13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-31, with 149 holding rows worth $1,081,136,000.
- Accession
- 0001009012-23-000002
- Filer
- CIK 1009012
- Filed
- 2023-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 149 entries on the cover page, a total value of $1,081,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,081,139,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 71,545,000 | $69,486,000 | thousands, detected and multiplied | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 42,070,000 | $50,875,000 | thousands, detected and multiplied | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 40,926,000 | $46,135,000 | thousands, detected and multiplied | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 35,450,000 | $42,382,000 | thousands, detected and multiplied | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 31,248,000 | $41,991,000 | thousands, detected and multiplied | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 38,136,000 | $37,819,000 | thousands, detected and multiplied | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 36,795,000 | $34,837,000 | thousands, detected and multiplied | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 25,575,000 | $31,844,000 | thousands, detected and multiplied | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 25,175,000 | $28,709,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 29,922,000 | $28,203,000 | thousands, detected and multiplied | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 26,389,000 | $24,670,000 | thousands, detected and multiplied | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 21,462,000 | $23,412,000 | thousands, detected and multiplied | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 27,138,000 | $23,335,000 | thousands, detected and multiplied | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 19,740,000 | $23,252,000 | thousands, detected and multiplied | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 22,633,000 | $22,958,000 | thousands, detected and multiplied | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 20,255,000 | $22,174,000 | thousands, detected and multiplied | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 25,605,000 | $21,229,000 | thousands, detected and multiplied | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 22,260,000 | $21,086,000 | thousands, detected and multiplied | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 22,927,000 | $20,738,000 | thousands, detected and multiplied | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 500,000 | $20,555,000 | thousands, detected and multiplied | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 23,311,000 | $20,141,000 | thousands, detected and multiplied | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 18,925,000 | $19,481,000 | thousands, detected and multiplied | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 18,199,000 | $19,371,000 | thousands, detected and multiplied | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 22,417,000 | $19,342,000 | thousands, detected and multiplied | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 12,855,000 | $16,250,000 | thousands, detected and multiplied | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,075 | $15,232,000 | thousands, detected and multiplied | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,587,000 | $13,972,000 | thousands, detected and multiplied | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 8,704,000 | $12,056,000 | thousands, detected and multiplied | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 10,439,000 | $10,996,000 | thousands, detected and multiplied | principal |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 12,363,000 | $10,021,000 | thousands, detected and multiplied | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 9,688,000 | $9,444,000 | thousands, detected and multiplied | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 13,665,000 | $9,367,000 | thousands, detected and multiplied | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,441,183 | $9,179,000 | thousands, detected and multiplied | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 10,335,000 | $8,884,000 | thousands, detected and multiplied | principal |
| HESKA CORP | 42805EAB4 | BOND | 8,346,000 | $8,679,000 | thousands, detected and multiplied | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,101,511 | $8,637,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 8,010,000 | $8,469,000 | thousands, detected and multiplied | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 9,675,000 | $8,292,000 | thousands, detected and multiplied | principal |
| CVR PARTNERS LP | 126633205 | COM | 76,700 | $7,714,000 | thousands, detected and multiplied | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,211,259 | $7,522,000 | thousands, detected and multiplied | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,061,000 | $6,945,000 | thousands, detected and multiplied | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,521,000 | $6,931,000 | thousands, detected and multiplied | principal |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 768,051 | $6,655,000 | thousands, detected and multiplied | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 7,860,000 | $6,638,000 | thousands, detected and multiplied | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 6,660,000 | $6,625,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AF8 | BOND | 5,455,000 | $6,306,000 | thousands, detected and multiplied | principal |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 2,782,341 | $6,219,000 | thousands, detected and multiplied | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 9,735,000 | $6,140,000 | thousands, detected and multiplied | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 7,350,000 | $6,089,000 | thousands, detected and multiplied | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,887,000 | $5,901,000 | thousands, detected and multiplied | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 4,950,000 | $5,198,000 | thousands, detected and multiplied | |
| PETIQ INC | 71639T106 | COMMON STOCK | 435,949 | $4,019,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 468,507 | $4,010,000 | thousands, detected and multiplied | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 4,280,000 | $3,909,000 | thousands, detected and multiplied | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $3,863,000 | thousands, detected and multiplied | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 52,380 | $3,751,000 | thousands, detected and multiplied | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $3,681,000 | thousands, detected and multiplied | principal |
| GRANITE RIDGE RESOURCES INC | 387432115 | *W EXP 10/24/202 | 3,122,129 | $3,606,000 | thousands, detected and multiplied | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,422,000 | $3,255,000 | thousands, detected and multiplied | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 342,404 | $3,116,000 | thousands, detected and multiplied | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 3,000,000 | $3,016,000 | thousands, detected and multiplied | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 151,715 | $2,963,000 | thousands, detected and multiplied | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,000,000 | $2,830,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,700,000 | $2,821,000 | thousands, detected and multiplied | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 355,052 | $2,666,000 | thousands, detected and multiplied | |
| URBAN ONE INC | 91705J105 | CL A | 585,978 | $2,666,000 | thousands, detected and multiplied | |
| KBR INC | 48242WAB2 | BOND | 1,250,000 | $2,644,000 | thousands, detected and multiplied | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,500,000 | $2,530,000 | thousands, detected and multiplied | principal |
| GDL FD | 361570104 | COM SH BEN IT | 320,357 | $2,512,000 | thousands, detected and multiplied | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,837,000 | $2,453,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AD6 | BOND | 2,570,000 | $2,436,000 | thousands, detected and multiplied | principal |
| SUNOPTA INC | 8676EP108 | COM | 288,539 | $2,435,000 | thousands, detected and multiplied | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 225,000 | $2,428,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,500,000 | $2,372,000 | thousands, detected and multiplied | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,790,000 | $2,360,000 | thousands, detected and multiplied | principal |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 46,846 | $2,344,000 | thousands, detected and multiplied | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,000,000 | $2,332,000 | thousands, detected and multiplied | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,551,000 | $2,222,000 | thousands, detected and multiplied | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 290,749 | $2,168,000 | thousands, detected and multiplied | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 2,540,000 | $2,148,000 | thousands, detected and multiplied | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 2,500,000 | $2,054,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,908,000 | thousands, detected and multiplied | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,122,000 | $1,905,000 | thousands, detected and multiplied | principal |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 23,100 | $1,779,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 2,000,000 | $1,701,000 | thousands, detected and multiplied | principal |
| LANDSEA HOMES CORP | 51509P103 | COM | 322,713 | $1,681,000 | thousands, detected and multiplied | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $1,669,000 | thousands, detected and multiplied | principal |
| Booking Holdings Inc. | 09857L108 | COM | 800 | $1,612,000 | thousands, detected and multiplied | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 287,221 | $1,594,000 | thousands, detected and multiplied | |
| NISOURCE INC | 65473P121 | CONV | 14,560 | $1,509,000 | thousands, detected and multiplied | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 291,105 | $1,482,000 | thousands, detected and multiplied | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 277,564 | $1,460,000 | thousands, detected and multiplied | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 1,500,000 | $1,460,000 | thousands, detected and multiplied | principal |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 111,150 | $1,420,000 | thousands, detected and multiplied | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,440,000 | $1,394,000 | thousands, detected and multiplied | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 384,865 | $1,316,000 | thousands, detected and multiplied | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 207,000 | $1,300,000 | thousands, detected and multiplied | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 15,000 | $1,287,000 | thousands, detected and multiplied | principal |
| CANO HEALTH INC | 13781Y111 | WARR | 5,238,475 | $1,166,000 | thousands, detected and multiplied | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 852,685 | $1,091,000 | thousands, detected and multiplied | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,033,000 | $1,060,000 | thousands, detected and multiplied | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,000,000 | $1,021,000 | thousands, detected and multiplied | principal |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 219,985 | $946,000 | thousands, detected and multiplied | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 798,000 | $933,000 | thousands, detected and multiplied | principal |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 824,052 | $923,000 | thousands, detected and multiplied | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 20,148 | $897,000 | thousands, detected and multiplied | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $862,000 | thousands, detected and multiplied | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 871,000 | $794,000 | thousands, detected and multiplied | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 160,859 | $742,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 760,000 | $727,000 | thousands, detected and multiplied | principal |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 246,388 | $691,000 | thousands, detected and multiplied | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 27,700 | $663,000 | thousands, detected and multiplied | principal |
| ONEOK INC NEW | 682680103 | COM | 10,000 | $657,000 | thousands, detected and multiplied | |
| BRC INC A | 05601U105 | COMMON STOCK | 105,000 | $642,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 210,297 | $594,000 | thousands, detected and multiplied | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 340,463 | $536,000 | thousands, detected and multiplied | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,276 | $431,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,266,000 | $431,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 528,000 | $416,000 | thousands, detected and multiplied | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,710 | $355,000 | thousands, detected and multiplied | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 32,728 | $296,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 323,000 | $292,000 | thousands, detected and multiplied | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,264,938 | $278,000 | thousands, detected and multiplied | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 263,919 | $274,000 | thousands, detected and multiplied | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 319,000 | $264,000 | thousands, detected and multiplied | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,046 | $263,000 | thousands, detected and multiplied | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,566,145 | $244,000 | thousands, detected and multiplied | |
| ALIGHT INC | 01626W101 | COM CL A | 25,000 | $209,000 | thousands, detected and multiplied | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,500 | $209,000 | thousands, detected and multiplied | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 257,000 | $202,000 | thousands, detected and multiplied | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 200,000 | $189,000 | thousands, detected and multiplied | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $179,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $178,000 | thousands, detected and multiplied | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 519,256 | $164,000 | thousands, detected and multiplied | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 220,000 | $162,000 | thousands, detected and multiplied | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $148,000 | thousands, detected and multiplied | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 106,144 | $135,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 50,000 | $123,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 253,067 | $66,000 | thousands, detected and multiplied | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 89,836 | $48,000 | thousands, detected and multiplied | |
| 0 | 31738L115 | 0 | 502,865 | $42,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 25,000 | $34,000 | thousands, detected and multiplied | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 546,914 | $31,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 24,495 | $26,000 | thousands, detected and multiplied | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $18,000 | thousands, detected and multiplied | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 50,542 | $5,000 | thousands, detected and multiplied | |
| MOTIVE CAPITAL CORP II | G6293R114 | *W EXP 99/99/999 | 125,193 | $5,000 | thousands, detected and multiplied | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 65,456 | $2,000 | thousands, detected and multiplied | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 150,602 | $2,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-23-000002 | this filing | 2023-01-31 | acceptance time not in the bulk data set |