13F-HR filed by 683 Capital Management, LLC
683 Capital Management, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 298 holding rows worth $1,342,582,390.
- Accession
- 0001013594-23-000484
- Filer
- CIK 1404574
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 298 entries on the cover page, a total value of $1,342,582,390 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,342,582,390 with VALUE read as dollars as filed, 13F file number 028-14771. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included manager683 Capital Partners, LP 028-14774
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENOVA INTL INC | 29357K103 | COM | 1,840,000 | $81,751,200 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 3,425,000 | $60,574,595 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 253,900 | $52,674,094 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 854,600 | $35,038,600 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 340,000 | $32,694,400 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 825,000 | $32,562,750 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 230,000 | $30,438,200 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 550,000 | $27,010,500 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 299,400 | $26,739,414 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,000,000 | $25,980,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 900,000 | $25,740,000 | dollars as filed | put |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 2,475,000 | $25,665,750 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U108 | COM CL A | 2,475,000 | $25,096,500 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,900,000 | $24,301,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 1,093,000 | $22,013,020 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 3,700,000 | $21,497,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 203,000 | $21,057,190 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 1,994,266 | $20,257,155 | dollars as filed | |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 1,979,592 | $20,132,451 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 825,000 | $19,882,500 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 147,000 | $19,155,570 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 791,000 | $18,193,000 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 205,000 | $17,545,950 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 350,000 | $17,083,500 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 150,000 | $15,766,500 | dollars as filed | put |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 1,500,000 | $15,270,000 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B104 | COM CL A | 1,484,799 | $15,189,494 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 341,485 | $15,172,179 | dollars as filed | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 1,480,000 | $15,125,600 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 160,000 | $14,204,800 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 1,750,000 | $14,070,000 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 100,000 | $13,234,000 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 115,000 | $11,960,000 | dollars as filed | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 775,000 | $11,656,000 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 1,035,000 | $10,826,100 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 160,000 | $10,553,600 | dollars as filed | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 1,000,000 | $10,230,000 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 225,000 | $9,924,750 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 110,000 | $9,816,400 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 580,000 | $9,657,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,325,500 | $9,464,071 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 105,000 | $9,321,900 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 60,000 | $9,214,800 | dollars as filed | put |
| IMMATICS N.V | N44445109 | SHS | 1,334,937 | $9,211,065 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,412,967 | $9,000,600 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,675,000 | $8,659,749 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 35,000 | $8,479,100 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 125,000 | $8,446,250 | dollars as filed | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 390,000 | $8,236,799 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 100,000 | $8,203,000 | dollars as filed | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,325,000 | $8,095,750 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 200,000 | $7,894,000 | dollars as filed | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 215,000 | $7,847,500 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 13,100,000 | $7,708,564 | dollars as filed | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 25,000 | $7,553,500 | dollars as filed | put |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 700,000 | $7,371,000 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 20,000 | $7,152,200 | dollars as filed | put |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 699,000 | $7,150,770 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L109 | COM | 661,969 | $6,884,478 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 9,000,000 | $6,710,399 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 480,000 | $6,532,800 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 135,000 | $6,330,150 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 1,825,000 | $6,195,874 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 100,000 | $5,827,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 95,000 | $5,732,300 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 500,000 | $5,465,000 | dollars as filed | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 60,000 | $5,455,200 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 499,300 | $5,222,678 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 500,000 | $5,145,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 100,000 | $5,046,000 | dollars as filed | put |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 250,000 | $4,910,000 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 150,000 | $4,897,500 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 481,190 | $4,874,455 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,000 | $4,808,000 | dollars as filed | put |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 450,000 | $4,698,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,240,400 | $4,682,436 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 450,000 | $4,680,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 475,000 | $4,650,250 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 441,137 | $4,459,895 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 11,025,000 | $4,410,000 | dollars as filed | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 500,000 | $4,360,000 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 6,000,000 | $4,247,520 | dollars as filed | principal |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 405,000 | $4,232,250 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 125,000 | $4,180,000 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 398,200 | $4,177,118 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 775,000 | $4,154,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 3,400,000 | $4,080,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 4,515,000 | $3,928,863 | dollars as filed | principal |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 200,000 | $3,928,000 | dollars as filed | put |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 349,800 | $3,672,900 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 350,000 | $3,661,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,000 | $3,641,900 | dollars as filed | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 93,971 | $3,631,039 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 350,000 | $3,594,500 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 3,950,000 | $3,542,754 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 342,452 | $3,533,044 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 2,100,000 | $3,485,999 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 66,000 | $3,405,600 | dollars as filed | put |
| VALARIS LTD | G9460G101 | CL A | 50,000 | $3,253,000 | dollars as filed | put |
| VACASA INC | 91854V107 | COM | 3,350,000 | $3,223,370 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 530,310 | $3,197,769 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 300,000 | $3,081,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 50,000 | $2,913,500 | dollars as filed | put |
| PEOPLE INC | 44891N208 | COM NEW | 53,210 | $2,745,636 | dollars as filed | |
| ST ENERGY TRANSITION I LTD | G8465L107 | COM | 250,000 | $2,595,000 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 250,000 | $2,593,750 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 250,000 | $2,588,750 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 262,900 | $2,573,791 | dollars as filed | put |
| ALLY FINL INC COM | 02005N100 | Stock | 100,000 | $2,549,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 259,400 | $2,539,526 | dollars as filed | call |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 2,950,000 | $2,507,500 | dollars as filed | principal |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 300,000 | $2,496,000 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005106 | COM | 231,500 | $2,324,260 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 2,000,000 | $2,320,000 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 260,000 | $2,311,400 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,000,000 | $2,242,410 | dollars as filed | principal |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 200,000 | $2,078,000 | dollars as filed | |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 195,000 | $2,024,100 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 190,492 | $1,971,592 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 82,000 | $1,886,000 | dollars as filed | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 87,346 | $1,875,319 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $1,833,000 | dollars as filed | put |
| ZYMEWORKS INC | 98985Y108 | COM | 190,000 | $1,717,600 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 338,600 | $1,696,386 | dollars as filed | put |
| VALARIS LTD | G9460G101 | CL A | 25,000 | $1,626,500 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 150,000 | $1,581,000 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 150,000 | $1,567,500 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 64,000 | $1,484,800 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 2,250,000 | $1,454,378 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,500,000 | $1,424,250 | dollars as filed | principal |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 2,000,000 | $1,413,801 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 125,000 | $1,313,125 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 50,000 | $1,139,500 | dollars as filed | put |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 100,000 | $1,066,000 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 100,000 | $1,050,000 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 100,000 | $1,050,000 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 100,000 | $1,044,000 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 100,000 | $1,032,000 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 2,800,000 | $952,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 90,000 | $706,500 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 464,936 | $669,508 | dollars as filed | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 2,306,243 | $668,811 | dollars as filed | |
| IRSA INVERSIONES SA WTS EXP 03/25/2026 | P5880C134 | CMN | 1,575,011 | $504,004 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 70,000 | $317,100 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,000 | $203,320 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 29,000 | $203,290 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 4,500 | $202,545 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,269 | $201,580 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 67,100 | $199,287 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 11,900 | $198,254 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 102,528 | $197,879 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,000 | $197,280 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 22,000 | $196,680 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 28,908 | $195,129 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,055 | $194,781 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,000 | $193,480 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 128,840 | $193,260 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 27,000 | $193,050 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 33,800 | $192,660 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 49,000 | $191,100 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 21,000 | $190,470 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 16,654 | $189,523 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 16,000 | $189,440 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 29,000 | $189,370 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,000 | $188,670 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,000 | $188,500 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 27,000 | $186,301 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,971 | $182,288 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 22,000 | $180,840 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 16,990 | $180,774 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,900 | $180,471 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 19,544 | $179,609 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 28,000 | $178,360 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 23,000 | $177,330 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 92,137 | $176,903 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 19,000 | $175,560 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 59,000 | $175,230 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 47,050 | $175,026 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 45,284 | $174,343 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 18,000 | $173,880 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 50,422 | $171,435 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 12,000 | $170,880 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,130 | $168,971 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 16,563 | $168,777 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 11,000 | $167,530 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 19,000 | $167,390 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,000 | $167,200 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 1,503,100 | $165,041 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 28,000 | $164,360 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 10,050 | $164,217 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 19,362 | $163,415 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 28,631 | $163,197 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 100,000 | $162,000 | dollars as filed | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 20,699 | $160,417 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,146 | $158,671 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 41,000 | $158,260 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 12,000 | $157,440 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 18,000 | $157,320 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 20,567 | $156,104 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 79,000 | $154,050 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,667 | $153,256 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 16,000 | $151,200 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 10,355 | $150,148 | dollars as filed | |
| AGILETHOUGHT INC | 00857F100 | COM | 47,156 | $148,541 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 10,747 | $148,201 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 16,667 | $147,836 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 15,092 | $147,751 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 97,801 | $146,702 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 18,000 | $144,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 13,800 | $141,450 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 12,102 | $140,988 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 17,000 | $140,590 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 21,500 | $139,965 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 18,000 | $136,980 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 25,419 | $136,754 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,000 | $136,610 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 10,810 | $136,206 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 990,000 | $128,700 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 31,246 | $126,859 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 29,795 | $125,735 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 227,998 | $125,399 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 38,039 | $124,388 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 22,732 | $122,753 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 31,000 | $119,350 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 36,500 | $112,785 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 12,000 | $111,840 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 23,464 | $104,415 | dollars as filed | |
| NUVATION BIO INC | 67080N119 | WARR | 835,323 | $100,239 | dollars as filed | |
| Freightos Ltd W Exp 99/99/999 | G51405119 | SPAC Combination | 450,000 | $89,956 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 15,000 | $83,400 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 28,157 | $81,937 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 97,550 | $77,055 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 767,500 | $75,906 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 24,000 | $73,920 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L118 | *W EXP 06/15/202 | 666,665 | $73,400 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 27,292 | $73,143 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B112 | *W EXP 99/99/999 | 742,500 | $72,839 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 14,000 | $59,080 | dollars as filed | |
| CONCORD ACQUISITION II CORP | 20607u116 | WT | 825,000 | $57,750 | dollars as filed | |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 200,000 | $56,380 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 375,000 | $56,288 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C116 | *W EXP 05/31/202 | 333,333 | $52,934 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 50,000 | $47,586 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 200,000 | $46,000 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 150,000 | $41,985 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 104,900 | $36,715 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 375,000 | $35,625 | dollars as filed | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 300,000 | $33,120 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 321,684 | $29,756 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 350,000 | $28,036 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 600,000 | $24,600 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 175,000 | $23,100 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 250,000 | $22,500 | dollars as filed | |
| ST ENERGY TRANSITION I LTD | G8465L115 | WARR | 125,000 | $21,250 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,000 | $20,701 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 239,800 | $19,160 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 125,000 | $18,750 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 303,750 | $15,522 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 350,000 | $15,365 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 150,000 | $15,016 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 145,000 | $14,326 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 100,000 | $14,010 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 130,000 | $13,728 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 175,000 | $13,563 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 250,000 | $12,500 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 225,000 | $12,376 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 400,000 | $12,240 | dollars as filed | |
| SIGNAL HILL ACQUISITION CORP | 82664R113 | *W EXP 02/10/202 | 200,000 | $11,961 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 125,000 | $11,875 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 225,000 | $10,170 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 125,000 | $10,012 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 200,000 | $9,980 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C125 | UNIT 04/15/2025 | 1,000 | $9,760 | dollars as filed | |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 100,000 | $9,000 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 199,992 | $8,000 | dollars as filed | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 196,348 | $7,952 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 162,500 | $7,313 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 150,000 | $6,946 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 150,000 | $6,750 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 187,500 | $6,563 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 75,000 | $6,285 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 125,000 | $6,250 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 100,000 | $6,000 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 197,200 | $5,541 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 175,000 | $5,250 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W113 | RIGHT 02/24/2027 | 5,937 | $5,046 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 200,000 | $5,021 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 125,000 | $4,676 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 75,000 | $4,087 | dollars as filed | |
| TIO TECH A | G8T10C114 | *W EXP 04/12/202 | 666,666 | $2,800 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 50,000 | $2,700 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 75,000 | $2,633 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 50,000 | $2,586 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 37,500 | $2,253 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 72,500 | $1,820 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 225,000 | $1,125 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 1 | $10 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 1 | $10 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013594-23-000484 | this filing | 2023-05-15 | acceptance time not in the bulk data set |