13F-HR filed by A.R.T. Advisors, LLC
A.R.T. Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 618 holding rows worth $309,171,000.
- Accession
- 0001012975-16-001562
- Filer
- CIK 1315281
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 618 entries on the cover page, a total value of $309,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,171,000 with VALUE read as thousands by filing date, 13F file number 028-11045. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCDERMOTT INTL INC | 580037109 | COM | 37,300 | $186,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 34,400 | $182,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,500 | $182,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,700 | $180,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,900 | $180,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,400 | $179,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 11,600 | $178,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 48,600 | $178,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 16,100 | $176,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,700 | $176,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,500 | $175,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 63,500 | $174,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,300 | $172,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,800 | $172,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,005 | $169,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 27,700 | $169,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 48,400 | $168,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 17,000 | $168,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 20,600 | $167,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,000 | $166,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,700 | $166,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,315 | $166,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 18,631 | $164,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 10,400 | $161,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 19,300 | $160,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,100 | $158,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,900 | $158,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 31,800 | $158,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,900 | $153,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 52,700 | $153,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,500 | $153,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,200 | $150,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,900 | $143,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 60,100 | $142,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,000 | $140,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,600 | $139,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,800 | $137,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 48,900 | $137,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,900 | $136,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,400 | $136,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,000 | $134,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 18,700 | $134,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,300 | $132,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,400 | $132,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,300 | $131,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,300 | $129,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,600 | $127,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 26,200 | $126,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,200 | $125,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 44,600 | $121,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 15,100 | $121,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,100 | $117,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,100 | $112,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,100 | $109,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 20,800 | $99,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,100 | $98,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,900 | $98,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 14,200 | $98,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,100 | $96,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 35,700 | $96,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,700 | $95,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 22,500 | $94,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 18,600 | $92,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,600 | $92,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,800 | $91,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,700 | $90,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,600 | $88,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,483 | $88,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,300 | $87,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 49,902 | $87,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,700 | $85,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,800 | $84,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,076 | $81,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 29,600 | $79,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,400 | $76,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 14,800 | $76,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,900 | $75,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 23,000 | $75,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 12,000 | $74,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 39,100 | $71,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 39,000 | $70,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,000 | $70,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,400 | $65,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,200 | $64,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 25,500 | $63,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 15,700 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 26,800 | $60,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 17,900 | $59,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,400 | $58,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 14,100 | $57,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,800 | $54,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 31,100 | $52,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,616 | $51,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 60,900 | $51,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 43,501 | $49,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 26,500 | $46,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,500 | $45,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 13,200 | $41,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 34,000 | $40,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,100 | $39,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,100 | $39,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,000 | $38,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,400 | $37,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 13,300 | $37,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,100 | $35,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,000 | $34,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 29,900 | $34,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 12,800 | $33,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 24,218 | $32,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 11,100 | $31,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,400 | $30,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,174 | $28,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,600 | $27,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,600 | $26,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 16,200 | $18,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,500 | $17,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 19,800 | $16,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,500 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001012975-16-001562 | this filing | 2016-11-14 | acceptance time not in the bulk data set |