13F-HR filed by Geduld E E
Geduld E E filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-07, with 313 holding rows worth $185,256,000.
- Accession
- 0001019056-14-000643
- Filer
- CIK 1352107
- Filed
- 2014-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 315 entries on the cover page, a total value of $185,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,256,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 2,524,548 | $43,422,000 | thousands by filing date | |
| MORPHOSYS AG NPV ORDS | 5531000 | COM | 55,000 | $5,099,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 50,000 | $4,912,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200,110 | $2,705,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150,000 | $2,580,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 30,200 | $2,503,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,000 | $2,459,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 12,500 | $2,338,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 277,600 | $2,237,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 275,000 | $2,222,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 25,009 | $2,205,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 295,000 | $1,897,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 30,000 | $1,846,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 61,290 | $1,748,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 96,287 | $1,676,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,100 | $1,670,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 68,500 | $1,667,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 400,000 | $1,560,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 480,000 | $1,560,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 25,000 | $1,539,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 50,000 | $1,497,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 70,000 | $1,369,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 450,000 | $1,359,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 30,000 | $1,322,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 30,000 | $1,322,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 50,000 | $1,291,000 | thousands by filing date | |
| MONITISE PLC (UKM LISTING) | B1YMRB8 | COM | 1,050,000 | $1,243,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,000 | $1,179,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 58,582 | $1,170,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 35,000 | $1,164,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,000 | $1,142,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 239,504 | $1,056,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25,000 | $1,034,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 70,000 | $980,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $977,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 20,000 | $948,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 30,000 | $930,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 73,050 | $928,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 600,000 | $900,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 50,000 | $871,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 400,000 | $852,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 70,000 | $851,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 20,000 | $848,000 | thousands by filing date | call |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 155,000 | $848,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,000 | $822,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 40,500 | $798,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 17,500 | $797,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,630 | $795,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,000 | $793,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,000 | $788,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 27,100 | $779,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 70,000 | $770,000 | thousands by filing date | |
| HONG KONG EXCHANGES & CLEARING LTD | 6267359 | COMMON | 50,000 | $758,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TANGOE INC/CT | 87582Y108 | COM | 40,000 | $744,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 70,000 | $734,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 610,882 | $733,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 25,000 | $719,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 28,000 | $712,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 20,000 | $712,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 211,643 | $696,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 20,000 | $694,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 15,000 | $684,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 32,000 | $679,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 30,000 | $668,000 | thousands by filing date | |
| WRIGHT INVESTORS SVC | 982345100 | COM | 338,471 | $660,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 25,000 | $658,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,000 | $650,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,000 | $650,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 25,000 | $647,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,000 | $643,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 20,000 | $640,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,000 | $634,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 7,500 | $625,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 32,500 | $612,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 35,000 | $608,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 125,000 | $603,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 10,000 | $599,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 225,000 | $596,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,000 | $587,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 85,000 | $576,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 40,000 | $576,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,000 | $569,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 35,000 | $565,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 100,000 | $560,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 60,000 | $559,000 | thousands by filing date | |
| SINGAPORE EXCHANGE LTD | 6303866 | COMMON | 100,000 | $552,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,000 | $551,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 25,000 | $551,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 75,000 | $544,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 30,000 | $542,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,000 | $524,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,000 | $523,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 65,864 | $522,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,500 | $520,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 50,000 | $520,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 35,000 | $520,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $514,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,000 | $508,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,000 | $507,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 50,000 | $505,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 40,000 | $497,000 | thousands by filing date | |
| BEIERSDORF AG | 5107401 | COM | 5,000 | $488,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,500 | $480,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $476,000 | thousands by filing date | call |
| BANK OF IRELAND (IRE LISTING) | 3070732 | COM | 1,100,000 | $467,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 75,200 | $462,000 | thousands by filing date | |
| AUSTRALIAN STOCK EXCHANGE SHS | 6129222 | COM | 13,815 | $462,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIFI INC | 904677200 | COM NEW | 20,000 | $461,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,000 | $461,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 25,000 | $454,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 15,000 | $452,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 10,000 | $445,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 15,000 | $443,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 50,000 | $443,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 8,000 | $428,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 50,000 | $424,000 | thousands by filing date | call |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 40,000 | $421,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 40,000 | $420,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 50,000 | $414,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,000 | $413,000 | thousands by filing date | |
| RECKITT BENCKISER GROUP PLC | B24CGK7 | COM | 5,065 | $413,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAZAARVOICE INC | 073271108 | COM | 55,000 | $402,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 25,000 | $395,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 10,000 | $387,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 85,000 | $385,000 | thousands by filing date | |
| BYD COMPANY LTD H SHARES | 6536651 | COM | 60,000 | $371,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,000 | $368,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,030 | $364,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 20,000 | $362,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50,000 | $356,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 19,400 | $350,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,200 | $349,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 25,000 | $348,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 75,000 | $341,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 12,150 | $340,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 100,000 | $340,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 95,000 | $336,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,000 | $335,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,000 | $334,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 17,500 | $333,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 20,000 | $316,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 50,000 | $316,000 | thousands by filing date | |
| ATHI RIVER MINING LTD | 6041188 | COM | 300,000 | $313,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HELLENIC EXCHANGES SA ORDS (GRE LISTING) | 4108278 | COM | 25,000 | $313,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SQUARE 1 FINL INC | 85223W101 | CL A | 15,400 | $310,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 25,030 | $296,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 40,800 | $295,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,000 | $294,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 7,500 | $289,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,000 | $286,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 20,000 | $280,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,309 | $274,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,000 | $270,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 10,000 | $263,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $261,000 | thousands by filing date | |
| WARSAW STOCK EXCHANGE (POL LISTING) | B55XKV9 | COM | 20,000 | $260,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,500 | $259,000 | thousands by filing date | |
| SAFARICOM LTD | B2QN3J6 | COM | 1,750,000 | $250,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 40,000 | $246,000 | thousands by filing date | call |
| BOLSA A (MEX LISTING) | B39VVF6 | COM | 125,000 | $246,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,000 | $245,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 30,000 | $242,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,000 | $242,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 25,000 | $242,000 | thousands by filing date | |
| LONDON STOCK EXC A SHS (UKM LISTING) | B0SWJX3 | COM | 7,000 | $230,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,000 | $229,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,000 | $225,000 | thousands by filing date | |
| CANACCORD FINANCIAL D | 134801109 | COMMON | 30,000 | $221,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 25,000 | $221,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 5,000 | $219,000 | thousands by filing date | |
| GCL-POLY ENERGY HOLDING | B28XTR4 | COM | 600,000 | $217,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 35,000 | $216,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,000 | $216,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,000 | $213,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 75,000 | $212,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 53,000 | $212,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 15,000 | $210,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,000 | $203,000 | thousands by filing date | |
| BOLSAS Y MERCADOS ESPANOLES SOCIEDAD | B18S767 | COM | 5,000 | $203,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JIVE SOFTWARE INC | 47760A108 | COM | 25,000 | $200,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,000 | $200,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,000 | $199,000 | thousands by filing date | |
| 888 HOLDINGS PLC ORD 0.5P | B0L4LM9 | COM | 75,000 | $188,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 75,000 | $186,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 25,000 | $185,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 30,000 | $182,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 25,000 | $181,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 150,000 | $180,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 25,000 | $179,000 | thousands by filing date | |
| SHISEIDO CO LTD | 6805265 | COM | 10,000 | $176,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NZX LIMITED (NZE LISTING) (POST SPLIT) | 6623155 | COM | 157,500 | $175,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Continental Gold Ltd | G23850103 | COM | 50,000 | $173,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,000 | $172,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,000 | $171,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 20,000 | $169,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 75,000 | $159,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 175,000 | $158,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 30,000 | $156,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $153,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 85,000 | $150,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 50,000 | $150,000 | thousands by filing date | |
| PAYSAFE GROUP PLC PAYS LN | 3426454 | COM | 25,000 | $150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,581 | $149,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 25,000 | $149,000 | thousands by filing date | |
| Probe Mines Ltd | 742667504 | com | 50,000 | $146,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 10,000 | $144,000 | thousands by filing date | |
| AVESIS INCORPORATED | 053650107 | COM | 144,200 | $144,000 | thousands by filing date | |
| DHX MEDIA LTD DHX.T | 252406103 | COMMON | 35,000 | $143,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 50,000 | $141,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,000 | $138,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 25,000 | $131,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 25,000 | $126,000 | thousands by filing date | |
| BM&FBOVESPA SA BOLSA DE | B2RHNV9 | COM | 25,000 | $124,000 | thousands by filing date | The CUSIP as filed is malformed. |
| World Energy Solutions Inc. | 98145W208 | COM | 25,000 | $121,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,000 | $120,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 75,000 | $116,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,000 | $115,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,000 | $113,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,000 | $113,000 | thousands by filing date | call |
| AGTECH HOLDINGS LTD | B1G2FL2 | COM | 500,000 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,000 | $106,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 50,000 | $104,000 | thousands by filing date | |
| HUANENG RENEWABLES CORP-H | B4WTBY3 | COM | 300,000 | $102,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200,000 | $100,000 | thousands by filing date | |
| WIZARD WORLD INC | 97751C100 | COM | 340,213 | $100,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,000 | $99,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 50,000 | $99,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 25,000 | $99,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,000 | $95,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 50,000 | $95,000 | thousands by filing date | |
| ALTER NRG CORPORATION | 02145W101 | FOREIGN STOCK | 100,000 | $93,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,000 | $90,000 | thousands by filing date | |
| WARDERLY INTL HLDGS LTD (HOK LISTING) | 6572224 | COM | 2,500,000 | $90,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MASONITE INTERNATIONAL CORP WRNT | 575385117 | W EXP 6/9/2014 | 16,409 | $82,000 | thousands by filing date | |
| BURSA MALAYSIA BHD | B06FV38 | COM | 35,000 | $81,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPYGLASS RES CORP COM | 852193101 | COM | 45,500 | $76,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 50,000 | $74,000 | thousands by filing date | |
| EQUITY BANK LTD | B0WCDV5 | COM | 200,000 | $73,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ORAGENICS INC | 684023203 | COM NEW | 25,000 | $72,000 | thousands by filing date | |
| ALICORP S.A.-COMUN | 2162834 | COM | 25,000 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIOSCRIP INC | 09069N108 | COM | 10,020 | $70,000 | thousands by filing date | |
| True Drinks Holdings Inc | 897837100 | U.S. COMMON STOCK | 177,000 | $70,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,000 | $68,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 10,000 | $66,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,000 | $64,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,000 | $58,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 50,000 | $53,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 22,600 | $53,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 15,900 | $52,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 37,500 | $51,000 | thousands by filing date | |
| RUBICON LIMITED NZD | 572993ZM8 | COM | 150,000 | $49,000 | thousands by filing date | |
| TOREX GOLD RESOURCES | 891054108 | COM | 50,000 | $48,000 | thousands by filing date | |
| DATANG RENEW (HOK LISTING) | B4YX1N2 | COM | 300,000 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENTREMED INC | 29382F202 | COM | 25,000 | $46,000 | thousands by filing date | |
| CLAL BIOTECH (ISR LISTING) | B23GNK9 | COM | 11,875 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAEXPLORATION HLDGS INC WARRANTS | 78636X113 | W EXP 06/24/2016 | 35,000 | $40,000 | thousands by filing date | |
| 21 CN CYBERNET | 6100744 | COM | 50,000 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VELOCITY EXPRESS CORP COM STK | 92257T707 | COM | 37,833 | $36,000 | thousands by filing date | |
| FREDERICK'S OF HOLLYWOOD GROUP INC | 35582T108 | COM | 125,000 | $33,000 | thousands by filing date | |
| Romarco Minerals | 775903206 | COM | 50,000 | $32,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100,000 | $31,000 | thousands by filing date | |
| AGUAS ANDINAS A ORD | 2311238 | COM | 50,000 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FINBOND GROUP LTD (SAF LISTING) | B1YBMD2 | COM | 100,000 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAXANO SURGICAL | 071773105 | COM | 25,000 | $27,000 | thousands by filing date | |
| LUNA GOLD CORP VANCOUVER COM | 550344303 | COM | 25,000 | $26,000 | thousands by filing date | |
| NATIONAL HOLDINGS | 636375107 | COM | 50,000 | $25,000 | thousands by filing date | |
| RLJ Entertainment Inc. Wt Exp | 74965F112 | WARRANT | 100,000 | $25,000 | thousands by filing date | |
| RMG NETWORKS HOLDING CORP | 74966K110 | COM | 35,000 | $25,000 | thousands by filing date | |
| BOLSA DE VALOR. COP1 | B24FPF4 | COM | 2,058,500 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 25,000 | $21,000 | thousands by filing date | |
| WESTERNZAGROS RES LTD COM | 960008100 | COM | 25,000 | $20,000 | thousands by filing date | |
| SGOCO TECHNOLOGY LTD WT | G80751111 | W EXP 03/17/2014 | 26,100 | $18,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 25,000 | $16,000 | thousands by filing date | |
| Worlds Inc. | 98159J101 | COM | 100,000 | $16,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 12,500 | $16,000 | thousands by filing date | |
| MANNKIND CORPORATION$2.40WARRANTS EXP | 56400P9B0 | W EXP 2/15/2019 | 10,000 | $16,000 | thousands by filing date | |
| DYNAVOX INC | 26817F104 | CL A | 150,000 | $14,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 25,000 | $14,000 | thousands by filing date | |
| U-SWIRL INC COM STK | 90349P105 | COM | 15,000 | $13,000 | thousands by filing date | |
| GI DYNAMICS INC | B5T6W85 | COM | 25,000 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PHOSCAN CHEMICAL CORP | 71921E106 | COM | 40,000 | $11,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 10,000 | $10,000 | thousands by filing date | |
| ZAP COM STK | 98912M201 | COM | 32,500 | $9,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 100,000 | $7,000 | thousands by filing date | |
| FINANCIAL TECHNOLOGIES (INDIA) LD | B287HL6 | COM | 20,000 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMISPHERE TECHNOLOGIES INC COM STK | 291345106 | COM | 25,000 | $6,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 12,500 | $6,000 | thousands by filing date | |
| ANTRIM ENERGY INC COM | 037243102 | COM | 75,000 | $4,000 | thousands by filing date | |
| CENTRAL WIRELESS INC COM STK | 15607P109 | COM | 660,000 | $4,000 | thousands by filing date | |
| MGM ENERGY CORP COM | 59318A100 | COM | 25,000 | $4,000 | thousands by filing date | |
| OPTIONABLE INC COM STK | 684006109 | COM | 70,000 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $2,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 157,798 | $2,000 | thousands by filing date | |
| SIONIX CORP | 829400100 | COM | 200,000 | $2,000 | thousands by filing date | |
| PATHFINDER MINERALS PLC (UKM LISTING) | B4MB7K7 | COM | 300,000 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| URALS ENERGY PUBLIC LTD (UKM LISTING) | B0FHR59 | COM | 25,000 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Health Discovery Corp | 42218r100 | com | 25,000 | $1,000 | thousands by filing date | |
| HYDRON TECH INC | 449020205 | COM | 100,000 | $1,000 | thousands by filing date | |
| MERCATOR MINERALS LTD | 587582107 | COM | 10,000 | $1,000 | thousands by filing date | |
| U.S. GLOBAL NANOSPACE INC | 91729J107 | COM | 275,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPOSITE TECH CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 12/12/14 | 20461S108 | COMMON STOCK | 145,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mera Pharmaceuticals Inc | 58732r103 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hard To Treat Diseases | 41164a103 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RODINIA OIL CORP CLASS A | 77487N109 | CLASS A | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD HEALTH ENERGY HLDGS INC COM STK | 98148H109 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZANN CORP COM STK | 98906U300 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED NEUROSOLUTIONS INC COM STK | 03823Y203 | COM | 98,668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTECH SOLAR INC COM STK | 29362Y106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWERS DIRECT COFFEE CO STK | 399849108 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGENE BIOTECHNOLOGY INC COM STK | 451695100 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONACO COACH CORP COM STK | 60886R103 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONVERTED ORGANICS INC WRNT | 31788H113 | W EXP 12/31/2014 | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-14-000643 | this filing | 2014-05-07 | acceptance time not in the bulk data set |