13F-HR filed by Geduld E E
Geduld E E filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 314 holding rows worth $160,844,000.
- Accession
- 0001019056-14-001003
- Filer
- CIK 1352107
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 316 entries on the cover page, a total value of $160,844,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,844,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 2,524,548 | $38,802,000 | thousands by filing date | |
| MORPHOSYS AG NPV ORDS | 5531000 | COM | 55,000 | $5,158,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Apple Inc | 037833100 | COM | 50,000 | $4,647,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 60,000 | $2,502,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 275,000 | $2,098,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $2,092,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 265,000 | $1,728,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,100 | $1,717,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 81,582 | $1,652,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 50,000 | $1,635,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 86,287 | $1,601,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 245,100 | $1,561,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 450,000 | $1,418,000 | thousands by filing date | |
| FIRST SEC GROUP INC COM STK RSTD | 3363129B1 | COM | 600,000 | $1,302,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 56,000 | $1,265,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | BLP5YB5 | COMMON STOCK | 33,000 | $1,248,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America Corp | 060505104 | COM | 80,000 | $1,230,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 35,000 | $1,220,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 46,000 | $1,210,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 55,000 | $1,194,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 35,000 | $1,157,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 40,000 | $1,155,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 56,000 | $1,144,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,000 | $1,122,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 25,000 | $1,100,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 105,000 | $1,087,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50,000 | $1,083,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 250,000 | $1,063,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 375,000 | $1,061,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,200 | $1,009,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $1,007,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 20,000 | $999,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 75,110 | $959,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 100,000 | $959,000 | thousands by filing date | call |
| HONG KONG EXCHANGES & CLEARING LTD | 6267359 | COMMON | 50,000 | $932,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,000 | $907,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,001 | $850,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 25,000 | $836,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 26,600 | $771,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 35,500 | $767,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 70,000 | $764,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 180,000 | $760,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100,000 | $756,000 | thousands by filing date | call |
| VISION-SCIENCES INC | 927912105 | COM | 610,882 | $703,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $700,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $700,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,000 | $686,000 | thousands by filing date | |
| WRIGHT INVESTORS SVC | 982345100 | COM | 382,325 | $684,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100,000 | $683,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 20,000 | $677,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 55,000 | $655,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 20,000 | $654,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 95,000 | $649,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 25,000 | $634,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 5,000 | $623,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,000 | $621,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 25,000 | $598,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 45,000 | $590,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,000 | $588,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 27,500 | $579,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 35,000 | $577,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 375,000 | $566,000 | thousands by filing date | |
| SINGAPORE EXCHANGE LTD | 6303866 | COMMON | 100,000 | $557,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,000 | $556,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 20,000 | $551,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 15,000 | $549,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 75,200 | $538,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 60,000 | $530,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,000 | $515,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,000 | $515,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 15,000 | $513,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 50,000 | $505,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $503,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,000 | $503,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 50,050 | $494,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 15,000 | $486,000 | thousands by filing date | |
| BEIERSDORF AG | 5107401 | COM | 5,000 | $484,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,000 | $483,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 40,000 | $481,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,500 | $474,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,091 | $473,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 50,000 | $469,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 55,000 | $468,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 75,000 | $467,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,000 | $465,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,000 | $464,000 | thousands by filing date | |
| AUSTRALIAN STOCK EXCHANGE SHS | 6129222 | COM | 13,815 | $464,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 50,000 | $453,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 175,000 | $453,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 25,000 | $444,000 | thousands by filing date | |
| RECKITT BENCKISER GROUP PLC | B24CGK7 | COM | 5,065 | $442,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 10,000 | $432,000 | thousands by filing date | |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 102,500 | $425,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,009 | $423,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,000 | $423,000 | thousands by filing date | |
| CORDIA BANCORP INC A PFD STK RSTD | 2189919C3 | Serie A Pref Stock | 10 | $421,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 10,000 | $414,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 30,100 | $410,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,000 | $405,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 35,000 | $399,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10,000 | $397,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 10,000 | $397,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 15,000 | $395,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 15,000 | $385,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,000 | $383,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $380,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $378,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 50,000 | $370,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 36,400 | $367,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $365,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,000 | $364,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,000 | $363,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 5,000 | $355,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $354,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 50,000 | $353,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 15,000 | $348,000 | thousands by filing date | |
| CANACCORD FINANCIAL D | 134801109 | COMMON | 30,000 | $345,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 10,000 | $343,000 | thousands by filing date | |
| LONDON STOCK EXC A SHS (UKM LISTING) | B0SWJX3 | COM | 10,000 | $343,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,000 | $340,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,200 | $340,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $339,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,030 | $332,000 | thousands by filing date | |
| HIGHLANDS BANKSHARESINC VA COM STK RSTD | 4308939D1 | COM | 93,510 | $332,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 7,500 | $330,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 25,000 | $329,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,000 | $319,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 30,000 | $315,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 112,500 | $313,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 25,000 | $311,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 70,000 | $300,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 184,143 | $296,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 50,000 | $295,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 30,000 | $293,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 20,000 | $291,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 25,000 | $291,000 | thousands by filing date | |
| BYD COMPANY LTD H SHARES | 6536651 | COM | 50,000 | $287,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 40,000 | $286,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 10,000 | $285,000 | thousands by filing date | |
| HELLENIC EXCHANGES SA ORDS (GRE LISTING) | 4108278 | COM | 25,000 | $284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNOPTA INC | 8676EP108 | COM | 20,110 | $283,000 | thousands by filing date | |
| DHX MEDIA LTD DHX.T | 252406103 | COMMON | 45,000 | $281,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,309 | $278,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 25,000 | $276,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,000 | $276,000 | thousands by filing date | |
| ATHI RIVER MINING LTD | 6041188 | COM | 300,000 | $274,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ILLUMINA INC | 452327109 | COM | 1,500 | $268,000 | thousands by filing date | |
| BOLSA A (MEX LISTING) | B39VVF6 | COM | 125,000 | $265,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MTRS CO | 37045V134 | WAR | 105,000 | $264,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $262,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 40,000 | $261,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 15,000 | $260,000 | thousands by filing date | |
| WARSAW STOCK EXCHANGE (POL LISTING) | B55XKV9 | COM | 20,000 | $256,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,000 | $250,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 20,000 | $249,000 | thousands by filing date | |
| SAFARICOM LTD | B2QN3J6 | COM | 1,750,000 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AV HOMES INC | 00234P102 | COM | 15,000 | $245,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $244,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 25,000 | $244,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033AAA8 | CONV BND | 250,000 | $244,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100,000 | $240,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,000 | $239,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,829 | $239,000 | thousands by filing date | |
| BOLSAS Y MERCADOS ESPANOLES SOCIEDAD | B18S767 | COM | 5,000 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tremor Video | 89484Q100 | Common Stock | 50,000 | $236,000 | thousands by filing date | |
| Commerzbank ORD | B90LKT4 | COM | 15,000 | $236,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pure Technologies Ltd | 745915108 | COM | 35,000 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,500 | $231,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,000 | $226,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,000 | $226,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 5,000 | $225,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 2,500 | $224,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,000 | $219,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 35,000 | $219,000 | thousands by filing date | |
| GLORI ENERGY INC WARRANTS EXPIRES | 379606114 | W EXP 4/19/2017 | 175,000 | $217,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 7,500 | $215,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 9,150 | $213,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,000 | $213,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 50,000 | $211,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,000 | $209,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 65,000 | $204,000 | thousands by filing date | |
| WIZARD WORLD INC COM STK RSTD | 97751C9B8 | COM | 340,213 | $204,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $202,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,362 | $202,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,000 | $201,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 43,200 | $200,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 50,000 | $196,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,500 | $190,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 15,000 | $190,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 25,000 | $189,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 35,000 | $186,000 | thousands by filing date | |
| SHISEIDO 50 | 824841100 | COM | 10,000 | $182,000 | thousands by filing date | |
| NZX LIMITED (NZE LISTING) (POST SPLIT) | 6623155 | COM | 157,500 | $181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COTY INC | 222070203 | COM CL A | 10,000 | $171,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,000 | $166,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,000 | $165,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,000 | $161,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,000 | $159,000 | thousands by filing date | call |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 15,000 | $159,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $158,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 25,000 | $157,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 37,500 | $156,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 20,000 | $151,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,000 | $150,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 25,000 | $147,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 25,000 | $145,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 10,000 | $145,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 25,000 | $144,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,000 | $141,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 50,000 | $141,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 150,250 | $135,000 | thousands by filing date | |
| BANK OF IRELAND (IRE LISTING) | 3070732 | COM | 400,000 | $135,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Castle Brands Inc | 148435100 | COM | 150,000 | $134,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 175,000 | $131,000 | thousands by filing date | |
| BM&FBOVESPA SA BOLSA DE | B2RHNV9 | COM | 25,000 | $131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,000 | $127,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $127,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 10,000 | $127,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 10,000 | $126,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 25,000 | $125,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 20,000 | $120,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $110,000 | thousands by filing date | call |
| AVESIS INCORPORATED | 053650107 | COM | 144,200 | $110,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,000 | $105,000 | thousands by filing date | |
| EQUITY BANK LTD | B0WCDV5 | COM | 200,000 | $105,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMCORE CORP | 290846203 | COM | 25,000 | $103,000 | thousands by filing date | |
| PAYSAFE GROUP PLC PAYS LN | 3426454 | COM | 15,000 | $103,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,000 | $102,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 25,000 | $100,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,000 | $93,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 50,000 | $93,000 | thousands by filing date | |
| AGTECH HOLDINGS LTD | B1G2FL2 | COM | 500,000 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WARDERLY INTL HLDGS LTD (HOK LISTING) | 6572224 | COM | 2,500,000 | $90,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 25,000 | $88,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 50,000 | $86,000 | thousands by filing date | |
| BURSA MALAYSIA BHD | B06FV38 | COM | 35,000 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 888 HOLDINGS PLC ORD 0.5P | B0L4LM9 | COM | 40,000 | $82,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAZAARVOICE INC | 073271108 | COM | 10,000 | $79,000 | thousands by filing date | call |
| SPYGLASS RES CORP COM | 852193101 | COM | 45,500 | $73,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 25,000 | $73,000 | thousands by filing date | |
| ALICORP S.A.-COMUN | 2162834 | COM | 25,000 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| True Drinks Holdings Inc | 897837100 | U.S. COMMON STOCK | 177,000 | $71,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 10,000 | $71,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,000 | $66,000 | thousands by filing date | |
| Alter NRG Corp | 02145w309 | COM | 25,000 | $65,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 15,000 | $60,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 25,000 | $57,000 | thousands by filing date | |
| RODINIA OIL CORP CLASS A | 77487N109 | CLASS A | 40,000 | $57,000 | thousands by filing date | |
| RUBICON LIMITED NZD | 6341424 | COM | 150,000 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100,000 | $50,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 15,800 | $49,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 25,000 | $48,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 20,000 | $43,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 37,500 | $41,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,000 | $40,000 | thousands by filing date | |
| 21 CN CYBERNET | 6100744 | COM | 50,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 20,000 | $36,000 | thousands by filing date | |
| VELOCITY EXPRESS CORP COM STK | 92257T707 | COM | 37,833 | $34,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $33,000 | thousands by filing date | |
| CLAL BIOTECH (ISR LISTING) | B23GNK9 | COM | 13,125 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AGUAS ANDINAS A ORD | 2311238 | COM | 50,000 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UR-ENERGY INC | 91688R108 | COM | 25,000 | $29,000 | thousands by filing date | |
| WESTERNZAGROS RES LTD COM | 960008100 | COM | 25,000 | $28,000 | thousands by filing date | |
| NATIONAL HOLDINGS | 636375107 | COM | 50,000 | $27,000 | thousands by filing date | |
| LUNA GOLD CORP VANCOUVER COM | 550344303 | COM | 25,000 | $27,000 | thousands by filing date | |
| BENITEC BIOPHARMA DEF SET | 6710507 | COM | 25,000 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FINBOND GROUP LTD (SAF LISTING) | B1YBMD2 | COM | 100,000 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAEXPLORATION HLDGS INC WARRANTS | 78636X113 | W EXP 06/24/2016 | 35,000 | $25,000 | thousands by filing date | |
| BOLSA DE VALOR. COP1 | B24FPF4 | COM | 2,058,500 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 90,000 | $23,000 | thousands by filing date | |
| Worlds Inc. | 98159J101 | COM | 100,000 | $21,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 10,000 | $20,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 25,000 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 25,000 | $15,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 25,000 | $15,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 25,000 | $14,000 | thousands by filing date | |
| GI DYNAMICS INC | B5T6W85 | COM | 25,000 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 12,500 | $14,000 | thousands by filing date | |
| DYNAVOX INC | 26817F104 | CL A | 150,000 | $11,000 | thousands by filing date | |
| PHOSCAN CHEMICAL CORP | 71921E106 | COM | 40,000 | $11,000 | thousands by filing date | |
| U-SWIRL INC COM STK | 90349P105 | COM | 15,000 | $10,000 | thousands by filing date | |
| RMG NETWORKS HOLDING CORP | 74966K110 | COM | 35,000 | $10,000 | thousands by filing date | |
| EMISPHERE TECHNOLOGIES INC COM STK | 291345106 | COM | 25,000 | $9,000 | thousands by filing date | |
| FINANCIAL TECHNOLOGIES (INDIA) LD | B287HL6 | COM | 20,000 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 10,000 | $7,000 | thousands by filing date | |
| RLJ Entertainment Inc. Wt Exp | 74965F112 | WARRANT | 100,000 | $5,000 | thousands by filing date | |
| CONNACHER OIL & GAS LTD | 20588Y103 | COM | 25,000 | $5,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 10,000 | $4,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 12,500 | $4,000 | thousands by filing date | |
| ANTRIM ENERGY INC COM | 037243102 | COM | 75,000 | $3,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 100,000 | $3,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 157,798 | $3,000 | thousands by filing date | |
| OPTIONABLE INC COM STK | 684006109 | COM | 70,000 | $3,000 | thousands by filing date | |
| ZAP COM STK | 98912M201 | COM | 32,500 | $3,000 | thousands by filing date | |
| CENTRAL WIRELESS INC COM STK | 15607P109 | COM | 660,000 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $2,000 | thousands by filing date | |
| PATHFINDER MINERALS PLC (UKM LISTING) | B4MB7K7 | COM | 300,000 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| URALS ENERGY PUBLIC LTD (UKM LISTING) | 993314IU9 | COM | 25,000 | $2,000 | thousands by filing date | |
| Health Discovery Corp | 42218r100 | com | 25,000 | $1,000 | thousands by filing date | |
| SIONIX CORP | 829400100 | COM | 200,000 | $1,000 | thousands by filing date | |
| HYDRON TECH INC | 449020205 | COM | 100,000 | $1,000 | thousands by filing date | |
| MERCATOR MINERALS LTD | 587582107 | COM | 10,000 | $1,000 | thousands by filing date | |
| U.S. GLOBAL NANOSPACE INC | 91729J107 | COM | 275,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPOSITE TECH CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 12/12/14 | 20461S108 | COMMON STOCK | 145,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mera Pharmaceuticals Inc | 58732r103 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hard To Treat Diseases | 41164a103 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD HEALTH ENERGY HLDGS INC COM STK | 98148H109 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZANN CORP COM STK | 98906U300 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED NEUROSOLUTIONS INC COM STK | 03823Y203 | COM | 98,668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTECH SOLAR INC COM STK | 29362Y106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWERS DIRECT COFFEE CO STK | 399849108 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGENE BIOTECHNOLOGY INC COM STK | 451695100 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONVERTED ORGANICS INC WRNT | 31788H113 | W EXP 12/31/2014 | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-14-001003 | this filing | 2014-08-04 | acceptance time not in the bulk data set |