13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 1,076 holding rows worth $62,656,000.
- Accession
- 0001017284-16-000016
- Filer
- CIK 1017284
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,076 entries on the cover page, a total value of $62,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,656,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 464286848 | EXCHANGE TRADED | 1,571 | $18,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 217 | $17,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 479 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 450 | $17,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 525 | $17,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 204 | $17,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 534 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 233 | $17,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 247 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 129 | $17,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,250 | $17,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 425 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $17,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 580 | $17,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 207 | $17,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 499 | $17,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 633 | $17,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 700 | $17,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,118 | $17,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 648 | $17,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 347 | $16,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 96 | $16,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 280 | $16,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 297 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 313 | $16,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 125 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 961 | $16,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 565 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 379 | $16,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 250 | $16,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 523 | $16,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 428 | $16,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 500 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 293 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 289 | $15,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 401 | $15,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 230 | $15,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 250 | $15,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 285 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 321 | $15,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $15,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 481 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,205 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 255 | $15,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 117 | $15,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 139 | $15,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 721 | $15,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,025 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,416 | $15,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,680 | $15,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 350 | $15,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 685 | $14,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,537 | $14,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,832 | $14,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $14,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 202 | $14,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 250 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203 | $14,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $14,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 336 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 271 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 250 | $14,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 411 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $14,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,300 | $14,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 500 | $14,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 375 | $14,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,000 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 532 | $14,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 500 | $14,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 317 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,055 | $14,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $14,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114 | $13,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 675 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $13,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 213 | $13,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 750 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,214 | $13,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 180 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 87 | $13,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $13,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 575 | $13,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 248 | $12,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 202 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 368 | $12,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 235 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 250 | $12,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 137 | $12,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 189 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $12,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 156 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $12,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 148 | $12,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 260 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 256 | $12,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 297 | $12,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 319 | $12,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 263 | $12,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 250 | $12,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $11,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 250 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 628 | $11,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,206 | $11,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 250 | $11,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 479 | $11,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 173 | $11,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 156 | $11,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 57 | $11,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 177 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 159 | $11,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,822 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 441 | $11,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 370 | $11,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,000 | $11,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 155 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 365 | $11,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,327 | $11,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,986 | $11,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 150 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $11,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 784 | $11,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $11,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 89 | $10,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 151 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $10,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,652 | $10,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 263 | $10,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 125 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 331 | $10,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 278 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 187 | $10,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 375 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 101 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 103 | $10,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $10,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 440 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 607 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 340 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,530 | $10,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 500 | $10,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 163 | $10,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 398 | $10,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $10,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,250 | $10,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $10,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 125 | $9,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 125 | $9,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 500 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 345 | $9,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 42 | $9,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 375 | $9,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 237 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $9,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 126 | $9,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 22 | $9,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,195 | $9,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 205 | $9,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 89 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 190 | $9,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,000 | $9,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 760 | $9,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 185 | $9,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 523 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 354 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 221 | $9,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 500 | $9,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 566 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,000 | $9,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 253 | $9,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 250 | $9,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 515 | $9,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,032 | $9,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 226 | $9,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 100 | $8,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 95 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 625 | $8,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,841 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 70 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 107 | $8,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 575 | $8,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 34 | $8,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 350 | $8,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 250 | $8,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 335 | $8,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 487 | $8,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 518 | $8,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 170 | $8,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 225 | $8,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 103 | $8,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $8,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 135 | $8,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $8,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 750 | $8,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 313 | $8,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 65 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 500 | $7,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 154 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44 | $7,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 52 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 250 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 375 | $7,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $7,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 98 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 645 | $7,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 170 | $7,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $7,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $7,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 225 | $7,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 250 | $7,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 500 | $7,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 500 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 865 | $7,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 375 | $7,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 500 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 156 | $7,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 73 | $7,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,155 | $7,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 101 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 261 | $7,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,500 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 275 | $7,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $7,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 135 | $7,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 750 | $6,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 46 | $6,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 87 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,099 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $6,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 135 | $6,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 76 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 67 | $6,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 172 | $6,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 125 | $6,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125 | $6,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 250 | $6,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 625 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 163 | $6,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 250 | $6,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $6,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 66 | $6,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 250 | $6,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 576 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 135 | $6,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 500 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 625 | $6,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 82 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 54 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 61 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 133 | $5,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 74 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 520 | $5,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 119 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $5,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 250 | $5,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 250 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 500 | $5,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 164 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 360 | $5,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 77 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 250 | $5,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 250 | $5,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 250 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 750 | $5,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 125 | $5,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 125 | $5,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 192 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 203 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 156 | $5,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 75 | $5,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 118 | $5,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 375 | $5,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 374 | $5,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 125 | $5,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,000 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 125 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $5,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 264 | $5,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 187 | $5,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 124 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 272 | $5,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $5,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 250 | $5,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $4,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 34 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 98 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 125 | $4,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 375 | $4,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 62 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $4,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 245 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 151 | $4,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 119 | $4,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 254 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 128 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 250 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 250 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 500 | $4,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 125 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 36 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 332 | $4,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 250 | $4,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 250 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 250 | $4,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 225 | $4,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 181 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $4,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 214 | $4,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 250 | $4,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 250 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 90 | $4,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 4,000 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,000 | $4,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 110 | $4,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $4,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 750 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,000 | $4,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,000 | $4,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 250 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 35 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,000 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,000 | $4,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 26 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 52 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $3,000 | thousands by filing date | |
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| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 45 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 20 | $3,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 52 | $3,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 34 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 58 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 125 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 140 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 32 | $3,000 | thousands by filing date | |
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| CERUS CORP | 157085101 | COM | 500 | $3,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 250 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 108 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 48 | $3,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 250 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 56 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 144 | $3,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 75 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 250 | $3,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 125 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 67 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 125 | $3,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 250 | $3,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 250 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 161 | $3,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 58 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 31 | $3,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 99 | $3,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 111 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 500 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 250 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 500 | $3,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 125 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 250 | $3,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 55 | $3,000 | thousands by filing date | |
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| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 250 | $3,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 250 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 500 | $3,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 60,511 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 185 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 700 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 40 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,000 | $3,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 45 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,000 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 30 | $3,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 90 | $3,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 3,000 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 25 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 21 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 48 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 80 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 18 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 121 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 82 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 20 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 28 | $2,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 26 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 58 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 44 | $2,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 26 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 59 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 47 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 250 | $2,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 250 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 57 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 73 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 34 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17 | $2,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 54 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 400 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 125 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 125 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 500 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 116 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90 | $2,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 40 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 285 | $2,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 125 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 125 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 88 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 295 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 125 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 250 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 99 | $2,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 250 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 125 | $2,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 250 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 250 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,034 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-16-000016 | this filing | 2016-08-09 | acceptance time not in the bulk data set |