13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-12-06, with 185 holding rows worth $1,060,792,000.
- Accession
- 0001009012-22-000013
- Filer
- CIK 1009012
- Filed
- 2022-12-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 186 entries on the cover page, a total value of $1,060,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,053,237,000 with VALUE read as thousands by filing date, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 64,045,000 | $63,683,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 37,510,000 | $44,146,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 34,662,000 | $40,837,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 37,730,000 | $38,673,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 33,520,000 | $30,714,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 27,015,000 | $28,318,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 29,472,000 | $27,971,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 23,570,000 | $27,843,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 22,433,000 | $27,033,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 24,370,000 | $25,844,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 23,967,000 | $24,672,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 21,943,000 | $23,587,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 20,239,000 | $23,286,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 21,125,000 | $22,789,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 19,740,000 | $22,387,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 27,138,000 | $22,219,000 | thousands by filing date | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 21,600,000 | $21,353,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 23,605,000 | $21,339,000 | thousands by filing date | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 20,746,000 | $19,292,000 | thousands by filing date | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 20,179,000 | $19,069,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 500,000 | $18,625,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 17,410,000 | $16,376,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 16,847,000 | $15,816,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,075 | $15,726,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,217,000 | $15,670,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 10,897,000 | $13,146,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 15,058,000 | $12,253,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 11,199,000 | $11,878,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 11,264,000 | $11,588,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 12,567,000 | $11,538,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,402,670 | $10,860,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,435,894 | $10,426,000 | thousands by filing date | |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 12,363,000 | $10,385,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 9,595,000 | $10,057,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,211,259 | $9,363,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 9,604,000 | $9,112,000 | thousands by filing date | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 10,100,000 | $8,951,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 9,978,000 | $8,843,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 8,010,000 | $8,807,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 10,335,000 | $8,733,000 | thousands by filing date | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,998,359 | $8,573,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 10,803,000 | $8,291,000 | thousands by filing date | principal |
| CVR PARTNERS LP | 126633205 | COM | 70,700 | $7,059,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 8,330,000 | $7,008,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,158,000 | $6,961,000 | thousands by filing date | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 9,111,000 | $6,600,000 | thousands by filing date | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 7,890,000 | $6,524,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 6,042,000 | $6,121,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 7,191,000 | $6,058,000 | thousands by filing date | principal |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 721,151 | $5,917,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 5,556,000 | $5,827,000 | thousands by filing date | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 6,240,000 | $5,688,000 | thousands by filing date | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 6,550,000 | $5,285,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 4,750,000 | $5,082,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 5,655,000 | $4,722,000 | thousands by filing date | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 4,520,000 | $4,458,000 | thousands by filing date | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 340,000 | $4,372,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 4,340,000 | $4,164,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 483,491 | $4,122,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 468,507 | $3,926,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $3,657,000 | thousands by filing date | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,773,000 | $3,646,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,642,000 | $3,637,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 5,735,000 | $3,599,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 3,650,000 | $3,447,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,000,000 | $3,434,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 3,410,000 | $3,265,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J105 | CL A | 585,978 | $3,199,000 | thousands by filing date | |
| HARMONIC INC | 413160AD4 | BOND | 2,500,000 | $3,003,000 | thousands by filing date | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 52,380 | $2,958,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 3,000,000 | $2,861,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $2,838,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,500,000 | $2,816,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 270,749 | $2,649,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 2,500,000 | $2,647,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 151,715 | $2,537,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,550,000 | $2,442,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 1,250,000 | $2,415,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,837,000 | $2,337,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,000,000 | $2,295,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 299,073 | $2,246,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 384,865 | $2,230,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,000,000 | $2,195,000 | thousands by filing date | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,180,000 | $2,182,000 | thousands by filing date | principal |
| LANDSEA HOMES CORP | 51509P103 | COM | 318,796 | $2,123,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 225,000 | $2,036,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,628,000 | $1,967,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 2,000,000 | $1,783,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 207,000 | $1,731,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 203,318 | $1,669,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 14,560 | $1,646,000 | thousands by filing date | principal |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 217,310 | $1,645,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,500,000 | $1,643,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 291,105 | $1,514,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 88,740 | $1,499,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 1,500,000 | $1,483,000 | thousands by filing date | principal |
| BRC INC A | 05601U105 | COMMON STOCK | 180,770 | $1,475,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 1,500,000 | $1,425,000 | thousands by filing date | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 15,000 | $1,373,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 23,100 | $1,334,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 27,888 | $1,275,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,248,000 | $1,232,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 1,575,000 | $1,221,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 27,700 | $1,214,000 | thousands by filing date | principal |
| ALIGHT INC | 01626W101 | COM CL A | 179,487 | $1,212,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 85,724 | $1,185,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $1,176,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,264,938 | $1,159,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,000,000 | $1,104,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,000,000 | $974,000 | thousands by filing date | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 160,000 | $843,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 804,182 | $816,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 871,000 | $783,000 | thousands by filing date | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 800,000 | $734,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 675,000 | $656,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 24,176 | $628,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,670,761 | $618,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,266,000 | $611,000 | thousands by filing date | principal |
| RIVERVIEW ACQUISITION CORP | 769395112 | *W EXP 99/99/999 | 579,177 | $570,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 59,599 | $540,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 580,000 | $539,000 | thousands by filing date | principal |
| RUMBLE INC | 12521J111 | EQUITY WRT | 386,456 | $520,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 549,000 | $484,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,276 | $436,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 429,399 | $413,000 | thousands by filing date | principal |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 150,300 | $408,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 386,000 | $361,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,710 | $358,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 461,000 | $342,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 350,000 | $324,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 12,100 | $303,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 296,000 | $302,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 300,000 | $295,000 | thousands by filing date | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 404,000 | $294,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 300,000 | $294,000 | thousands by filing date | principal |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 139,700 | $291,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 293,000 | $284,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 319,000 | $278,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 259,000 | $243,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 246,000 | $231,000 | thousands by filing date | principal |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 308,605 | $210,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 726,072 | $189,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $186,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 240,000 | $182,000 | thousands by filing date | principal |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,500 | $164,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 227,241 | $151,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $150,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 546,914 | $142,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 84,944 | $133,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 10,866 | $121,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 815,113 | $118,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 129,450 | $91,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 92,833 | $85,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 204,574 | $76,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 89,936 | $73,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 174,427 | $73,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 253,067 | $67,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $62,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,511 | $58,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 150,157 | $44,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 916 | $43,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 24,495 | $41,000 | thousands by filing date | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,500 | $38,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 14,816 | $37,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,007 | $36,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 210,103 | $35,000 | thousands by filing date | |
| TNL Mediagene | G1330L121 | Warrant | 168,542 | $33,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R114 | *W EXP 99/99/999 | 125,193 | $32,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 150,602 | $28,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 37,036 | $24,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 125,000 | $24,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,102 | $23,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 124,700 | $17,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 6,643 | $14,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 65,456 | $7,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 286 | $7,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 21,800 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 399 | $5,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 30,000 | $5,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 6,600 | $3,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 105 | $2,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 9,100 | $2,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 31,076 | $1,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 1,400 | $1,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-22-000013 | this filing | 2022-12-06 | acceptance time not in the bulk data set |