13F-HR filed by DCF Advisers, LLC
DCF Advisers, LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 83 holding rows worth $203,038,066.
- Accession
- 0001013594-24-000473
- Filer
- CIK 1802493
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 83 entries on the cover page, a total value of $203,038,066 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,038,070 with VALUE read as dollars as filed, 13F file number 028-19889. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 40,500 | $21,184,335 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 159,500 | $18,803,455 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 71,650 | $10,909,429 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,600 | $10,202,394 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 20,000 | $8,880,200 | dollars as filed | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 20,200 | $7,953,144 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 38,000 | $6,858,620 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 96,857 | $6,702,504 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 31,800 | $5,790,780 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 7,000 | $5,445,720 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 40,750 | $5,118,608 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 309,250 | $4,864,503 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 125,350 | $4,753,272 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 208,979 | $4,624,705 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,000 | $4,525,840 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 100,000 | $4,201,000 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 60,000 | $3,692,000 | dollars as filed | put |
| INCYTE CORP COM | 45337C102 | Stock | 51,500 | $2,933,955 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 10,300 | $2,928,496 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 21,719 | $2,866,474 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 38,300 | $2,771,388 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 107,000 | $2,650,390 | dollars as filed | |
| Apple Inc | 037833100 | COM | 14,750 | $2,529,330 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 83,500 | $2,446,550 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,500 | $2,418,450 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 2,800,000 | $2,324,000 | dollars as filed | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 415,000 | $2,311,550 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 261,500 | $2,167,835 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 19,250 | $2,026,640 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,000 | $1,587,250 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 284,684 | $1,511,672 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 47,500 | $1,501,950 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,000 | $1,497,300 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 8,500 | $1,439,050 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 85,750 | $1,422,593 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $1,328,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 263,372 | $1,295,790 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 17,500 | $1,240,400 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 121,000 | $1,231,780 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 72,500 | $1,206,400 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 85,000 | $1,199,350 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 65,000 | $1,144,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $1,137,500 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 9,875 | $1,051,293 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,000 | $1,028,600 | dollars as filed | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 96,225 | $979,571 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $971,160 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,000 | $888,540 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 55,000 | $878,350 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,400 | $849,156 | dollars as filed | |
| Intel Corp | 458140100 | COM | 18,750 | $828,188 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 238,234 | $809,281 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 51,400 | $776,140 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,000 | $736,890 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 45,000 | $678,600 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 20,600 | $607,700 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 900,000 | $578,250 | dollars as filed | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,000 | $534,600 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 19,250 | $534,188 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,700 | $530,738 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,000 | $527,800 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,500 | $513,500 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $485,785 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 12,500 | $481,875 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 4,000 | $471,560 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 7,250 | $458,490 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 600,000 | $426,000 | dollars as filed | principal |
| SAMSARA INC COM CL A | 79589L106 | Stock | 10,000 | $377,900 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 47,797 | $374,251 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,500 | $317,475 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $284,130 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 14,500 | $253,895 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,500 | $237,285 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $177,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 107,751 | $159,471 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,500 | $153,825 | dollars as filed | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,000 | $105,280 | dollars as filed | call |
| ARQ INC | 00770C101 | COM | 16,000 | $103,680 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,500 | $96,375 | dollars as filed | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 25,415 | $61,250 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 19,730 | $60,177 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,290 | $11,839 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,500 | $9,380 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013594-24-000473 | this filing | 2024-05-15 | acceptance time not in the bulk data set |