13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-09, with 833 holding rows worth $60,226,000.
- Accession
- 0001017284-14-000006
- Filer
- CIK 1017284
- Filed
- 2014-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 833 entries on the cover page, a total value of $60,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,226,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUANTA SVCS INC | 74762E102 | COM | 250 | $9,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 83 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 175 | $9,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $9,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 250 | $9,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 500 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 115 | $9,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 95 | $9,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 750 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 250 | $9,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 125 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,600 | $9,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 151 | $9,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 750 | $9,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 250 | $9,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $9,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,250 | $9,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 750 | $9,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 522 | $9,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 500 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 3,855 | $9,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,000 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 6,000 | $9,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 750 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 250 | $9,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $8,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 212 | $8,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 100 | $8,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250 | $8,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $8,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 125 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 500 | $8,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 250 | $8,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 500 | $8,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 125 | $8,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 80 | $8,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,002 | $8,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 500 | $8,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $8,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 572 | $8,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 250 | $8,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 750 | $8,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 250 | $8,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,000 | $8,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 500 | $8,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 625 | $8,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 375 | $8,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 4,000 | $8,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 3,000 | $8,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 500 | $8,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 500 | $8,000 | thousands by filing date | |
| Prospect Global Resources Inc. | 74348X202 | COM | 6,000 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 55 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 500 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 86 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 125 | $7,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 175 | $7,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53 | $7,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 250 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 125 | $7,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 250 | $7,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 250 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 250 | $7,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,100 | $7,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $7,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 157 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 782 | $7,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 225 | $7,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 200 | $7,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 750 | $7,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 500 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 200 | $7,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,000 | $7,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 125 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 3,675 | $7,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 500 | $7,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 1,000 | $7,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 250 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 250 | $7,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 2,000 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $6,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 33 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $6,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 68 | $6,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 500 | $6,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $6,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 125 | $6,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 250 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 21 | $6,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $6,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 500 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 500 | $6,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 500 | $6,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 500 | $6,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 125 | $6,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 250 | $6,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 250 | $6,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 500 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 500 | $6,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 1,000 | $6,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $6,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 250 | $6,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,000 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64 | $5,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 250 | $5,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 500 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 250 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 150 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 40 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100 | $5,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 250 | $5,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 250 | $5,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 90 | $5,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 500 | $5,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 250 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 250 | $5,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 500 | $5,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 500 | $5,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $5,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 125 | $5,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 500 | $5,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 125 | $5,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 8,000 | $5,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 250 | $5,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 250 | $5,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 250 | $5,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 750 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 250 | $5,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 250 | $5,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 950 | $5,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 3,500 | $5,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 125 | $5,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 375 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 500 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36 | $4,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 43 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 250 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 49 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 500 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 125 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 125 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 68 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 250 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 125 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 500 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 250 | $4,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 250 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 250 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 15 | $4,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 250 | $4,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 500 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 250 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500 | $4,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,000 | $4,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 280 | $4,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 500 | $4,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 500 | $4,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,000 | $4,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 500 | $4,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 250 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 500 | $4,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 250 | $4,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 65,000 | $4,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 2,000 | $4,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 375 | $4,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 1,000 | $4,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 500 | $4,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 42 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 10 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 45 | $3,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 42 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 45 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,000 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 250 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 250 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 125 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 500 | $3,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 125 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 26 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 49 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 250 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 125 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 250 | $3,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 125 | $3,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 250 | $3,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 250 | $3,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 250 | $3,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 100 | $3,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 4,000 | $3,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $3,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 250 | $3,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,000 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 125 | $3,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 500 | $3,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 2,000 | $3,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 500 | $3,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 500 | $3,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 500 | $3,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 500 | $3,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 500 | $3,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,000 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 42 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 87 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 144 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 31 | $2,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 250 | $2,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 250 | $2,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 500 | $2,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 250 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $2,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 125 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 500 | $2,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 100 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 250 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 507 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 1,000 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 138 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 125 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 83 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 125 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 140 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 58 | $1,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 250 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 30 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 500 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 125 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 105 | $1,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 600 | $1,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 125 | $1,000 | thousands by filing date | |
| EON COMMUNICATIONS CORP | 268763208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 125 | $1,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RE MAX HLDGS INC | 75524W108 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER INC | 74051N102 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Military Resale Group Inc | 599788106 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITALGLOBE INC | 25389M877 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-14-000006 | this filing | 2014-05-09 | acceptance time not in the bulk data set |