13F-HR/A filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-03-26, with 10,940 holding rows worth $612,313,603,000.
- Accession
- 0001011712-21-000002
- Filer
- CIK 1446194
- Filed
- 2021-03-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type new holdings, 13,963 entries on the cover page, a total value of $612,313,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $612,313,603,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerDarby Financial Products028-20869
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOC TELEMED | 78472F101 | COM | 12,583 | $99,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 36,582 | $98,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,099 | $98,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 18,500 | $98,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 12,800 | $97,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,000 | $97,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 16,600 | $97,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 25,000 | $97,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 69,321 | $97,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,741 | $96,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,200 | $95,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 23,000 | $95,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 45,919 | $95,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,130 | $95,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 28,289 | $95,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 45,700 | $95,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,400 | $95,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 29,500 | $95,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,248 | $94,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 14,359 | $94,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 15,300 | $94,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 73,400 | $94,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,900 | $94,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 44,566 | $94,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 13,597 | $94,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,319 | $93,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 14,264 | $93,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,700 | $93,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 21,814 | $93,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 74,786 | $93,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,622 | $92,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 14,100 | $92,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 36,400 | $92,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 43,765 | $92,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,300 | $92,000 | thousands by filing date | call |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 10,700 | $92,000 | thousands by filing date | put |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 10,000 | $91,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 43,000 | $91,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 13,600 | $91,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 55,347 | $91,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 11,200 | $91,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 29,600 | $91,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 35,400 | $91,000 | thousands by filing date | put |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 12,724 | $91,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 25,600 | $90,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,379 | $90,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,103 | $90,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,300 | $90,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 24,800 | $90,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 18,012 | $90,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 27,635 | $89,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,000 | $89,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,900 | $89,000 | thousands by filing date | put |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,700 | $89,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 40,348 | $89,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,500 | $88,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 29,900 | $88,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 12,270 | $88,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 40,232 | $88,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 23,900 | $88,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,053 | $87,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,391 | $87,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 12,200 | $87,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 18,500 | $87,000 | thousands by filing date | call |
| IMV INC | 44974L103 | COM | 28,092 | $87,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 20,300 | $87,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,300 | $86,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 12,585 | $86,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 18,500 | $86,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 13,400 | $86,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 15,200 | $86,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 19,700 | $86,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 43,800 | $85,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,500 | $85,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,368 | $85,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,400 | $85,000 | thousands by filing date | call |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 10,510 | $85,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,500 | $85,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 21,800 | $85,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 12,037 | $84,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,661 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 37,500 | $84,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 19,534 | $83,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,200 | $83,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,700 | $82,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 62,368 | $82,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 61,700 | $82,000 | thousands by filing date | put |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 19,365 | $82,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,400 | $81,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 21,261 | $81,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,100 | $81,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,000 | $81,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 39,800 | $80,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 21,744 | $80,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,669 | $79,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,624 | $79,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,700 | $79,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 12,134 | $79,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 14,700 | $79,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 15,134 | $79,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 64,100 | $79,000 | thousands by filing date | put |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 20,679 | $79,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 39,500 | $79,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 31,899 | $79,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,900 | $78,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 11,000 | $78,000 | thousands by filing date | call |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 27,367 | $78,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,624 | $77,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,231 | $77,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 14,198 | $77,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 10,100 | $77,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 25,600 | $77,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 12,173 | $77,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 12,344 | $77,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 10,000 | $77,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 17,000 | $76,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 34,007 | $76,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 19,053 | $75,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,400 | $75,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 38,733 | $75,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 50,000 | $75,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 32,563 | $75,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,200 | $74,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 46,700 | $74,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 37,600 | $74,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 27,157 | $74,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 14,100 | $74,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,817 | $73,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,781 | $73,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 25,726 | $73,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 22,089 | $73,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 15,800 | $73,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 32,600 | $72,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 53,400 | $72,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 45,690 | $72,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 16,469 | $72,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 22,100 | $72,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 13,500 | $71,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,000 | $71,000 | thousands by filing date | put |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 11,000 | $71,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,020 | $71,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,700 | $71,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 28,709 | $71,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,788 | $71,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 16,200 | $71,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 21,411 | $71,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 54,612 | $71,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $70,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 23,640 | $70,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,800 | $70,000 | thousands by filing date | put |
| GENASYS INC | 36872P103 | CMN | 10,700 | $70,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 44,200 | $70,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,000 | $70,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 39,101 | $70,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 13,800 | $70,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,992 | $69,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 22,100 | $69,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 14,660 | $69,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 28,800 | $69,000 | thousands by filing date | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 10,144 | $68,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 15,656 | $68,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 24,600 | $68,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 25,811 | $68,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 195,697 | $67,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,900 | $67,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,102 | $67,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 21,248 | $67,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 22,013 | $67,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,494 | $66,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,600 | $66,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,600 | $66,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 33,200 | $66,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,000 | $66,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 29,000 | $66,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 26,074 | $66,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 27,474 | $66,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 14,800 | $66,000 | thousands by filing date | call |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 41,457 | $66,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 62,100 | $65,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 30,525 | $65,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 104,100 | $65,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,700 | $64,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 12,500 | $63,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 57,589 | $63,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 44,617 | $63,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 15,300 | $63,000 | thousands by filing date | put |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 33,333 | $63,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,555 | $62,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,848 | $62,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 25,940 | $62,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,100 | $61,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,716 | $61,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,767 | $61,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 25,945 | $61,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 36,962 | $61,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 40,700 | $61,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 45,300 | $61,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 13,100 | $61,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 23,500 | $61,000 | thousands by filing date | call |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 16,286 | $61,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,500 | $60,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,926 | $60,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,138 | $60,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 27,291 | $60,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,300 | $59,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 24,600 | $59,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 13,200 | $59,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 23,742 | $59,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,500 | $59,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,800 | $59,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 21,600 | $59,000 | thousands by filing date | put |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 26,900 | $59,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 10,300 | $58,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 50,719 | $57,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 31,200 | $57,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 15,681 | $56,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 23,400 | $56,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 18,574 | $56,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,300 | $56,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 13,500 | $56,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,300 | $56,000 | thousands by filing date | call |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 33,333 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 11,143 | $56,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 27,036 | $55,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,697 | $55,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 45,600 | $55,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 24,800 | $55,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 83,260 | $55,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 10,526 | $55,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 87,800 | $55,000 | thousands by filing date | call |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 50,000 | $55,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 16,000 | $54,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,673 | $54,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 13,475 | $54,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 33,955 | $54,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 29,800 | $53,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 48,503 | $53,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,800 | $53,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,500 | $53,000 | thousands by filing date | put |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 24,200 | $53,000 | thousands by filing date | put |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 24,000 | $53,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,500 | $52,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 111,288 | $52,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,347 | $52,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 75,300 | $52,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,000 | $51,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 20,200 | $51,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 10,100 | $51,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 28,800 | $51,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,128 | $51,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 12,500 | $50,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 16,409 | $50,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 10,106 | $50,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 20,900 | $50,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 93,949 | $49,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,400 | $49,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 70,900 | $49,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 17,564 | $48,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 21,100 | $48,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 27,428 | $48,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 13,031 | $48,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 20,808 | $48,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,092 | $47,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 26,500 | $47,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 23,000 | $47,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,200 | $47,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,600 | $46,000 | thousands by filing date | put |
| IMAC HLDGS INC | 44967K104 | COM | 30,297 | $46,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,600 | $46,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 14,100 | $46,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T409 | COM | 11,300 | $46,000 | thousands by filing date | call |
| FURY GOLD MINES LTD | 36117T100 | COM | 30,904 | $45,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 20,219 | $45,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 16,600 | $45,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,165 | $44,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,129 | $44,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 14,234 | $44,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,200 | $44,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,581 | $43,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,200 | $43,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,900 | $43,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,100 | $43,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,619 | $43,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 42,800 | $43,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,800 | $43,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 17,875 | $43,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,700 | $42,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 60,303 | $42,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 12,100 | $42,000 | thousands by filing date | call |
| FORUM MERGER III CORP | 349885111 | COM CL A | 11,675 | $42,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,324 | $41,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 43,300 | $41,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 19,500 | $41,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,400 | $41,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 13,500 | $41,000 | thousands by filing date | put |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 27,282 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,709 | $40,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,400 | $40,000 | thousands by filing date | put |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 14,622 | $40,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,100 | $40,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,769 | $40,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 27,500 | $39,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,981 | $39,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,290 | $39,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 20,000 | $39,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,900 | $38,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 15,100 | $38,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,200 | $38,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 11,100 | $38,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,000 | $38,000 | thousands by filing date | put |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 10,100 | $38,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10,500 | $37,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 22,602 | $37,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,100 | $37,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 26,978 | $37,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 14,828 | $36,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 18,067 | $36,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,600 | $35,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 59,859 | $35,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 18,200 | $35,000 | thousands by filing date | call |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,011 | $34,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,000 | $34,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 17,700 | $34,000 | thousands by filing date | put |
| Axonics | 88875G101 | COM | 16,664 | $34,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,689 | $34,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 15,434 | $34,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,696 | $33,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 10,483 | $33,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 22,483 | $33,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,700 | $33,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 10,718 | $33,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 20,800 | $33,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 14,600 | $32,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,566 | $32,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,307 | $32,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 12,058 | $32,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,798 | $32,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,400 | $31,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 20,427 | $31,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 13,100 | $31,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 21,696 | $31,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 15,400 | $31,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 15,700 | $31,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,939 | $30,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 13,500 | $30,000 | thousands by filing date | put |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 33,320 | $30,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 15,100 | $29,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,172 | $29,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 13,388 | $29,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,000 | $29,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 11,900 | $28,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 23,563 | $28,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 23,700 | $28,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 14,500 | $28,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 19,300 | $28,000 | thousands by filing date | put |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 15,323 | $27,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 22,153 | $27,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,018 | $27,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 19,533 | $27,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 16,200 | $26,000 | thousands by filing date | call |
| BAUDAX BIO INC | 07160F107 | COM | 26,000 | $26,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 29,357 | $25,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 26,222 | $25,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 48,567 | $24,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 64,844 | $24,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 12,000 | $24,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 35,800 | $24,000 | thousands by filing date | call |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 10,869 | $24,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 10,000 | $23,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 66,681 | $23,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 17,100 | $23,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 32,300 | $23,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 10,900 | $23,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,200 | $22,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,496 | $22,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 15,807 | $22,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 12,243 | $22,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 22,200 | $21,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,887 | $21,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 11,437 | $21,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 10,919 | $21,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 22,671 | $20,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,629 | $20,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,400 | $20,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 11,907 | $19,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 16,200 | $19,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 28,761 | $19,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 34,047 | $19,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 11,600 | $19,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,700 | $18,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 10,900 | $18,000 | thousands by filing date | put |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 18,809 | $18,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 12,790 | $18,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 15,951 | $18,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 21,885 | $17,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 38,076 | $17,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 21,884 | $17,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,925 | $16,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,877 | $16,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 13,226 | $15,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 17,700 | $15,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 31,176 | $14,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 25,623 | $14,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 11,351 | $14,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 10,513 | $14,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 10,610 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,049 | $13,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 29,866 | $13,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 20,300 | $13,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 17,900 | $12,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 10,353 | $12,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 26,100 | $12,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,611 | $12,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 12,400 | $11,000 | thousands by filing date | put |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 17,955 | $11,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 11,767 | $11,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 10,000 | $10,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 52,959 | $10,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,100 | $9,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,264 | $9,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,264 | $9,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 21,686 | $8,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 15,000 | $7,000 | thousands by filing date | call |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 18,900 | $7,000 | thousands by filing date | call |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 28,333 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 527,534 | $7,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 14,010 | $6,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 15,705 | $6,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 14,078 | $6,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 58,674 | $6,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 18,443 | $6,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 11,453 | $5,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 28,500 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,700 | $4,000 | thousands by filing date | put |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 12,033 | $3,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 10,879 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 17,512 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 62,094 | $2,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 11,281 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-21-000001 | superseded | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001011712-21-000002 | this filing | 2021-03-26 | acceptance time not in the bulk data set |