13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 682 holding rows worth $42,235,000.
- Accession
- 0001017284-18-000004
- Filer
- CIK 1017284
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 682 entries on the cover page, a total value of $42,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,235,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Zedge Inc | 98923T104 | COM | 2,100 | $6,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 250 | $6,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 5,000 | $6,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 125 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $6,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 125 | $6,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 125 | $6,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,000 | $6,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 250 | $6,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 250 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 750 | $6,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 500 | $6,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 9,000 | $6,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4 | $5,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 250 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 125 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 125 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 500 | $5,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 250 | $5,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 125 | $5,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 125 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 250 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 150 | $5,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $5,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 750 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 250 | $5,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 700 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 500 | $5,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $5,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 750 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 78 | $5,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 750 | $5,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 1,000 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 40 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 56 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 125 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 125 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 250 | $4,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 250 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 125 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 375 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,250 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 125 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 500 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 500 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $4,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 225 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 250 | $4,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 750 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 500 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 2,000 | $4,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,500 | $4,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 125 | $4,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,500 | $4,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 125 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 62 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 250 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $3,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $3,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 125 | $3,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 125 | $3,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 213 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 500 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 55 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 500 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 200 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 125 | $3,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 125 | $3,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 250 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 250 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $3,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 250 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 125 | $3,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 125 | $3,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 50 | $3,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 1,000 | $3,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 9,000 | $3,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 125 | $2,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 250 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 125 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 125 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 125 | $2,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 125 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 500 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 125 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350 | $2,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 15 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 125 | $2,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 125 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 125 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 2,000 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 2,500 | $2,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 125 | $2,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 125 | $2,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 500 | $2,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 500 | $2,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 400 | $2,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 125 | $2,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 500 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 250 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 125 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 14 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 116 | $1,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 676 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 250 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 250 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 295 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,500 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,000 | $1,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 500 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 250 | $1,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 125 | $1,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 125 | $1,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 400 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-18-000004 | this filing | 2018-02-05 | acceptance time not in the bulk data set |