13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-03, with 684 holding rows worth $42,002,000.
- Accession
- 0001017284-18-000009
- Filer
- CIK 1017284
- Filed
- 2018-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 684 entries on the cover page, a total value of $42,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,002,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 375 | $6,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 500 | $6,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 375 | $6,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 500 | $6,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 375 | $6,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 4,833 | $6,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 5,000 | $6,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $5,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 250 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 200 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 250 | $5,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 250 | $5,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 125 | $5,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 750 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $5,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,536 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 475 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 250 | $5,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 70 | $4,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 90 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4 | $4,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 250 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 250 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 56 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 300 | $4,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 125 | $4,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 50 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 250 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 150 | $4,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 250 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 65 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 125 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 250 | $4,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 500 | $4,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 125 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 125 | $4,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2,500 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 750 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $4,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 325 | $4,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 250 | $4,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 125 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250 | $4,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 500 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 250 | $4,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,350 | $4,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 500 | $4,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 78 | $4,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 375 | $4,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 200 | $4,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 500 | $4,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 150 | $4,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 250 | $4,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,000 | $4,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 61 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 125 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $3,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226 | $3,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $3,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 213 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 125 | $3,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 125 | $3,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 125 | $3,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $3,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 500 | $3,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 400 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 500 | $3,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 200 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 125 | $3,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 700 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $3,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 125 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 500 | $3,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,000 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,000 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 370 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10 | $2,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 125 | $2,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 50 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 500 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 125 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 100 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 125 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 250 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 125 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 250 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 125 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 250 | $2,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 125 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 500 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 375 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 125 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 125 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 125 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 250 | $2,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 100 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 250 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $2,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 500 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 250 | $2,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $2,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 125 | $2,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 125 | $2,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 125 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 500 | $2,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 2,500 | $2,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 700 | $2,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 3,500 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12 | $1,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 107 | $1,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 100 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 50 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 250 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 400 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 250 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 125 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $1,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 200 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 250 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 125 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 125 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 250 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIROTECH VHS INC | 00726a100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-18-000009 | this filing | 2018-08-03 | acceptance time not in the bulk data set |