13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-01, with 1,151 holding rows worth $70,837,000.
- Accession
- 0001017284-16-000013
- Filer
- CIK 1017284
- Filed
- 2016-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,151 entries on the cover page, a total value of $70,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,837,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $3,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 250 | $3,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 65 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 25 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 87 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 55 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 80 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 62 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 32 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 34 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 645 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 68 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 37 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 30 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 250 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 125 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 75 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 33 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 28 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17 | $2,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 54 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 125 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 33 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 161 | $2,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 125 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 250 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 250 | $2,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 181 | $2,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 125 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 88 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 48 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 166 | $2,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 190 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 99 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 125 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 116 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 500 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 50 | $2,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 750 | $2,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 200 | $2,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 124 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,000 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,000 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 60 | $2,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 35 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 50 | $2,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 55 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $1,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 9 | $1,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 16 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 32 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 29 | $1,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 59 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 89 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 125 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 146 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 40 | $1,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 125 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 34 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 77 | $1,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 84 | $1,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 42 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 214 | $1,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 55 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 677 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 72 | $1,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 400 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 85 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 500 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 26 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,000 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 22 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,000 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $1,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 40 | $1,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 400 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 400 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 250 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 10 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 60 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 25 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $1,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 125 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 6D Global Tech Inc | 83002F100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUTOR TECH GROUP LTD | 869362202 | Cmn | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-16-000013 | this filing | 2016-02-01 | acceptance time not in the bulk data set |