13F-HR filed by Lion Point Capital, LP
Lion Point Capital, LP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 31 holding rows worth $224,428,196.
- Accession
- 0001013594-23-000924
- Filer
- CIK 1643354
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 31 entries on the cover page, a total value of $224,428,196 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,428,196 with VALUE read as dollars as filed, 13F file number 028-17316. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEMTECH CORP COM | 816850101 | Stock | 2,500,000 | $64,375,000 | dollars as filed | call |
| SEMTECH CORP COM | 816850101 | Stock | 2,452,855 | $63,161,016 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 165,000 | $29,162,100 | dollars as filed | put |
| SPY | 78462F103 | SHS | 50,000 | $21,374,000 | dollars as filed | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,145,337 | $17,269,963 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 1,176,667 | $4,800,801 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 2,745,938 | $3,185,288 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 380,891 | $2,353,906 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 130,691 | $2,270,103 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 70,335 | $1,775,959 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 691,803 | $1,646,491 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 531,256 | $1,615,018 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 450,207 | $1,395,642 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 82,425 | $1,228,957 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 427,455 | $1,064,363 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 27,000 | $853,200 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 110,000 | $826,100 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 80,000 | $824,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 115,898 | $793,901 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 78,000 | $697,320 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 235,000 | $688,550 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 1,000,000 | $647,930 | dollars as filed | principal |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 35,000 | $598,850 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 34,500 | $500,940 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 82,423 | $398,927 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P205 | COM | 82,458 | $332,306 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 90,794 | $299,620 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 2,083,438 | $235,428 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 100 | $31,575 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $13,185 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 46 | $7,757 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013594-23-000924 | this filing | 2023-11-14 | acceptance time not in the bulk data set |