13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-28, with 1,235 holding rows worth $83,176,000.
- Accession
- 0001017284-15-000005
- Filer
- CIK 1017284
- Filed
- 2015-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,235 entries on the cover page, a total value of $83,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,176,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 1,400 | $23,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,000 | $23,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 255 | $22,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 250 | $22,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 284 | $22,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 116 | $22,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 451 | $22,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 306 | $22,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 422 | $22,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 358 | $22,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,350 | $22,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 281 | $22,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 257 | $22,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 177 | $21,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 509 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 419 | $21,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 875 | $21,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 600 | $21,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 123 | $21,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 470 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $21,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $21,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 375 | $21,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 318 | $21,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 551 | $21,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 501 | $21,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 352 | $20,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 778 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 444 | $20,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,130 | $20,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,000 | $20,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 296 | $20,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 353 | $20,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 148 | $19,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 187 | $19,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 68 | $19,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 385 | $19,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 232 | $19,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 501 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 302 | $19,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 625 | $19,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 103 | $19,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,500 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,000 | $19,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 304 | $19,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 235 | $19,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 700 | $19,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $19,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 380 | $19,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 625 | $19,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 695 | $19,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 809 | $19,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,614 | $19,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 465 | $19,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 168 | $18,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 426 | $18,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 415 | $18,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 332 | $18,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,799 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 136 | $18,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 459 | $18,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 381 | $18,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 250 | $18,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,971 | $18,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,285 | $18,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 237 | $18,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 107 | $18,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 72 | $18,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 5,000 | $18,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,000 | $18,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $18,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 142 | $17,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 444 | $17,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 486 | $17,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,706 | $17,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 105 | $17,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 455 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $17,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 118 | $17,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 363 | $17,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 227 | $17,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 305 | $17,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 233 | $17,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 250 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,835 | $17,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 397 | $17,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 499 | $17,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 129 | $17,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 766 | $17,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 130 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,444 | $17,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 220 | $17,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 472 | $17,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 365 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 4,049 | $17,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 168 | $17,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 751 | $17,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 253 | $17,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 15,000 | $17,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,034 | $17,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,000 | $17,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 450 | $16,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,875 | $16,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 665 | $16,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 196 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 307 | $16,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 678 | $16,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 814 | $16,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 208 | $16,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 174 | $16,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 219 | $16,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 375 | $16,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 168 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 250 | $16,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 333 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 222 | $16,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 145 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 346 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 484 | $16,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 625 | $16,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 225 | $16,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,000 | $16,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,750 | $16,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 650 | $16,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 68 | $16,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 280 | $16,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 450 | $16,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 253 | $16,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,021 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 220 | $15,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 107 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $15,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 219 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 350 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,350 | $15,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 115 | $15,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 257 | $15,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 846 | $15,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 600 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 72 | $14,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500 | $14,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 267 | $14,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,540 | $14,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,500 | $14,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 250 | $14,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 625 | $14,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 307 | $14,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 274 | $14,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,757 | $14,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 287 | $14,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 108 | $14,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 200 | $14,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 800 | $14,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 750 | $14,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 166 | $14,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 213 | $14,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 126 | $14,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 485 | $13,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 391 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 277 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 303 | $13,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 131 | $13,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 253 | $13,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 239 | $13,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 250 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 875 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,007 | $13,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4,750 | $13,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 325 | $13,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 375 | $13,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $13,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,500 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 206 | $12,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 250 | $12,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,474 | $12,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $12,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 125 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 521 | $12,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,500 | $12,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $12,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 265 | $12,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 850 | $12,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 3,007 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 256 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 124 | $11,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 160 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 167 | $11,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 860 | $11,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 48 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 494 | $11,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 750 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 140 | $11,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 500 | $11,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,000 | $11,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 132 | $11,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 500 | $11,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 218 | $11,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $11,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 795 | $11,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 225 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 241 | $11,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 250 | $11,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 184 | $11,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 525 | $11,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 148 | $11,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 111 | $11,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 162 | $11,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 470 | $11,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 2,000 | $11,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 248 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 71 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 99 | $10,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $10,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 87 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 101 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 102 | $10,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 173 | $10,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 342 | $10,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 125 | $10,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 160 | $10,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 404 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 360 | $10,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 678 | $10,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 117 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 470 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 161 | $10,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 232 | $10,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 375 | $10,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 263 | $10,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 950 | $10,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 292 | $10,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 554 | $10,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 750 | $10,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 375 | $10,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $10,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 90 | $10,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
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| PPL CORP COM | 69351T106 | Stock | 253 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $9,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 86 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 161 | $9,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 254 | $9,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 142 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 157 | $9,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 376 | $9,000 | thousands by filing date | |
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| ENOVA INTL INC | 29357K103 | COM | 475 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 132 | $9,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,098 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $9,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 250 | $9,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 218 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 761 | $9,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182 | $9,000 | thousands by filing date | |
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| GTT COMMUNICATIONS INC | 362393100 | COM | 500 | $9,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,500 | $9,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,000 | $9,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,000 | $9,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 506 | $9,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,000 | $9,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 8,000 | $9,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,500 | $9,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 137 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 490 | $8,000 | thousands by filing date | |
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| LULULEMON ATHLETICA INC | 550021109 | COM | 125 | $8,000 | thousands by filing date | |
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| MACYS INC COM | 55616P104 | Stock | 118 | $8,000 | thousands by filing date | |
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| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $8,000 | thousands by filing date | |
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| UNILEVER PLC | 904767704 | SPON ADR NEW | 196 | $8,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 113 | $8,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,000 | $8,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 250 | $8,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 472 | $8,000 | thousands by filing date | |
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| CITY HOLDING CO | 177835105 | COMMON STOCK | 163 | $8,000 | thousands by filing date | |
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| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 460 | $8,000 | thousands by filing date | |
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| Targa Resources Partners, LP | 87611X105 | LTD | 192 | $8,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 501 | $8,000 | thousands by filing date | |
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| DDR CORP | 23317H102 | COM | 426 | $8,000 | thousands by filing date | |
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| REGENCY CTRS CORP COM | 758849103 | REIT | 107 | $7,000 | thousands by filing date | |
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| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 47 | $7,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 89 | $7,000 | thousands by filing date | |
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| II VI INC | 902104108 | COM | 375 | $7,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 162 | $7,000 | thousands by filing date | |
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| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
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| TECK RESOURCES LTD CL B | 878742204 | Stock | 410 | $6,000 | thousands by filing date | |
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| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 165 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 121 | $6,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 254 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 500 | $6,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 95 | $6,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 250 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 187 | $6,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 93 | $6,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 375 | $6,000 | thousands by filing date | |
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| LRAD CORP | 50213V109 | COM | 2,675 | $6,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 95 | $6,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 100 | $6,000 | thousands by filing date | |
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| Abbott Laboratories | 002824100 | COM | 110 | $5,000 | thousands by filing date | |
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| ServiceNow,Inc. | 81762P102 | COM | 62 | $5,000 | thousands by filing date | |
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| RR DONNELLEY + SONS CO | 257867101 | COM | 250 | $5,000 | thousands by filing date | |
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| HEALTHCARE | 42225P501 | CL A NEW | 150 | $4,000 | thousands by filing date | |
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| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,000 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 272 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $4,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 345 | $4,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 48 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,000 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,300 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 6,000 | $4,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 3,000 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,000 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 98 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,000 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,000 | $4,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 5,043 | $4,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 250 | $4,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 186 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-15-000005 | this filing | 2015-04-28 | acceptance time not in the bulk data set |