77,675 | $878,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,919 | $870,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 31,725 | $815,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 41,746 | $769,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,370 | $762,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 284 | $757,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,230 | $695,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,000 | $646,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,711 | $631,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,395 | $611,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,252 | $572,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,528 | $552,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,530 | $495,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,075 | $494,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,200 | $486,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,412 | $448,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 22,050 | $432,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,000 | $391,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,251 | $390,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,000 | $386,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,215 | $374,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,350 | $370,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,116 | $349,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 11,212 | $346,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,218 | $330,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,964 | $328,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 14,150 | $318,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,000 | $296,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,000 | $294,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 213 | $289,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,000 | $273,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,485 | $257,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,500 | $256,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,679 | $255,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,108 | $237,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 711 | $233,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,500 | $231,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 13,000 | $228,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 69 | $227,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,500 | $227,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,150 | $221,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 450 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 23,250 | $201,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,740 | $200,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,300 | $188,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,945 | $182,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,250 | $173,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 750 | $168,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 746 | $163,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,000 | $163,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 18,750 | $150,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,750 | $143,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,489 | $131,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 1,262 | $130,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,897 | $129,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5,627 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 757 | $121,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 765 | $116,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 16,983 | $112,000 | thousands by filing date | |
| IJH | 464287507 | COM | 400 | $105,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,197 | $102,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 6,000 | $102,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 2,000 | $100,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 760 | $97,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 6,053 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,467 | $93,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,943 | $89,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,703 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,470 | $88,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,407 | $87,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,380 | $85,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,800 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 281 | $82,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 584 | $81,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 734 | $80,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,205 | $80,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 5,000 | $79,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,200 | $78,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,000 | $76,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,609 | $74,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,175 | $73,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 575 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 900 | $71,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 321 | $71,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,068 | $68,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $66,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 800 | $65,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 7,850 | $65,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 550 | $62,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 436 | $60,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 7,153 | $60,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,000 | $59,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 550 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 5,600 | $58,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,000 | $56,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 180 | $53,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 152 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 320 | $52,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $52,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,015 | $52,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 350 | $51,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 942 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,110 | $50,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 2,000 | $49,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 152 | $43,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $43,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 533 | $43,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 150 | $42,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,450 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 989 | $41,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 346 | $41,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 210 | $41,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 254 | $39,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 2,300 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 507 | $38,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 145 | $36,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 365 | $35,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 475 | $33,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 622 | $32,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 41 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 260 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 428 | $28,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,000 | $28,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 400 | $27,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 206 | $26,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 502 | $25,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 178 | $25,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,000 | $25,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 44 | $24,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 126 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 221 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 120 | $22,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 59 | $21,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 800 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 70 | $21,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 600 | $21,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $20,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 268 | $20,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $20,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $19,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 118 | $18,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 206 | $18,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $18,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 62 | $18,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 303 | $17,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 725 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 300 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 800 | $16,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 40 | $15,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 51 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 214 | $15,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 166 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 200 | $14,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 116 | $13,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 39 | $13,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 86 | $13,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 150 | $13,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 50 | $12,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 175 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20 | $11,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 26 | $10,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 795 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 70 | $10,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 300 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 175 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 130 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 110 | $9,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 47 | $9,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 25 | $9,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 30 | $8,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 50 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 125 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 159 | $8,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 150 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 38 | $7,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 147 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10 | $6,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20 | $6,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 186 | $5,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 25 | $5,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 168 | $5,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 92 | $4,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 26 | $4,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25 | $3,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 10 | $3,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 27 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 36 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 32 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 66 | $3,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 36 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 64 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 78 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $2,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20 | $1,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10 | $1,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 88 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4 | $1,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 28 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 25 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 14 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 500 | $1,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBSTER FINL CORP | 947890109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MP MATERIALS CORP | 553368101 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-21-000574 | this filing | 2021-11-09 | acceptance time not in the bulk data set |