13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-08, with 1,172 holding rows worth $70,127,000.
- Accession
- 0001017284-17-000003
- Filer
- CIK 1017284
- Filed
- 2017-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,172 entries on the cover page, a total value of $70,127,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,127,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SONIC CORP | 835451105 | COM | 800 | $20,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 4,000 | $20,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 276 | $19,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 345 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 350 | $19,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 436 | $19,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 95 | $19,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 96 | $19,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 397 | $19,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 237 | $19,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 220 | $19,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 67 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $19,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 393 | $19,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $19,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 540 | $19,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 332 | $19,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 438 | $19,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $19,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,245 | $19,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 424 | $19,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,947 | $19,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,000 | $19,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 3,916 | $19,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 118 | $18,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 387 | $18,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 427 | $18,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 113 | $18,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 225 | $18,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 631 | $18,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 232 | $18,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 360 | $18,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 481 | $18,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 125 | $18,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 750 | $18,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 116 | $18,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 71 | $18,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,100 | $18,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 425 | $17,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 233 | $17,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 586 | $17,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 180 | $17,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 420 | $17,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 45 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 231 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 500 | $17,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $17,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 113 | $17,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 91 | $17,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 868 | $17,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $17,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 144 | $17,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,000 | $17,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 250 | $17,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 650 | $16,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 394 | $16,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114 | $16,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,957 | $16,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 734 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 249 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203 | $16,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 307 | $16,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 187 | $16,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 259 | $16,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,500 | $16,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 255 | $16,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 312 | $16,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 250 | $16,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 354 | $16,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 246 | $16,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 603 | $16,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 8,000 | $16,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,000 | $16,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 428 | $16,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 137 | $15,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 470 | $15,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 750 | $15,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,015 | $15,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $15,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 324 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 297 | $15,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 820 | $15,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $15,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 538 | $15,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 112 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,105 | $15,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 291 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,070 | $15,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 207 | $15,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 433 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 230 | $15,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 629 | $15,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,612 | $15,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 500 | $15,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $15,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $15,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 750 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 238 | $14,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 266 | $14,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,500 | $14,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 325 | $14,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $14,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 750 | $14,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 198 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 211 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,126 | $14,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 155 | $14,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 750 | $14,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 242 | $13,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,427 | $13,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 189 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 675 | $13,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 143 | $13,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 750 | $13,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 391 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 177 | $13,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 425 | $13,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 474 | $13,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 361 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 68 | $13,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 250 | $13,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,618 | $13,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 499 | $13,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 510 | $13,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 337 | $13,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 368 | $13,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 268 | $13,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 150 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 239 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 100 | $12,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $12,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 250 | $12,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 140 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $12,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 185 | $12,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 250 | $12,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 108 | $12,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 175 | $12,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 264 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 198 | $12,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 104 | $12,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 267 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 792 | $12,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 306 | $12,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 250 | $12,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 500 | $12,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 301 | $12,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 500 | $12,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 333 | $12,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 532 | $12,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,813 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 126 | $11,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250 | $11,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 159 | $11,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 331 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 170 | $11,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 586 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 472 | $11,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 269 | $11,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 90 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $11,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 72 | $11,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 117 | $11,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $11,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,500 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 250 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 309 | $10,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 137 | $10,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 750 | $10,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 428 | $10,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 250 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $10,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 93 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 716 | $10,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,000 | $10,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 318 | $10,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 58 | $10,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125 | $10,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 159 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 207 | $10,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 250 | $10,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 500 | $10,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 69 | $10,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 242 | $10,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 191 | $10,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 390 | $10,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 2,000 | $10,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 125 | $10,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 250 | $10,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,000 | $10,000 | thousands by filing date | |
| AUXILIO INC | 05334N204 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 116 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $9,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 66 | $9,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 147 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $9,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 740 | $9,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $9,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 500 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 146 | $9,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 210 | $9,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 73 | $9,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 159 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 865 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 962 | $9,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 350 | $9,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 45 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 402 | $9,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 250 | $9,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 103 | $9,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 83 | $9,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 800 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 225 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 375 | $9,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 523 | $9,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $9,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $9,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,500 | $9,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,000 | $9,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 2,999 | $9,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,500 | $9,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 375 | $9,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,000 | $9,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 59 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 234 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 81 | $8,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 268 | $8,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 234 | $8,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 700 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 150 | $8,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 181 | $8,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $8,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 211 | $8,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $8,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 62 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 76 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 500 | $8,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 117 | $8,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 227 | $8,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $8,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 194 | $8,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 158 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $8,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 344 | $8,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 250 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 102 | $8,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 125 | $8,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 500 | $8,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 125 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 93 | $8,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 255 | $8,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 30 | $8,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 200 | $8,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 146 | $8,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $8,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 250 | $8,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $8,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 250 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 479 | $8,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 500 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 500 | $8,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 250 | $8,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 87 | $8,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 496 | $8,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $8,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $8,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,000 | $8,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,000 | $8,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 4,500 | $8,000 | thousands by filing date | |
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| PACKAGING CORP AMER COM | 695156109 | Stock | 79 | $7,000 | thousands by filing date | |
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| UNITED PARKS & RESORTS INC | 81282V100 | COM | 375 | $7,000 | thousands by filing date | |
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| WADDELL & REED FINL INC | 930059100 | CL A | 426 | $7,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 250 | $7,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 190 | $7,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
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| GRAY MEDIA INC | 389375106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 250 | $7,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,600 | $7,000 | thousands by filing date | |
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| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 500 | $7,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
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| SIERRA WIRELESS INC | 826516106 | COM | 250 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 905 | $7,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 125 | $7,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $7,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 5,500 | $7,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 250 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 5,000 | $7,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $7,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,271 | $7,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 350 | $7,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 135 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 125 | $6,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 204 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 118 | $6,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 43 | $6,000 | thousands by filing date | |
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| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $6,000 | thousands by filing date | |
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| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12 | $6,000 | thousands by filing date | |
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| CELANESE CORP DEL COM | 150870103 | Stock | 69 | $6,000 | thousands by filing date | |
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| TELADOC HEALTH INC | 87918A105 | COM | 250 | $6,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 4,500 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 250 | $6,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 67 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 26 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 170 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 70 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 163 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 203 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $6,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 56 | $6,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 125 | $6,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 150 | $6,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 110 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 500 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,500 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,000 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 250 | $6,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 250 | $6,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $6,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 250 | $6,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 750 | $6,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $5,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 250 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 125 | $5,000 | thousands by filing date | |
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| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $5,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 125 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 98 | $5,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 49 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 49 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $5,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 91 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 21 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 99 | $5,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 129 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 500 | $5,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 99 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 200 | $5,000 | thousands by filing date | |
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| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 250 | $5,000 | thousands by filing date | |
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| AWARE INC MASS | 05453N100 | CMN | 1,000 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
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| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 500 | $5,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 261 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,000 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 90 | $5,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,000 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,000 | $5,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 3,000 | $5,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 1,000 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 56 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $4,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 102 | $4,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 45 | $4,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 250 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 33 | $4,000 | thousands by filing date | |
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| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 203 | $4,000 | thousands by filing date | |
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| CHEMOURS CO COM | 163851108 | Stock | 110 | $4,000 | thousands by filing date | |
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| Q2 HLDGS INC COM | 74736L109 | Stock | 125 | $4,000 | thousands by filing date | |
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| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
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| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
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| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 84 | $4,000 | thousands by filing date | |
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| CUBESMART COM | 229663109 | REIT | 109 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 80 | $3,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 34 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 32 | $3,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 45 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 52 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 125 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 133 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 62 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 250 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 250 | $3,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 87 | $3,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 213 | $3,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 44 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 250 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-17-000003 | this filing | 2017-05-08 | acceptance time not in the bulk data set |