13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 740 holding rows worth $66,228,000.
- Accession
- 0001017284-14-000005
- Filer
- CIK 1017284
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 742 entries on the cover page, a total value of $66,228,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,228,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLTOWER INC | 42217K106 | COM | 151 | $8,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 250 | $8,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 3,855 | $8,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 8,150 | $8,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 750 | $8,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $8,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 5,000 | $8,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 250 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 55 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 128 | $7,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 500 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81 | $7,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53 | $7,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 250 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 850 | $7,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,000 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 125 | $7,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 500 | $7,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 156 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 500 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 508 | $7,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 250 | $7,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $7,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,000 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 500 | $7,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,000 | $7,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 500 | $7,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 500 | $7,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 625 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 200 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $6,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 33 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 500 | $6,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 125 | $6,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $6,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 250 | $6,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 500 | $6,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 250 | $6,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 250 | $6,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $6,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 28 | $6,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $6,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 225 | $6,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $6,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 500 | $6,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 1,000 | $6,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 250 | $6,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 250 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 125 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64 | $5,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 40 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 125 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 900 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 250 | $5,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 250 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 250 | $5,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 125 | $5,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 125 | $5,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 250 | $5,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,000 | $5,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 750 | $5,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,000 | $5,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 250 | $5,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,000 | $5,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 250 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 3,000 | $5,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 500 | $5,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 125 | $5,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 250 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 75 | $4,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 250 | $4,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 48 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,000 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 250 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 68 | $4,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 500 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 500 | $4,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 500 | $4,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 500 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 250 | $4,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 280 | $4,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 500 | $4,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 250 | $4,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,000 | $4,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,000 | $4,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 500 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,300 | $4,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 1,000 | $4,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,000 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,000 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 500 | $4,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 2,000 | $4,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 250 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500 | $3,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 500 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 42 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 10 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 45 | $3,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 42 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 16 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 45 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 125 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 28 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,000 | $3,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 750 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 125 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 100 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 26 | $3,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 250 | $3,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 500 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 125 | $3,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 250 | $3,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 250 | $3,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 100 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 250 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,000 | $3,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,000 | $3,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 2,000 | $3,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 500 | $3,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 2,000 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 250 | $3,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 500 | $3,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 250 | $3,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 35,000 | $3,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 125 | $3,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 250 | $3,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 24 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 87 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 45 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 767 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 31 | $2,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 40 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 125 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 250 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 500 | $2,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 300 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 500 | $2,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 1,000 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 138 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 14 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7 | $1,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 29 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 125 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 83 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 125 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 140 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 58 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 30 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 105 | $1,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 1,000 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 100 | $1,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 600 | $1,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 250 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 1,000 | $1,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBUS MED INC CL A | 379577208 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Military Resale Group Inc | 599788106 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739C102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAXIS INC | 002567105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-14-000005 | this filing | 2014-02-12 | acceptance time not in the bulk data set |