13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 1,114 holding rows worth $56,801,000.
- Accession
- 0001017284-16-000017
- Filer
- CIK 1017284
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,114 entries on the cover page, a total value of $56,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,801,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 750 | $19,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 648 | $19,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 307 | $19,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 344 | $18,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 182 | $18,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 587 | $18,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 642 | $18,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 408 | $18,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 458 | $18,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 343 | $18,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 45 | $18,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 297 | $18,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 220 | $18,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 437 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 129 | $18,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,300 | $18,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 425 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $18,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 499 | $18,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 700 | $18,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,025 | $18,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 700 | $18,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 428 | $18,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 210 | $17,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 139 | $17,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 427 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 233 | $17,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 240 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 250 | $17,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $17,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 125 | $17,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 255 | $17,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 123 | $17,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 77 | $17,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 31,096 | $17,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 305 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 391 | $16,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 179 | $16,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 336 | $16,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 754 | $16,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 481 | $16,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 305 | $16,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,500 | $16,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 223 | $16,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 354 | $16,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 144 | $16,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 445 | $16,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 375 | $16,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $16,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 234 | $15,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 93 | $15,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,537 | $15,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,740 | $15,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 202 | $15,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 420 | $15,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 96 | $15,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 250 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,206 | $15,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 302 | $15,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 875 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 321 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,214 | $15,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 211 | $15,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 523 | $15,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 470 | $14,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 253 | $14,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $14,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 250 | $14,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 174 | $14,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $14,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $14,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 750 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 187 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 201 | $14,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $14,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 57 | $14,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 213 | $14,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 254 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $14,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 354 | $14,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,000 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,126 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 532 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,375 | $14,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $14,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,161 | $14,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $14,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 500 | $14,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,200 | $14,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 425 | $13,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $13,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,612 | $13,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,729 | $13,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 189 | $13,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 125 | $13,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $13,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 250 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 675 | $13,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 391 | $13,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 110 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 177 | $13,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $13,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 137 | $13,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 257 | $13,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 207 | $13,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,050 | $13,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 325 | $13,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,315 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16 | $12,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 378 | $12,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 52 | $12,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $12,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 235 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 195 | $12,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $12,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 85 | $12,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 271 | $12,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,492 | $12,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 250 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 792 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,070 | $12,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 250 | $12,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 155 | $12,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,422 | $12,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 2,000 | $12,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,250 | $12,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $12,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 250 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 622 | $11,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 87 | $11,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 331 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $11,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 114 | $11,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 173 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 350 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 159 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $11,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 441 | $11,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 61 | $11,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $11,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,000 | $11,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,000 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 280 | $11,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 250 | $11,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 265 | $11,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 85 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 325 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 250 | $10,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 500 | $10,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 506 | $10,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 575 | $10,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 628 | $10,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 262 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 104 | $10,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 774 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 340 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,618 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 52 | $10,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 401 | $10,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 500 | $10,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 48 | $10,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 375 | $10,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $10,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,000 | $10,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 6,942 | $10,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,000 | $10,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 5,559 | $10,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 137 | $9,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 41 | $9,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,841 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $9,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 126 | $9,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,120 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 146 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 76 | $9,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 250 | $9,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 250 | $9,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 500 | $9,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 99 | $9,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 53 | $9,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 185 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 242 | $9,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $9,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 172 | $9,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 2,496 | $9,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 80 | $9,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,673 | $9,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $9,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 275 | $9,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 34 | $8,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44 | $8,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 66 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 625 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 264 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 95 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 706 | $8,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 166 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 70 | $8,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 170 | $8,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 250 | $8,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $8,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 99 | $8,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 62 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 225 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 375 | $8,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $8,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 250 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 865 | $8,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 146 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 426 | $8,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 169 | $8,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $8,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 135 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,000 | $8,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 226 | $8,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,500 | $8,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 750 | $8,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 70 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $7,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,000 | $7,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 52 | $7,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 95 | $7,000 | thousands by filing date | |
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| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $7,000 | thousands by filing date | |
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| HORMEL FOODS CORP COM | 440452100 | Stock | 172 | $7,000 | thousands by filing date | |
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| AH RLTY TR INC | 04208T108 | COM | 500 | $7,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,000 | $7,000 | thousands by filing date | |
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| TATA MTRS LTD | 876568502 | SPONSORED ADR | 163 | $7,000 | thousands by filing date | |
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| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
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| SCANA CORP NEW | 80589M102 | COM | 103 | $7,000 | thousands by filing date | |
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| LEUCADIA NATL CORP | 527288104 | COM | 390 | $7,000 | thousands by filing date | |
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| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $7,000 | thousands by filing date | |
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| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $7,000 | thousands by filing date | |
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| PAR TECHNOLOGY CORP | 698884103 | COM | 1,050 | $6,000 | thousands by filing date | |
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| LUMINEX CORP | 55027E102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
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| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 135 | $6,000 | thousands by filing date | |
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| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,153 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,000 | $6,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 905 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
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| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 61 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 133 | $5,000 | thousands by filing date | |
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| KILROY REALTY CORP COM | 49427F108 | REIT | 79 | $5,000 | thousands by filing date | |
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| HP INC COM | 40434L105 | Stock | 320 | $5,000 | thousands by filing date | |
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| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
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| JOY GLOBAL INC | 481165108 | COM | 181 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 125 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 261 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $5,000 | thousands by filing date | |
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| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 125 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 272 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $5,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 1,000 | $5,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $5,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 745 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 275 | $5,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 200 | $5,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,000 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 500 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 56 | $4,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 35 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 33 | $4,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 250 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 98 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 50 | $4,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $4,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 125 | $4,000 | thousands by filing date | |
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| Q2 HLDGS INC COM | 74736L109 | Stock | 125 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
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| DOUGLAS EMMETT INC | 25960P109 | COM | 105 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 250 | $4,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 250 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 250 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 108 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 500 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 125 | $4,000 | thousands by filing date | |
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| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 332 | $4,000 | thousands by filing date | |
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| REALPAGE INC | 75606N109 | COM | 150 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 250 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 250 | $4,000 | thousands by filing date | |
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| DDR CORP | 23317H102 | COM | 214 | $4,000 | thousands by filing date | |
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| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,000 | $4,000 | thousands by filing date | |
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| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,000 | $4,000 | thousands by filing date | |
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| PPG INDS INC COM | 693506107 | Stock | 32 | $3,000 | thousands by filing date | |
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| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 133 | $3,000 | thousands by filing date | |
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| AMC NETWORKS INC | 00164V103 | CL A | 56 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 144 | $3,000 | thousands by filing date | |
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| HARMONIC INC | 413160102 | COM | 500 | $3,000 | thousands by filing date | |
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| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
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| IXIA | 45071R109 | COM | 250 | $3,000 | thousands by filing date | |
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| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
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| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 30 | $3,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 3,000 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 25 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 125 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $2,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 19 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 48 | $2,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 70 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 250 | $2,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 250 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 57 | $2,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 26 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 44 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 23 | $2,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 59 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 125 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-16-000017 | this filing | 2016-11-08 | acceptance time not in the bulk data set |