13F-HR filed by A.R.T. Advisors, LLC
A.R.T. Advisors, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,257 holding rows worth $1,676,691,000.
- Accession
- 0001012975-17-000118
- Filer
- CIK 1315281
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,257 entries on the cover page, a total value of $1,676,691,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,676,691,000 with VALUE read as thousands by filing date, 13F file number 028-11045. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LSC COMMUNICATIONS INC | 50218P107 | COM | 8,200 | $243,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 8,600 | $243,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,500 | $243,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,675 | $242,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 64,700 | $242,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 71,878 | $241,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,900 | $240,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,300 | $239,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,400 | $239,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 9,300 | $237,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,500 | $236,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,100 | $235,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,400 | $235,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,400 | $234,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,500 | $234,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 35,862 | $234,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 17,200 | $233,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,027 | $230,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 71,400 | $230,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 9,977 | $230,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,900 | $230,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,000 | $228,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,000 | $227,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,100 | $225,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 69,900 | $225,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,067 | $223,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,200 | $223,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 220,154 | $222,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,900 | $221,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,956 | $221,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 26,636 | $221,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,152 | $221,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 7,640 | $221,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,600 | $220,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 155,100 | $220,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 9,800 | $219,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,400 | $218,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 32,843 | $217,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 17,700 | $214,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 13,186 | $214,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 84,575 | $213,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 9,000 | $213,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 15,400 | $213,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 30,400 | $212,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 8,800 | $211,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 13,600 | $209,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 3,900 | $209,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 19,500 | $208,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 7,500 | $207,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 9,200 | $207,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 29,400 | $207,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,300 | $207,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 34,400 | $206,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,700 | $206,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,000 | $205,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 5,600 | $204,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,600 | $204,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 7,200 | $204,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,807 | $203,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,900 | $203,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 90,400 | $203,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,800 | $202,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,800 | $202,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 5,800 | $202,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,200 | $202,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 13,900 | $201,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,600 | $200,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 12,966 | $200,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 19,800 | $198,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 22,818 | $198,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 23,500 | $196,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,000 | $193,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 19,800 | $191,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 25,242 | $190,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 78,000 | $190,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,600 | $190,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,475 | $189,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 19,300 | $188,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 33,886 | $187,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,800 | $186,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,400 | $185,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,100 | $182,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 85,000 | $182,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,300 | $181,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 149,041 | $181,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 13,100 | $181,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 35,295 | $180,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,700 | $179,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 11,100 | $178,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 22,000 | $178,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 19,500 | $173,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 22,600 | $172,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 98,100 | $171,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 62,500 | $170,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 10,536 | $169,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,236 | $168,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 72,400 | $165,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,200 | $164,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,300 | $163,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 53,046 | $161,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 15,200 | $160,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,100 | $159,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 10,100 | $159,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 22,300 | $155,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,700 | $154,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,000 | $153,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 22,311 | $153,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,300 | $152,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 15,900 | $152,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 43,700 | $152,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 11,200 | $149,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 11,500 | $148,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 93,500 | $144,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,443 | $142,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,500 | $138,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 16,600 | $137,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 23,100 | $136,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,600 | $136,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,200 | $134,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,800 | $133,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 77,476 | $132,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 19,700 | $128,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,900 | $128,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 21,700 | $124,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 11,300 | $122,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,493 | $122,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,000 | $121,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,200 | $117,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 50,345 | $117,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 20,400 | $116,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 37,960 | $116,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 54,100 | $116,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,100 | $115,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 22,723 | $114,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,400 | $114,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 13,488 | $112,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 22,140 | $112,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 15,500 | $112,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,200 | $111,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 38,069 | $110,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,841 | $110,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 22,622 | $108,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 25,900 | $104,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,206 | $103,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 20,300 | $103,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 90,200 | $103,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,700 | $101,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 11,400 | $101,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 19,900 | $100,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 66,500 | $100,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 22,350 | $99,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 40,000 | $99,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 32,000 | $99,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,800 | $97,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,341 | $96,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 11,500 | $95,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 33,200 | $93,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,300 | $92,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 70,400 | $92,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,900 | $91,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 60,935 | $91,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,300 | $90,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 20,500 | $89,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 35,802 | $88,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 31,700 | $88,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 16,300 | $87,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 10,306 | $87,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 15,700 | $86,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 57,560 | $86,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 32,464 | $84,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 13,860 | $83,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,794 | $82,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 37,600 | $82,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,295 | $81,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 18,837 | $79,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,975 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,300 | $78,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 75,830 | $78,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 15,796 | $78,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 21,946 | $78,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 24,000 | $77,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 28,700 | $76,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,800 | $76,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 20,000 | $75,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 18,300 | $75,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 23,700 | $75,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,846 | $74,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,173 | $74,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,787 | $73,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,400 | $73,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 13,000 | $73,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,400 | $72,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 19,331 | $70,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 44,800 | $68,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 63,300 | $66,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,200 | $66,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 25,100 | $64,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 15,300 | $64,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 28,561 | $61,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 69,700 | $60,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 20,600 | $59,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 14,700 | $58,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 68,858 | $57,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 44,173 | $57,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,833 | $56,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 20,118 | $56,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 16,051 | $56,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 13,011 | $54,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,500 | $54,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,000 | $54,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,200 | $54,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 54,359 | $53,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,880 | $52,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 55,650 | $52,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 19,697 | $51,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,700 | $50,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,810 | $50,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 13,100 | $50,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 37,055 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,100 | $49,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,734 | $49,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 18,816 | $49,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 16,400 | $41,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 59,300 | $41,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 36,200 | $40,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 17,369 | $39,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 61,000 | $38,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,500 | $37,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 40,300 | $34,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,256 | $32,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 51,700 | $32,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,740 | $31,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,074 | $29,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 13,671 | $29,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 20,953 | $29,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 16,115 | $26,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,203 | $25,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 21,300 | $24,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,830 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,080 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,800 | $23,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,583 | $22,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,400 | $21,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 16,400 | $20,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 18,300 | $20,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 15,300 | $19,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 13,600 | $18,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 10,478 | $17,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 26,789 | $16,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 11,700 | $16,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,830 | $16,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 10,300 | $15,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 11,899 | $14,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 14,800 | $12,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 13,900 | $11,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 11,900 | $6,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 10,300 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001012975-17-000118 | this filing | 2017-02-14 | acceptance time not in the bulk data set |