13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-02, with 1,101 holding rows worth $67,103,000.
- Accession
- 0001017284-16-000014
- Filer
- CIK 1017284
- Filed
- 2016-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,103 entries on the cover page, a total value of $67,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,103,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 213 | $18,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 565 | $18,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 385 | $18,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 200 | $18,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 648 | $18,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,571 | $18,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 500 | $18,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 202 | $17,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 200 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $17,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 540 | $17,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 382 | $17,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 565 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,461 | $17,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,118 | $17,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,025 | $17,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 499 | $16,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 685 | $16,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 400 | $16,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 292 | $16,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 321 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 488 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 129 | $16,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 425 | $16,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 138 | $16,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 296 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 379 | $16,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 485 | $16,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 77 | $16,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 3,000 | $16,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 2,400 | $16,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 105 | $15,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $15,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 408 | $15,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,125 | $15,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 377 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 289 | $15,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 174 | $15,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 122 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 271 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 321 | $15,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $15,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 919 | $15,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 900 | $15,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,986 | $15,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 274 | $15,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 500 | $14,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 105 | $14,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 250 | $14,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $14,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $14,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 134 | $14,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 154 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,985 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 250 | $14,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 481 | $14,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 750 | $14,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 500 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 376 | $14,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,000 | $14,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 310 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114 | $13,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 250 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $13,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,487 | $13,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 237 | $13,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $13,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 135 | $13,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 344 | $13,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $13,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,195 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 675 | $13,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $13,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 250 | $13,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,067 | $13,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 148 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 177 | $13,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 432 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,214 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 89 | $13,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 499 | $13,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 576 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 750 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 127 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 816 | $13,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 500 | $13,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 250 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 500 | $13,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,136 | $13,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $13,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 350 | $13,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 75 | $12,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 202 | $12,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 411 | $12,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 225 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,590 | $12,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 189 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 369 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,206 | $12,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 250 | $12,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 186 | $12,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 210 | $12,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 230 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 255 | $12,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 243 | $12,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 523 | $12,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 297 | $12,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 784 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 261 | $12,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,000 | $12,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 250 | $11,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 235 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 127 | $11,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 144 | $11,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 250 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 156 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $11,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 750 | $11,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 479 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 213 | $11,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 258 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $11,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 550 | $11,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $11,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 607 | $11,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,910 | $11,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 321 | $11,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 487 | $11,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 195 | $11,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 319 | $11,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 500 | $11,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 575 | $11,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 750 | $11,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 151 | $10,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 220 | $10,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 251 | $10,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 250 | $10,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 260 | $10,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 31 | $10,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 628 | $10,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 205 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 250 | $10,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,000 | $10,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 145 | $10,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,145 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 250 | $10,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 483 | $10,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 250 | $10,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 250 | $10,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 250 | $10,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 345 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 331 | $9,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 350 | $9,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 103 | $9,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $9,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 745 | $9,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 375 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 516 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 250 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 852 | $9,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 444 | $9,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 879 | $9,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $8,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 100 | $8,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 43 | $8,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,841 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $8,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 204 | $8,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 278 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 225 | $8,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 57 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 125 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 182 | $8,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $8,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 185 | $8,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 264 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,823 | $8,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 169 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $8,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 500 | $8,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $8,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $8,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,918 | $8,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $8,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 226 | $8,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 221 | $8,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 313 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 686 | $7,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 96 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44 | $7,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 52 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 250 | $7,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 107 | $7,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 135 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 255 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 28 | $7,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 250 | $7,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 162 | $7,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 375 | $7,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 49 | $7,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 500 | $7,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 225 | $7,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 500 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 156 | $7,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 73 | $7,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 96 | $7,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 374 | $7,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 125 | $7,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 243 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 293 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 264 | $7,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 4,000 | $7,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 81,000 | $7,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,300 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 275 | $7,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 57 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 109 | $6,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 520 | $6,000 | thousands by filing date | |
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| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 125 | $6,000 | thousands by filing date | |
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| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $6,000 | thousands by filing date | |
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| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 161 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
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| Telecom Italia S P A New Spons | 87927Y201 | ADR | 715 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 4,000 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $6,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 343 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
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| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 125 | $6,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 666 | $6,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 73 | $5,000 | thousands by filing date | |
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| PACKAGING CORP AMER COM | 695156109 | Stock | 76 | $5,000 | thousands by filing date | |
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| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $5,000 | thousands by filing date | |
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| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 133 | $4,000 | thousands by filing date | |
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| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $4,000 | thousands by filing date | |
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| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 990 | $4,000 | thousands by filing date | |
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| HCP INC | 40414L109 | COM | 127 | $4,000 | thousands by filing date | |
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| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 225 | $4,000 | thousands by filing date | |
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| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 52 | $3,000 | thousands by filing date | |
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| CREE INC | 225447101 | COM | 90 | $3,000 | thousands by filing date | |
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| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 250 | $3,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 5,000 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 500 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 90 | $3,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 375 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
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| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 55 | $3,000 | thousands by filing date | |
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| HALCON RES CORP COM PAR | 40537Q506 | Stock | 3,600 | $3,000 | thousands by filing date | |
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| ConocoPhillips | 20825C104 | COM | 60 | $2,000 | thousands by filing date | |
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| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $2,000 | thousands by filing date | |
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| CARMAX INC COM | 143130102 | Stock | 30 | $2,000 | thousands by filing date | |
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| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 35 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 28 | $2,000 | thousands by filing date | |
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| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 90 | $2,000 | thousands by filing date | |
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| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
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| VIRNETX HLDG CORP | 92823T108 | COM | 400 | $2,000 | thousands by filing date | |
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| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 48 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 20 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 99 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 60,511 | $2,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 124 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 60 | $2,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 35 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 50 | $2,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 200 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 58 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 16 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 56 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 107 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 23 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-16-000014 | this filing | 2016-05-02 | acceptance time not in the bulk data set |