13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 639 holding rows worth $37,930,000.
- Accession
- 0001017284-18-000008
- Filer
- CIK 1017284
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 639 entries on the cover page, a total value of $37,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,930,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $5,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 750 | $5,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 250 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 475 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 250 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 63 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 125 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 40 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 56 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $4,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 250 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 250 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 250 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 125 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 600 | $4,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 750 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 125 | $4,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 250 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 250 | $4,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 78 | $4,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 250 | $4,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 125 | $4,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 125 | $4,000 | thousands by filing date | |
| LONG BLOCKCHAIN CORP | 542614102 | COM | 1,400 | $4,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 50 | $4,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 2,000 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 125 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $3,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $3,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 375 | $3,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 213 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 125 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 750 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,000 | $3,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 500 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 125 | $3,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 500 | $3,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,350 | $3,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 500 | $3,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 250 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 125 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 125 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 125 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 250 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 125 | $2,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 125 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 125 | $2,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 125 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 125 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 125 | $2,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 15 | $2,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 250 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 125 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 250 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 250 | $2,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $2,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 125 | $2,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 125 | $2,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 500 | $2,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 250 | $2,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 125 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,500 | $2,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 4,000 | $2,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 2,000 | $2,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 1,000 | $2,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 250 | $2,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 1,000 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 107 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 250 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 14 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 250 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,500 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 500 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 500 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 250 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIROTECH VHS INC | 00726a100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-18-000008 | this filing | 2018-05-02 | acceptance time not in the bulk data set |