13F-HR filed by Geduld E E
Geduld E E filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-05, with 305 holding rows worth $140,805,000.
- Accession
- 0001019056-13-000941
- Filer
- CIK 1352107
- Filed
- 2013-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 306 entries on the cover page, a total value of $140,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,805,000 with VALUE read as thousands by filing date, 13F file number 028-11643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 2,524,548 | $32,466,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $3,822,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 146,290 | $3,483,000 | thousands by filing date | |
| MORPHOSYS AG NPV ORDS | 0D6632006 | COM | 60,000 | $3,372,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 54,000 | $2,590,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 325,000 | $1,827,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 275,000 | $1,697,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,000 | $1,599,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 25,000 | $1,543,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 80,000 | $1,452,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 625,000 | $1,356,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 75,000 | $1,351,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,500 | $1,313,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25,000 | $1,256,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 72,500 | $1,230,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 15,000 | $1,192,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 20,000 | $1,161,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 40,000 | $1,131,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 115,000 | $1,066,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $1,053,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 75,000 | $1,010,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 75,000 | $965,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 33,100 | $943,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 211,643 | $942,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100,000 | $927,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 52,300 | $927,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,000 | $919,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 60,750 | $918,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,030 | $889,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 30,000 | $878,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 20,000 | $841,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 25,000 | $813,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 20,000 | $808,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,500 | $774,000 | thousands by filing date | put |
| HONG KONG EXCHANGES & CLEARING LTD | 6267359 | COMMON | 50,000 | $755,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLOT COMMUNICATIONSLTD SHS | B1HLHW3 | COM | 54,900 | $753,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OPKO HEALTH INC | 68375N103 | COM | 105,000 | $746,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 450,000 | $743,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 8,000 | $734,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 20,000 | $725,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 25,000 | $724,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 20,000 | $721,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 60,000 | $703,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 40,000 | $700,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 25,000 | $694,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 28,692 | $689,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,000 | $687,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 55,000 | $669,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,000 | $665,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100,000 | $656,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 25,000 | $653,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $647,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 25,750 | $643,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,000 | $628,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 30,000 | $623,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 610,882 | $623,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 20,000 | $616,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 55,000 | $605,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 75,000 | $596,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,000 | $593,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,000 | $592,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,000 | $586,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 45,000 | $576,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 75,000 | $573,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 20,000 | $562,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,000 | $560,000 | thousands by filing date | |
| SINGAPORE EXCHANGE LTD | 6303866 | COMMON | 100,000 | $555,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 33,692 | $551,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 40,000 | $549,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 189,504 | $548,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 100,000 | $546,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 35,000 | $545,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 20,000 | $544,000 | thousands by filing date | |
| BANK OF IRELAND (IRE LISTING) | 3070732 | COM | 2,650,000 | $539,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 125,000 | $534,000 | thousands by filing date | |
| WRIGHT INVESTORS SVC | 982345100 | COM | 257,996 | $529,000 | thousands by filing date | |
| SHISEIDO CO LTD | 6805265 | COM | 35,000 | $521,000 | thousands by filing date | The CUSIP as filed is malformed. |
| B & G FOODS INC | 05508R106 | COM | 15,000 | $511,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,000 | $502,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 45,000 | $497,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 15,000 | $496,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 35,000 | $492,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15,000 | $489,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,000 | $486,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,000 | $485,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 20,000 | $476,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 7,500 | $473,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 10,000 | $467,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,000 | $466,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 20,000 | $449,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 125,000 | $449,000 | thousands by filing date | |
| BEIERSDORF AG | 5107401 | COM | 5,000 | $436,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,000 | $421,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,500 | $411,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 25,000 | $410,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 10,000 | $404,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 20,000 | $404,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 500,123 | $401,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 60,000 | $400,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,000 | $389,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,300 | $387,000 | thousands by filing date | |
| PAR PETE CORP COM STK | 69888T108 | COM | 235,000 | $383,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 50,000 | $382,000 | thousands by filing date | call |
| AUSTRALIAN STOCK EXCHANGE SHS | 6129222 | COM | 12,500 | $378,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RECKITT BENCKISER GROUP PLC | B24CGK7 | COM | 5,000 | $354,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 50,000 | $351,000 | thousands by filing date | |
| FIAT SPA | 5748521 | COM | 50,000 | $350,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAIC INC | 78390X101 | COM | 25,000 | $348,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 40,000 | $338,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 15,000 | $335,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,000 | $329,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 10,000 | $324,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 275,000 | $322,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,000 | $319,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 12,150 | $319,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,000 | $316,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,000 | $315,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 15,000 | $310,000 | thousands by filing date | |
| BOLSA A (MEX LISTING) | B39VVF6 | COM | 125,000 | $310,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOSYS INC COM | 619718109 | COM | 75,000 | $302,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 30,000 | $302,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 25,000 | $301,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 35,000 | $301,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 155,500 | $299,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $293,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,500 | $290,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 15,000 | $285,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 150,000 | $285,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 20,000 | $274,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 85,000 | $271,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 25,000 | $270,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 40,000 | $266,000 | thousands by filing date | |
| PACIFIC RUBIALES ENERGY CORP | 69480U206 | COMMON | 15,000 | $265,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 15,000 | $260,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,000 | $252,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,000 | $248,000 | thousands by filing date | |
| GLOBAL EAGLE ACQUISITION COR | 37951D110 | CMN | 150,000 | $240,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 15,000 | $239,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 50,000 | $238,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 10,000 | $231,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 75,000 | $230,000 | thousands by filing date | |
| WARSAW STOCK EXCHANGE (POL LISTING) | 999907KP2 | COM | 20,000 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,000 | $228,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 25,000 | $228,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,000 | $227,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20,000 | $219,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 25,000 | $217,000 | thousands by filing date | |
| KENNEDY-WILSON HLDGS INC WRNT | 489398115 | W EXP 11/14/2013 | 47,176 | $216,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,309 | $214,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $209,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 25,000 | $208,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 15,000 | $208,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,000 | $207,000 | thousands by filing date | |
| ATHI RIVER MINING LTD | 6041188 | COM | 275,000 | $205,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $204,000 | thousands by filing date | call |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 10,000 | $204,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 7,143 | $203,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 50,000 | $195,000 | thousands by filing date | |
| HELLENIC EXCHANGES SA ORDS (GRE LISTING) | 4108278 | COM | 25,000 | $195,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MASONITE WORLDWIDE HOLDINGS INC WRNT | 575387113 | W EXP 6/9/2014 | 21,409 | $193,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 50,000 | $189,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 10,000 | $187,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $182,000 | thousands by filing date | call |
| PRADA SPA (HOK LISTING) | B4PFFW4 | COM | 20,000 | $182,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 22,000 | $181,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,000 | $174,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,000 | $171,000 | thousands by filing date | |
| PETROMINERALES | 71673R107 | COMMON amp; | 30,000 | $171,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 25,000 | $169,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25,000 | $169,000 | thousands by filing date | |
| 888 HOLDINGS PLC ORD 0.5P | B0L4LM9 | COM | 75,000 | $168,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NZX LIMITED (NZE LISTING) (POST SPLIT) | 6623155 | COM | 157,500 | $164,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANACCORD FINANCIAL D | 134801109 | COMMON | 30,000 | $163,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 65,000 | $162,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 25,000 | $160,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,000 | $149,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 10,000 | $148,000 | thousands by filing date | |
| AVESIS INCORPORATED | 053650107 | COM | 144,200 | $147,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 25,000 | $144,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 50,000 | $143,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 25,000 | $140,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 25,000 | $140,000 | thousands by filing date | call |
| BM&FBOVESPA SA BOLSA DE | B2RHNV9 | COM | 25,000 | $139,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF AMERICA CORP | 060505153 | CMN | 175,000 | $135,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S195 | *W EXP 12/31/201 | 165,496 | $134,000 | thousands by filing date | |
| WILLIAM HILL PLC ORD 10P (UKM LIST) | 970970NV7 | COM | 20,000 | $134,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,000 | $133,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 50,000 | $132,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 15,000 | $132,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,000 | $129,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $128,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 15,000 | $126,000 | thousands by filing date | |
| WENDYS COMPANY | 95058W101 | CLASS A | 20,050 | $117,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 25,000 | $116,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,000 | $112,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 25,000 | $112,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 25,000 | $111,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAA1 | NOTE 3.0% 2/1/33 | 100,000 | $107,000 | thousands by filing date | principal |
| IMATION CORP | 45245A107 | COM | 25,000 | $106,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 50,000 | $105,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 25,000 | $99,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 25,000 | $93,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 30,000 | $93,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 32,839 | $86,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD (NOR LISTING | B43T197 | COM | 10,000 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALICORP S.A.-COMUN | 2162834 | COM | 25,000 | $84,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPYGLASS RES CORP COM | 852193101 | COM | 45,500 | $83,000 | thousands by filing date | |
| BURSA MALAYSIA BHD | B06FV38 | COM | 35,000 | $83,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INCONTACT INC | 45336E109 | COM | 10,000 | $82,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 25,000 | $81,000 | thousands by filing date | |
| AINSWORTH LUMBER CAD | B9TDZ29 | COM | 25,000 | $76,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AP PHARMA INC COM STK | 00202J203 | COM | 200,000 | $72,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 25,000 | $67,000 | thousands by filing date | |
| MONITISE PLC (UKM LISTING) | B1YMRB8 | COM | 125,000 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARRIS INTERACTIVE INC | 414549105 | COM | 35,000 | $63,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,000 | $58,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 25,000 | $58,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,000 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,000 | $56,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 50,000 | $53,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 36,800 | $53,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 10,000 | $51,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 25,000 | $51,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC WARRANTS | 78636X113 | W EXP 06/24/2016 | 50,000 | $50,000 | thousands by filing date | |
| HYDRON TECH INC | 449020205 | COM | 100,000 | $50,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 100,000 | $46,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 124,900 | $44,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 20,500 | $41,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C105 | COM | 200,000 | $39,000 | thousands by filing date | |
| ALTER NRG CORPORATION | 02145W101 | FOREIGN STOCK | 100,000 | $38,000 | thousands by filing date | |
| EQUITY BANK LTD | B0WCDV5 | COM | 100,000 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,700 | $35,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,000 | $34,000 | thousands by filing date | |
| AGUAS ANDINAS A ORD | 2311238 | COM | 50,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNIVERSITY GENERAL HEALTH SYSTEM | 914270103 | COM | 50,000 | $31,000 | thousands by filing date | |
| WESTERNZAGROS RES LTD COM | 960008100 | COM | 25,000 | $31,000 | thousands by filing date | |
| BOLSA DE VALOR. COP1 | B24FPF4 | COM | 2,058,500 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RUBICON LIMITED NZD | 572993ZM8 | COM | 130,000 | $30,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $28,000 | thousands by filing date | |
| SCG Financial Acquistion Corp Warrants | 78404K111 | W EXP 5/18/2016 | 35,000 | $28,000 | thousands by filing date | |
| LUNA GOLD CORP VANCOUVER COM | 550344303 | COM | 25,000 | $26,000 | thousands by filing date | |
| CLAL BIOTECH (ISR LISTING) | B23GNK9 | COM | 11,875 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DYNAVOX INC | 26817F104 | CL A | 150,000 | $23,000 | thousands by filing date | |
| FINANCIAL TECHNOLOGIES (INDIA) LD | B287HL6 | COM | 20,000 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FREDERICK'S OF HOLLYWOOD GROUP INC | 35582T108 | COM | 125,000 | $21,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 25,000 | $20,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 50,000 | $19,000 | thousands by filing date | |
| SAFARICOM LTD | B2QN3J6 | COM | 250,000 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $18,000 | thousands by filing date | |
| RLJ Entertainment Inc. Wt Exp | 74965F112 | WARRANT | 100,000 | $18,000 | thousands by filing date | |
| FINBOND GROUP LTD (SAF LISTING) | B1YBMD2 | COM | 100,000 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GI DYNAMICS INC | B5T6W85 | COM | 25,000 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PHOSCAN CHEMICAL CORP | 71921E106 | COM | 40,000 | $10,000 | thousands by filing date | |
| ANTRIM ENERGY INC COM | 037243102 | COM | 75,000 | $6,000 | thousands by filing date | |
| SITESTAR CORP COM STK | 82980W101 | COM | 250,000 | $6,000 | thousands by filing date | |
| ENDOVASC INC COM STK | 29267B102 | COM | 255,000 | $6,000 | thousands by filing date | |
| U-SWIRL INC COM STK | 90349P105 | COM | 15,000 | $5,000 | thousands by filing date | |
| ZAP COM STK | 98912M201 | COM | 32,500 | $5,000 | thousands by filing date | |
| EMISPHERE TECHNOLOGIES INC COM STK | 291345106 | COM | 25,000 | $5,000 | thousands by filing date | |
| MGM ENERGY CORP COM | 59318A100 | COM | 25,000 | $5,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $4,000 | thousands by filing date | |
| SIONIX CORP | 829400100 | COM | 200,000 | $4,000 | thousands by filing date | |
| PATHFINDER MINERALS PLC (UKM LISTING) | B4MB7K7 | COM | 300,000 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PEOPLESTRING CORP COM STK | 71272D103 | COM | 350,650 | $4,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 157,798 | $3,000 | thousands by filing date | |
| OPTIONABLE INC COM STK | 684006109 | COM | 70,000 | $2,000 | thousands by filing date | |
| URALS ENERGY PUBLIC LTD (UKM LISTING) | B0FHR59 | COM | 25,000 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MERCATOR MINERALS LTD | 587582107 | COM | 10,000 | $2,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 25,000 | $1,000 | thousands by filing date | |
| Health Discovery Corp | 42218r100 | com | 25,000 | $1,000 | thousands by filing date | |
| SGOCO TECHNOLOGY LTD WT | G80751111 | W EXP 03/17/2014 | 26,100 | $1,000 | thousands by filing date | |
| U.S. GLOBAL NANOSPACE INC | 91729J107 | COM | 275,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 95,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPOSITE TECH CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 12/12/14 | 20461S108 | COMMON STOCK | 145,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 14,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mera Pharmaceuticals Inc | 58732r103 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Spare Backup Inc | 84650T103 | COM | 32,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hard To Treat Diseases | 41164a103 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Integral Vision, Inc. | 45811H106 | common | 1,069,107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RODINIA OIL CORP CLASS A | 77487N109 | CLASS A | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORES HOLDING CO INC COM STK | 80917W202 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA CONTAINERS LTD CL A COM STK | 811371707 | CLASS A | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONEPATH GROUP INC COM STK | 861837102 | COM | 165,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITANIUM ASSET MGMT RSTD | 88899G970 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH APPAREL CORP COM STK | 896787108 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITY EXPRESS CORP COM STK | 92257T707 | COM | 37,833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD HEALTH ENERGY HLDGS INC COM STK | 98148H109 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XECHEM INTERNATIONAL INC COM STK | 983895301 | COM | 350,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZANN CORP COM STK | 98906U300 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICANA DISTBN | 030556104 | COM | 600,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED NEUROSOLUTIONS INC COM STK | 03823Y203 | COM | 98,668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUGME TECHNOLIGIES WARRANT EXP | 051991602 | W EXP 9/28/2017 | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARGO CONNECTION LOGISTICS HL COM STK | 141794107 | COM | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL WIRELESS INC COM STK | 15607P109 | COM | 660,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONVERTED ORGANICS INC WRNT | 21254S131 | W EXP 12/31/2014 | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN AGRIC HLDG CORP WRNT | 229894118 | W EXP 10/21/2013 | 125,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTECH SOLAR INC COM STK | 29362Y106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEROVA FINANCIAL GROUP LTD WRNT | G38490176 | W EXP 1/16/2014 | 21,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWERS DIRECT COFFEE CO STK | 399849108 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTMARX CORP COM STK | 417119104 | COM | 76,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGENE BIOTECHNOLOGY INC COM STK | 451695100 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISONICS CORP COM STK | 464895309 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONACO COACH CORP COM STK | 60886R103 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019056-13-000941 | this filing | 2013-08-05 | acceptance time not in the bulk data set |