13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-04, with 1,160 holding rows worth $77,477,000.
- Accession
- 0001017284-14-000011
- Filer
- CIK 1017284
- Filed
- 2014-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,160 entries on the cover page, a total value of $77,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,477,000 with VALUE read as thousands by filing date, 13F file number 028-15833. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 250 | $3,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 30 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 154 | $3,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 125 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 39 | $3,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 250 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,500 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 234 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 46 | $3,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 250 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 250 | $3,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 500 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 500 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 125 | $3,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 125 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 250 | $3,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 225 | $3,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 500 | $3,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 125 | $3,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 250 | $3,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 250 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 60 | $3,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 100 | $3,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 250 | $3,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 250 | $3,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 250 | $3,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 1,000 | $3,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 116 | $3,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 500 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 250 | $3,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 5,000 | $3,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 125 | $3,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 250 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 107 | $3,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 250 | $3,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 250 | $3,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 68 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 40 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 56 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 500 | $2,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 125 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 39 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 125 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 825 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 500 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 400 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 252 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 68 | $2,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 14 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 250 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 125 | $2,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 3,900 | $2,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 281 | $2,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 125 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 175 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 500 | $2,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 150 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 391 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 184 | $2,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 90 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,000 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 47 | $2,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 125 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 125 | $2,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 182 | $2,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 25 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 80 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 115 | $2,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 43 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 1,000 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 250 | $2,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 3,000 | $2,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 500 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 350 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 250 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $2,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,000 | $2,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 125 | $2,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 250 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $2,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 250 | $2,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 100 | $2,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 125 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $2,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 500 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 172 | $1,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 14 | $1,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 16 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 32 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 27 | $1,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 370 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 125 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 125 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 83 | $1,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 13 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 100 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 85 | $1,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 14 | $1,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 14 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 66 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 125 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 49 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 59 | $1,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 200 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 254 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,000 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 126 | $1,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,000 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 125 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 550 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 105 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 300 | $1,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 250 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 125 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 2,000 | $1,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 484 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 1,816 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP | 228803102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-14-000011 | this filing | 2014-11-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001017284-14-000014 | base | 2014-11-05 | acceptance time not in the bulk data set |