13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-06, with 1,207 holding rows worth $86,341,000.
- Accession
- 0001017284-15-000002
- Filer
- CIK 1017284
- Filed
- 2015-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,207 entries on the cover page, a total value of $86,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,341,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGNATURE BANK | 82669G104 | COM | 163 | $21,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 114 | $21,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 553 | $21,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 351 | $21,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,153 | $21,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,500 | $21,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,000 | $21,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 750 | $21,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 380 | $21,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 2,650 | $21,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 403 | $20,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 174 | $20,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 365 | $20,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 548 | $20,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $20,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $20,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 462 | $20,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 270 | $20,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 463 | $20,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,130 | $20,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 677 | $20,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 167 | $20,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,205 | $20,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 500 | $20,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 16,900 | $20,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 536 | $20,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,600 | $19,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 419 | $19,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 788 | $19,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16 | $19,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 249 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 274 | $19,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 235 | $19,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 329 | $19,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 625 | $19,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,568 | $19,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 252 | $19,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,000 | $19,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 416 | $18,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 188 | $18,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 293 | $18,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 279 | $18,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,741 | $18,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 293 | $18,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 201 | $18,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 520 | $18,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 311 | $18,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,200 | $18,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 511 | $18,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 151 | $18,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 766 | $18,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 573 | $18,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 232 | $18,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 641 | $18,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 500 | $18,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 7,000 | $18,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 5,000 | $18,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 418 | $18,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 152 | $17,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 410 | $17,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 718 | $17,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 461 | $17,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 295 | $17,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,487 | $17,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 250 | $17,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,799 | $17,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 357 | $17,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 380 | $17,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 626 | $17,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 303 | $17,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 700 | $17,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,775 | $17,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,000 | $17,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 342 | $17,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 10,000 | $17,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 4,000 | $17,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 11,000 | $17,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,028 | $17,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,250 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 556 | $17,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 125 | $17,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,000 | $17,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 85 | $16,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 361 | $16,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 141 | $16,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 60 | $16,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 173 | $16,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $16,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 413 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 368 | $16,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 359 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 520 | $16,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $16,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 553 | $16,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 164 | $16,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 373 | $16,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 97 | $16,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 573 | $16,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 71 | $16,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 4,000 | $16,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 260 | $16,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,000 | $16,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 12,000 | $16,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,613 | $16,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $16,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 11,000 | $16,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,000 | $16,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 663 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 208 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 239 | $15,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 250 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $15,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 256 | $15,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 213 | $15,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $15,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 410 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 484 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 287 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 240 | $15,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 364 | $15,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,000 | $15,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 330 | $15,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 5,100 | $15,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 150 | $14,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 152 | $14,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 435 | $14,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 607 | $14,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 159 | $14,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 321 | $14,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 160 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 215 | $14,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 341 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $14,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 222 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,845 | $14,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,750 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $14,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 625 | $14,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 93 | $14,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 375 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 217 | $14,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000 | $14,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 182 | $14,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 585 | $14,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 325 | $14,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 845 | $14,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 141 | $14,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 263 | $14,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,005 | $14,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 114 | $14,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 500 | $14,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 8,000 | $14,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 195 | $13,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 193 | $13,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 108 | $13,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,560 | $13,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 886 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 276 | $13,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,346 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 271 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 239 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 309 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 148 | $13,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 252 | $13,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,757 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 660 | $13,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $13,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 750 | $13,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 445 | $13,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 258 | $13,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 209 | $13,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,656 | $13,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 232 | $13,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 257 | $13,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 763 | $13,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 142 | $12,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 163 | $12,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 105 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 161 | $12,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 162 | $12,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 87 | $12,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $12,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 272 | $12,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 153 | $12,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 116 | $12,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 425 | $12,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,000 | $12,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 886 | $12,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $12,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 375 | $12,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 250 | $12,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 8,000 | $12,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 425 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 180 | $11,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 233 | $11,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 163 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 224 | $11,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 177 | $11,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 366 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 295 | $11,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,474 | $11,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 750 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 267 | $11,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 400 | $11,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $11,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $11,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $11,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,775 | $11,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 195 | $11,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 161 | $11,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 228 | $11,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 175 | $11,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 225 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 11,000 | $11,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 8,000 | $11,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,000 | $11,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 554 | $11,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 111 | $11,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,000 | $11,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 9,000 | $11,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 248 | $11,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 147 | $10,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $10,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 375 | $10,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 195 | $10,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 320 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 264 | $10,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 135 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145 | $10,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 157 | $10,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 250 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 430 | $10,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 94 | $10,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 665 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 470 | $10,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 369 | $10,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $10,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 166 | $10,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 131 | $10,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 150 | $10,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,500 | $10,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 750 | $10,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 375 | $10,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 444 | $10,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 541 | $10,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 142 | $10,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 170 | $10,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 277 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 613 | $10,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 9,000 | $10,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 155 | $10,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,500 | $10,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 9,000 | $10,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 180 | $10,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 190 | $10,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 136 | $9,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 62 | $9,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 84 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 125 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 98 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 101 | $9,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 86 | $9,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 73 | $9,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53 | $9,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 232 | $9,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 500 | $9,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 253 | $9,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 375 | $9,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 125 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 143 | $9,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 255 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 471 | $9,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,000 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182 | $9,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $9,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 292 | $9,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 305 | $9,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 257 | $9,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 330 | $9,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 9,000 | $9,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,000 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 295 | $9,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 528 | $9,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 80 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 427 | $9,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 8,000 | $9,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 5,000 | $9,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 75 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 500 | $9,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 8,000 | $9,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 170 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 75 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 410 | $8,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 220 | $8,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 197 | $8,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 129 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $8,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 219 | $8,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 166 | $8,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 245 | $8,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 113 | $8,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 95 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 500 | $8,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 70 | $8,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 467 | $8,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 506 | $8,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 375 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 750 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 220 | $8,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 161 | $8,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 218 | $8,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 126 | $8,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 8,000 | $8,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 8,000 | $8,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 504 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 250 | $8,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,025 | $8,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 8,000 | $8,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 500 | $8,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,325 | $8,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 165 | $8,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 1,250 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 61 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 53 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 82 | $7,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 125 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $7,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 516 | $7,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 38 | $7,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 160 | $7,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 132 | $7,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 397 | $7,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 87 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 36 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 127 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 375 | $7,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 250 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 437 | $7,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 68 | $7,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 75 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,014 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 226 | $7,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 311 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 572 | $7,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 68 | $7,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 156 | $7,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 280 | $7,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $7,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 375 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 636 | $7,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 500 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $7,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,000 | $7,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 119 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 316 | $7,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 250 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 53 | $7,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 85 | $7,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $7,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 250 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 119 | $7,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 5,043 | $7,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 6,000 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 59 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 90 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 250 | $6,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 292 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 76 | $6,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 356 | $6,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 398 | $6,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 374 | $6,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 162 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 255 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 100 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $6,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 166 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 240 | $6,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 600 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 125 | $6,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 170 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 374 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 4,000 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 250 | $6,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 55 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 129 | $6,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 100 | $6,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 437 | $6,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 375 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 137 | $6,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 4,000 | $6,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 650 | $6,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 6,000 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 110 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64 | $5,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 50 | $5,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 61 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 54 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 128 | $5,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 97 | $5,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 68 | $5,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 61 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 263 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 37 | $5,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 60 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 298 | $5,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 125 | $5,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 187 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 80 | $5,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 250 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 252 | $5,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 58 | $5,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 68 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 703 | $5,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 250 | $5,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 125 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 250 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 125 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 462 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 254 | $5,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 454 | $5,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 3,479 | $5,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 250 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 500 | $5,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 265 | $5,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 250 | $5,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 250 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 147 | $5,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 81 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $5,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 4,000 | $5,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 56 | $5,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 166 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 298 | $5,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 375 | $5,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 500 | $5,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 120 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 41 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 4,000 | $5,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 3,000 | $5,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,000 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 500 | $5,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 200 | $5,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 125 | $5,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,000 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 47 | $4,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 141 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 107 | $4,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 125 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 158 | $4,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 209 | $4,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 500 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 94 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 183 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16 | $4,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 150 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 106 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $4,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 557 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 99 | $4,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 250 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 150 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 91 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 56 | $4,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 125 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 250 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 150 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 97 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 50 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-15-000002 | this filing | 2015-02-06 | acceptance time not in the bulk data set |