13F-HR filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 1,563 holding rows worth $5,802,781,000.
- Accession
- 0001013228-18-000907
- Filer
- CIK 1297376
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 1,563 entries on the cover page, a total value of $5,802,781,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,802,781,000 with VALUE read as thousands by filing date, 13F file number 028-12578. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUINIX INC COM | 29444U700 | REIT | 25 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 752 | $11,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,507 | $11,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,791 | $11,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 15,413 | $10,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 8,900 | $10,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 28,466 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 41,343 | $9,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 115,166 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 301,647 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 39,261 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 1,068 | $8,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 327,724 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIVE BELOW INC COM | 33829M101 | Stock | 256,974 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COMMVAULT SYS INC COM | 204166102 | Stock | 267,329 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROTO LABS INC | 743713109 | COM | 35,665 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 12 | $7,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,758 | $6,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 25,079 | $6,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 92,240 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 35,892 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $5,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 208 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 817 | $5,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 85 | $4,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80 | $4,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 19,322 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 105 | $4,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 78,416 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 60,639 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 64 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 31,821 | $3,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 73 | $3,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,246 | $2,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 103 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 103 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $1,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 12 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 26 | $1,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $1,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 18 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $1,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 24,283 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,298 | $1,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 58 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 31 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 65 | $1,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 22 | $1,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 35 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 27,167 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 10 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 15,812 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 86,463 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001013228-18-000907 | this filing | 2018-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001013228-18-000921 | superseded | 2018-08-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017798 | base | 2026-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-017800 | added | 2026-08-13 | acceptance time not in the bulk data set |