13F-HR filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-15, with 1,578 holding rows worth $6,117,458,000.
- Accession
- 0001013228-18-001324
- Filer
- CIK 1297376
- Filed
- 2018-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 1,578 entries on the cover page, a total value of $6,117,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,117,458,000 with VALUE read as thousands by filing date, 13F file number 028-12578. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITT INC COM | 45073V108 | Stock | 392 | $24,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 435 | $24,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 627 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,491 | $24,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 400 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 984 | $23,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 677 | $23,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 949 | $23,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 604 | $22,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 4,275 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 206 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,026 | $20,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 422 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 837 | $20,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 242 | $19,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 440 | $19,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 804 | $19,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 217 | $18,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 825 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 179 | $18,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 748 | $17,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,672 | $17,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 242 | $16,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 641 | $16,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 429 | $16,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 571 | $16,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 270 | $15,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 361 | $14,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 266 | $13,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 743 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 405 | $12,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 703 | $12,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 25 | $11,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 279 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 232 | $10,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 724 | $9,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 8,900 | $9,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 65 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 104 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 33 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 57 | $5,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 267 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 190 | $4,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 63 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 113 | $4,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 73 | $3,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43 | $2,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 31 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 103 | $2,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 22 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 102 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 26 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $1,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $1,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 18 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $1,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 34 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25 | $1,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 58 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17 | $1,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 19 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 65 | $1,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 35 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 41 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013228-18-001324 | this filing | 2018-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017803 | base | 2026-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017805 | added | 2026-08-13 | acceptance time not in the bulk data set |