13F-HR/A filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-05, with 1,160 holding rows worth $77,477,000.
- Accession
- 0001017284-14-000014
- Filer
- CIK 1017284
- Filed
- 2014-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 1,160 entries on the cover page, a total value of $77,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,477,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROVIRONMENT INC COM | 008073108 | Stock | 605 | $18,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 250 | $18,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 658 | $18,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 321 | $18,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 750 | $18,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 257 | $18,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 750 | $18,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 766 | $18,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 164 | $18,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 501 | $18,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 424 | $18,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 459 | $18,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,000 | $18,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,000 | $18,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 444 | $17,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 176 | $17,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 287 | $17,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,560 | $17,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 60 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 464 | $17,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 507 | $17,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 301 | $17,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 813 | $17,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,000 | $17,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 192 | $17,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,000 | $17,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,000 | $17,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,500 | $17,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 500 | $17,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 320 | $16,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 460 | $16,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 501 | $16,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,270 | $16,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $16,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 625 | $16,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 778 | $16,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 392 | $16,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 167 | $16,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 405 | $16,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 463 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 97 | $16,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 367 | $16,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 239 | $16,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,500 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 873 | $16,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,014 | $16,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 2,500 | $16,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 125 | $16,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 709 | $15,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,295 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 221 | $15,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 216 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 208 | $15,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 562 | $15,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 451 | $15,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 432 | $15,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,487 | $15,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 385 | $15,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 625 | $15,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 252 | $15,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 460 | $15,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 463 | $15,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 274 | $15,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,172 | $15,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 284 | $15,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 215 | $15,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 500 | $15,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 200 | $15,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 302 | $15,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 250 | $15,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,500 | $15,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 161 | $14,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 116 | $14,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 236 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 167 | $14,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 240 | $14,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 147 | $14,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 377 | $14,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,757 | $14,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 484 | $14,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 12 | $14,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 250 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $14,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 605 | $14,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,000 | $14,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 329 | $14,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 230 | $14,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 366 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,000 | $14,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $14,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 97 | $14,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 120 | $14,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 750 | $14,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $14,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $14,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 151 | $13,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 150 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 394 | $13,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 321 | $13,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 158 | $13,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 215 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 203 | $13,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 284 | $13,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 206 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $13,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 222 | $13,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 134 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 840 | $13,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,000 | $13,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 515 | $13,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 250 | $13,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 5,000 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $13,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 553 | $13,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,250 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,516 | $13,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 151 | $13,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 573 | $13,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 8,000 | $13,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 500 | $13,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 500 | $13,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 319 | $13,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 7,000 | $13,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 787 | $13,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 325 | $13,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,000 | $13,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 125 | $12,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 107 | $12,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 617 | $12,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 151 | $12,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 202 | $12,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 250 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,192 | $12,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 81 | $12,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 148 | $12,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,474 | $12,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 379 | $12,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $12,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 986 | $12,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 370 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $12,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 170 | $12,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,250 | $12,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 282 | $12,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 750 | $12,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,000 | $12,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 540 | $12,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 193 | $12,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 330 | $12,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 125 | $12,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 750 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 192 | $11,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 425 | $11,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 140 | $11,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 211 | $11,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 741 | $11,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,916 | $11,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 105 | $11,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 156 | $11,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 239 | $11,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $11,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $11,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 191 | $11,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 306 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 87 | $11,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $11,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 148 | $11,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 251 | $11,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 272 | $11,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 251 | $11,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 208 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 118 | $11,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 173 | $11,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 107 | $11,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 365 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 458 | $11,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 768 | $11,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 180 | $11,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 242 | $11,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 898 | $11,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,000 | $11,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 500 | $11,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 250 | $11,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 8,000 | $11,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 625 | $10,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 366 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 117 | $10,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $10,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $10,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 750 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 178 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 86 | $10,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 195 | $10,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 250 | $10,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 84 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145 | $10,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 420 | $10,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 250 | $10,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 138 | $10,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 87 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 187 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 228 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,500 | $10,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 189 | $10,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 373 | $10,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182 | $10,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 315 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 525 | $10,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 181 | $10,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 4,000 | $10,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 375 | $10,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 6,000 | $10,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 232 | $10,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 2,500 | $10,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1,250 | $10,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 53 | $9,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 303 | $9,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 431 | $9,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 136 | $9,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 78 | $9,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 227 | $9,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 165 | $9,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 264 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 122 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 273 | $9,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 75 | $9,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 228 | $9,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 832 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 125 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 592 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 115 | $9,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 627 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 250 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 250 | $9,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $9,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $9,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 251 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 390 | $9,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 146 | $9,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 572 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $9,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,000 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 816 | $9,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 166 | $9,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,051 | $9,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 354 | $9,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $9,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 80 | $9,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 538 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 410 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 82 | $8,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 123 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 345 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 86 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 105 | $8,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 132 | $8,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53 | $8,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 296 | $8,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 228 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 500 | $8,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $8,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 90 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 206 | $8,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 131 | $8,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 142 | $8,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 449 | $8,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 2,010 | $8,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 750 | $8,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 2,750 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 59 | $7,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 232 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 215 | $7,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 47 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $7,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 197 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81 | $7,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 510 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 250 | $7,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 500 | $7,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 251 | $7,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 94 | $7,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $7,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 250 | $7,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 253 | $7,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 232 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 257 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 95 | $7,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 500 | $7,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 160 | $7,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 500 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 218 | $7,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 353 | $7,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 750 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $7,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 750 | $7,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 500 | $7,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 126 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $7,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 502 | $7,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 250 | $7,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 82 | $7,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 500 | $7,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 6,000 | $7,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $7,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 6,000 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 183 | $7,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 120 | $7,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 6,000 | $7,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 125 | $7,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 375 | $7,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 6,000 | $7,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 135 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 109 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 106 | $6,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 101 | $6,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 157 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 125 | $6,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 154 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 127 | $6,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 125 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 101 | $6,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,000 | $6,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 467 | $6,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 703 | $6,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 504 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 125 | $6,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 313 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 230 | $6,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,000 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 374 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 75 | $6,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 6,000 | $6,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 105 | $6,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 147 | $6,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,000 | $6,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 76 | $6,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 468 | $6,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 115 | $6,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 6,000 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 6,000 | $6,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 500 | $6,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 375 | $6,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 6,000 | $6,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 250 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 50 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 133 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 54 | $5,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 90 | $5,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 84 | $5,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 239 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 126 | $5,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 250 | $5,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 292 | $5,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 125 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 80 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 150 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100 | $5,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 398 | $5,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 187 | $5,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 250 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 75 | $5,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 750 | $5,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 68 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 48 | $5,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 32 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 195 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 122 | $5,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 251 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 145 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 462 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 253 | $5,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 251 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 416 | $5,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 265 | $5,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 125 | $5,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 250 | $5,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 569 | $5,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 125 | $5,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 40 | $5,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 4,000 | $5,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 364 | $5,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 500 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 39 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 38 | $5,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 438 | $5,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 125 | $5,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,300 | $5,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 41,810 | $5,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 500 | $5,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 250 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 500 | $5,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 50 | $5,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 3,000 | $5,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 90 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 125 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 127 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 336 | $4,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 209 | $4,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 100 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 84 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 261 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 250 | $4,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 155 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 250 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 250 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 126 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 250 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 645 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 85 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 125 | $4,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 46 | $4,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,010 | $4,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 145 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 115 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 60 | $4,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 125 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 250 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 91 | $4,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 250 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 500 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 165 | $4,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 250 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,000 | $4,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 500 | $4,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 500 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 255 | $4,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 190 | $4,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 56 | $4,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 250 | $4,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 125 | $4,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 500 | $4,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 100 | $4,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 5,500 | $4,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 250 | $4,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 5,000 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,000 | $4,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 215 | $4,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 500 | $4,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 250 | $4,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 250 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,000 | $4,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 70 | $4,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 4,000 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 98 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 78 | $3,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 155 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 94 | $3,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 51 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 14 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 45 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 125 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 250 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 200 | $3,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 300 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 125 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 250 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 126 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-14-000011 | superseded | 2014-11-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001017284-14-000014 | this filing | 2014-11-05 | acceptance time not in the bulk data set |