13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-07, with 135 holding rows worth $1,097,029,000.
- Accession
- 0001009012-23-000007
- Filer
- CIK 1009012
- Filed
- 2023-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 135 entries on the cover page, a total value of $1,097,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,097,033,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 61,205,000 | $70,683,000 | thousands, detected and multiplied | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 68,620,000 | $66,579,000 | thousands, detected and multiplied | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 58,350,000 | $64,112,000 | thousands, detected and multiplied | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 47,932,000 | $55,083,000 | thousands, detected and multiplied | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 39,316,000 | $41,580,000 | thousands, detected and multiplied | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 38,885,000 | $39,609,000 | thousands, detected and multiplied | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 30,889,000 | $36,770,000 | thousands, detected and multiplied | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 26,457,000 | $32,873,000 | thousands, detected and multiplied | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 31,740,000 | $29,937,000 | thousands, detected and multiplied | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 23,700,000 | $29,536,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 28,284,000 | $27,324,000 | thousands, detected and multiplied | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 22,104,000 | $25,143,000 | thousands, detected and multiplied | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 22,132,000 | $23,647,000 | thousands, detected and multiplied | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 22,764,000 | $23,592,000 | thousands, detected and multiplied | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 20,910,000 | $22,883,000 | thousands, detected and multiplied | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 22,213,000 | $22,337,000 | thousands, detected and multiplied | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 25,868,000 | $22,021,000 | thousands, detected and multiplied | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 22,916,000 | $21,830,000 | thousands, detected and multiplied | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 23,260,000 | $21,730,000 | thousands, detected and multiplied | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 23,777,000 | $21,357,000 | thousands, detected and multiplied | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 22,375,000 | $19,011,000 | thousands, detected and multiplied | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 500,000 | $18,440,000 | thousands, detected and multiplied | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 18,785,000 | $17,163,000 | thousands, detected and multiplied | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 16,040,000 | $16,810,000 | thousands, detected and multiplied | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,819,000 | $16,077,000 | thousands, detected and multiplied | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 12,331,000 | $15,787,000 | thousands, detected and multiplied | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 12,350,000 | $15,347,000 | thousands, detected and multiplied | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,615,000 | $15,274,000 | thousands, detected and multiplied | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,443,683 | $14,662,000 | thousands, detected and multiplied | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,704,000 | $10,231,000 | thousands, detected and multiplied | principal |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 2,823,651 | $8,457,000 | thousands, detected and multiplied | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,101,511 | $8,448,000 | thousands, detected and multiplied | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 9,027,000 | $8,303,000 | thousands, detected and multiplied | principal |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 12,363,000 | $8,036,000 | thousands, detected and multiplied | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,820,000 | $7,898,000 | thousands, detected and multiplied | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 9,418,000 | $7,850,000 | thousands, detected and multiplied | principal |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 1,044,274 | $6,924,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 876,184 | $6,633,000 | thousands, detected and multiplied | |
| CVR PARTNERS LP | 126633205 | COM | 76,700 | $6,188,000 | thousands, detected and multiplied | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,458,428 | $5,980,000 | thousands, detected and multiplied | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 6,092,000 | $5,854,000 | thousands, detected and multiplied | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 4,047,637 | $5,545,000 | thousands, detected and multiplied | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 5,150,000 | $5,210,000 | thousands, detected and multiplied | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,000,000 | $5,148,000 | thousands, detected and multiplied | principal |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,916,000 | thousands, detected and multiplied | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 96,846 | $4,871,000 | thousands, detected and multiplied | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 6,670,000 | $4,811,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 4,290,000 | $4,796,000 | thousands, detected and multiplied | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 308,775 | $4,684,000 | thousands, detected and multiplied | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 7,140,000 | $4,460,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AF8 | BOND | 2,500,000 | $3,895,000 | thousands, detected and multiplied | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 468,507 | $3,814,000 | thousands, detected and multiplied | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 4,415,000 | $3,772,000 | thousands, detected and multiplied | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $3,688,000 | thousands, detected and multiplied | principal |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,066,709 | $3,621,000 | thousands, detected and multiplied | |
| URBAN ONE INC | 91705J105 | CL A | 585,978 | $3,510,000 | thousands, detected and multiplied | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 52,380 | $3,288,000 | thousands, detected and multiplied | |
| KBR INC | 48242WAB2 | BOND | 1,250,000 | $3,205,000 | thousands, detected and multiplied | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $3,150,000 | thousands, detected and multiplied | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 151,715 | $2,995,000 | thousands, detected and multiplied | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $2,966,000 | thousands, detected and multiplied | principal |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 1,028,587 | $2,952,000 | thousands, detected and multiplied | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 3,360,000 | $2,945,000 | thousands, detected and multiplied | principal |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 625,200 | $2,870,000 | thousands, detected and multiplied | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 342,404 | $2,866,000 | thousands, detected and multiplied | |
| GDL FD | 361570104 | COM SH BEN IT | 355,151 | $2,786,000 | thousands, detected and multiplied | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,000,000 | $2,756,000 | thousands, detected and multiplied | principal |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,000,000 | $2,702,000 | thousands, detected and multiplied | principal |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 225,000 | $2,610,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 357,252 | $2,536,000 | thousands, detected and multiplied | |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,500,000 | $2,383,000 | thousands, detected and multiplied | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 2,500,000 | $2,359,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AD6 | BOND | 2,170,000 | $2,179,000 | thousands, detected and multiplied | principal |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 918,673 | $1,948,000 | thousands, detected and multiplied | |
| SUNOPTA INC | 8676EP108 | COM | 288,539 | $1,930,000 | thousands, detected and multiplied | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 370,000 | $1,894,000 | thousands, detected and multiplied | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,000,000 | $1,892,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,890,000 | thousands, detected and multiplied | principal |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 982,613 | $1,744,000 | thousands, detected and multiplied | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 1,700,000 | $1,735,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 2,000,000 | $1,734,000 | thousands, detected and multiplied | principal |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 23,100 | $1,519,000 | thousands, detected and multiplied | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,503,000 | thousands, detected and multiplied | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 291,105 | $1,470,000 | thousands, detected and multiplied | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 607,800 | $1,453,000 | thousands, detected and multiplied | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 1,500,000 | $1,371,000 | thousands, detected and multiplied | principal |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 81,345 | $1,276,000 | thousands, detected and multiplied | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 1,100,000 | $1,198,000 | thousands, detected and multiplied | principal |
| CANO HEALTH INC | 13781Y111 | WARR | 5,234,094 | $1,178,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 267,037 | $1,155,000 | thousands, detected and multiplied | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 113,190 | $1,148,000 | thousands, detected and multiplied | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 1,288,000 | $1,132,000 | thousands, detected and multiplied | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,033,000 | $1,088,000 | thousands, detected and multiplied | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 384,865 | $1,016,000 | thousands, detected and multiplied | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 346,411 | $1,008,000 | thousands, detected and multiplied | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 820,000 | $814,000 | thousands, detected and multiplied | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 20,148 | $813,000 | thousands, detected and multiplied | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,000,000 | $790,000 | thousands, detected and multiplied | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 800,000 | $781,000 | thousands, detected and multiplied | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 782,000 | $777,000 | thousands, detected and multiplied | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $774,000 | thousands, detected and multiplied | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 860,000 | $755,000 | thousands, detected and multiplied | principal |
| BRC INC A | 05601U105 | COMMON STOCK | 137,123 | $708,000 | thousands, detected and multiplied | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,303,532 | $635,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 500,000 | $485,000 | thousands, detected and multiplied | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,276 | $467,000 | thousands, detected and multiplied | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,264,938 | $426,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,710 | $388,000 | thousands, detected and multiplied | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 251,013 | $355,000 | thousands, detected and multiplied | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,001,938 | $312,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 323,000 | $288,000 | thousands, detected and multiplied | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 319,000 | $284,000 | thousands, detected and multiplied | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 290,000 | $250,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 300,000 | $249,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 288,000 | $240,000 | thousands, detected and multiplied | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 250,000 | $225,000 | thousands, detected and multiplied | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 200,000 | $194,000 | thousands, detected and multiplied | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 257,000 | $193,000 | thousands, detected and multiplied | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $190,000 | thousands, detected and multiplied | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $187,000 | thousands, detected and multiplied | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 220,000 | $177,000 | thousands, detected and multiplied | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $148,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 50,000 | $115,000 | thousands, detected and multiplied | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,738 | $103,000 | thousands, detected and multiplied | |
| 0 | 31738L115 | 0 | 502,865 | $81,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 266,000 | $64,000 | thousands, detected and multiplied | principal |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 206,114 | $42,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 25,000 | $35,000 | thousands, detected and multiplied | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 62,719 | $31,000 | thousands, detected and multiplied | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 546,914 | $25,000 | thousands, detected and multiplied | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $19,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 24,495 | $17,000 | thousands, detected and multiplied | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 638,248 | $11,000 | thousands, detected and multiplied | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 65,456 | $9,000 | thousands, detected and multiplied | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 150,602 | $6,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-23-000007 | this filing | 2023-08-07 | acceptance time not in the bulk data set |