13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 114 holding rows worth $80,859,370.
- Accession
- 0001017284-23-000014
- Filer
- CIK 1017284
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 114 entries on the cover page, a total value of $80,859,370 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,859,370 with VALUE read as dollars as filed, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,230,580 | $23,393,202 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 21,004 | $5,445,497 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 1,015,350 | $4,107,091 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 13,070 | $3,270,375 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 21,050 | $2,936,686 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,845 | $2,348,923 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,306,091 | $2,207,294 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,500 | $1,912,875 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,767 | $1,872,143 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,575 | $1,383,110 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 432,685 | $1,375,938 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 6,411 | $1,334,642 | dollars as filed | |
| Apple Inc | 037833100 | COM | 6,487 | $1,110,663 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,932 | $1,077,133 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 7,580 | $1,045,527 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,500 | $1,035,325 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 86,375 | $881,025 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,940 | $757,783 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,250 | $706,200 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,718 | $688,097 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 14,410 | $662,716 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 12,750 | $643,238 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,334 | $635,572 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 10,075 | $587,373 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,855 | $574,512 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 11,575 | $528,978 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 9,400 | $503,464 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,075 | $490,888 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,000 | $475,600 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,358 | $460,751 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 2,725 | $451,996 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 13,795 | $451,510 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,717 | $443,586 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,550 | $423,198 | dollars as filed | |
| SPY | 78462F103 | SHS | 989 | $422,778 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,400 | $421,200 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,321 | $417,104 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,280 | $415,512 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,344 | $401,976 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,538 | $395,345 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,101 | $394,597 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,044 | $386,459 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,402 | $376,091 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,103 | $371,684 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 5,401 | $367,484 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,528 | $365,437 | dollars as filed | |
| SCHD | 808524797 | COM | 5,027 | $355,721 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 11,350 | $334,144 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 4,415 | $329,624 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,975 | $323,924 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,125 | $309,293 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,920 | $293,318 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 7,150 | $283,426 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,862 | $279,494 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,123 | $269,876 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,825 | $255,591 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,800 | $254,632 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,600 | $249,278 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 710 | $248,713 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,200 | $248,052 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,364 | $234,609 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,500 | $232,375 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,467 | $231,129 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,600 | $226,704 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 976 | $224,490 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,500 | $222,500 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,150 | $220,432 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,650 | $218,797 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,046 | $212,196 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,815 | $211,370 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 900 | $210,996 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 4,267 | $209,917 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,283 | $204,626 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 457 | $201,173 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,706 | $200,591 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 21,050 | $181,030 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 11,400 | $172,938 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,705 | $159,290 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 25,500 | $159,120 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,100 | $155,733 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 29,950 | $152,446 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 10,250 | $148,318 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,000 | $143,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 23,800 | $115,668 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,496 | $114,247 | dollars as filed | |
| S&W SEED COMPANY COM | 785135104 | COM | 97,850 | $109,592 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,600 | $108,996 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 10,000 | $85,300 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,900 | $80,342 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,800 | $76,220 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 13,000 | $69,290 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 25,630 | $59,462 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 17,000 | $56,950 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,000 | $52,020 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 18,200 | $51,506 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 17,475 | $49,280 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 18,500 | $37,370 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 28,500 | $36,480 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 10,000 | $36,400 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 13,000 | $33,800 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 69,000 | $29,670 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 27,200 | $26,316 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 12,000 | $26,280 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 50,000 | $17,600 | dollars as filed | |
| BIG SKY INDL INC | 911805307 | COM | 12,000 | $16,200 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 30,000 | $12,750 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 38,000 | $10,784 | dollars as filed | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 10,000 | $3,810 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,996 | $3,773 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 10,000 | $3,500 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 10,000 | $2,900 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 10,000 | $2,447 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 10,000 | $2,249 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 40,000 | $724 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-23-000014 | this filing | 2023-11-09 | acceptance time not in the bulk data set |