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13F-HR filed by ZAZOVE ASSOCIATES LLC

ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-24, with 167 holding rows worth $1,112,871,000.

Accession
0001009012-22-000012
Filed
2022-10-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2022

A holdings report, 168 entries on the cover page, a total value of $1,112,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,105,779,000 with VALUE read as thousands by filing date, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AKAMAI TECHNOLOGIES INC00971TAL5NOTE 0.375% 9/066,545,000$62,370,000thousands by filing dateprincipal
BOOKING HOLDINGS INC09857LAN8NOTE 0.750% 5/048,003,000$57,818,000thousands by filing dateprincipal
LIBERTY MEDIA CORP DEL531229AB8NOTE 1.375%10/141,912,000$50,978,000thousands by filing dateprincipal
SSR Mining Inc784730AB9Convertible bond40,926,000$44,242,000thousands by filing dateprincipal
SOUTHWEST AIRLS CO844741BG2NOTE 1.250% 5/036,570,000$41,900,000thousands by filing dateprincipal
JAZZ INVESTMENTS I LTD472145AF8NOTE 2.000% 6/137,950,000$40,718,000thousands by filing dateprincipal
FORD MTR CO345370CZ1NOTE 3/136,725,000$33,770,000thousands by filing dateprincipal
AVALARA INC05338GAB2NOTE 0.250% 8/032,888,000$31,883,000thousands by filing dateprincipal
EURONET WORLDWIDE INC298736AL3NOTE 0.750% 3/133,850,000$30,568,000thousands by filing dateprincipal
KAMAN CORP483548AF0BOND30,472,000$28,790,000thousands by filing dateprincipal
SOLAREDGE TECHNOLOGIES INC83417MAD6NOTE 9/124,187,000$26,389,000thousands by filing dateprincipal
PARSONS CORP DEL70202LAB8BOND25,040,000$25,852,000thousands by filing dateprincipal
NRG ENERGY INC629377CG5DBCV 2.750% 6/022,525,000$24,108,000thousands by filing dateprincipal
MIDDLEBY CORP596278AB7NOTE 1.000% 9/019,740,000$22,614,000thousands by filing dateprincipal
CRACKER BARREL OLD CTRY STOR22410JAB2cv27,138,000$22,511,000thousands by filing dateprincipal
AIR TRANS SVCS GROUP INC00922RAB1BOND22,443,000$22,436,000thousands by filing dateprincipal
PEBBLEBROOK HOTEL TR70509VAA8NOTE 1.750%12/125,605,000$22,009,000thousands by filing dateprincipal
BRAEMAR HOTELS & RESORTS INC10482BAB7NOTE 4.500% 6/022,260,000$21,491,000thousands by filing dateprincipal
TYLER TEX INDPT SCH DIST902252AB1NOTE 0.250% 3/122,179,000$21,168,000thousands by filing dateprincipal
LUMENTUM HLDGS INC55024UAD1NOTE 0.500%12/122,417,000$21,022,000thousands by filing dateprincipal
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock500,000$19,792,000thousands by filing date
JBT MAREL CORPORATION477839AB0NOTE 0.250% 5/123,281,000$19,379,000thousands by filing dateprincipal
MESA LABS INC59064RAA7NOTE 1.375% 8/122,627,000$18,948,000thousands by filing dateprincipal
SPLUNK INC848637AD6BOND17,910,000$15,929,000thousands by filing dateprincipal
BANK OF AMER CORP0605056827.25%CNV PFD L13,075$15,383,000thousands by filing date
CYBERARK SOFTWARE LTD23248VAB1NOTE 11/113,199,000$15,074,000thousands by filing dateprincipal
PETIQ INC71639TAB2NOTE 4.000% 6/016,587,000$13,596,000thousands by filing dateprincipal
WINNEBAGO INDS INC974637AB6BOND10,564,000$11,102,000thousands by filing dateprincipal
URBAN ONE INC91705J204CL D NON VTG2,435,894$10,353,000thousands by filing date
HELIX ENERGY SOLUTIONS GRP I42330PAK3NOTE 6.750% 2/19,604,000$9,880,000thousands by filing dateprincipal
STRIDE INC86333MAA6NOTE 1.125% 9/09,682,000$9,826,000thousands by filing dateprincipal
BILL HOLDINGS INC090043AB6NOTE 12/08,575,000$9,485,000thousands by filing dateprincipal
CVR PARTNERS LP126633205COM76,700$8,777,000thousands by filing date
SUMMIT HOTEL PPTYS866082AA8NOTE 1.500% 2/110,335,000$8,686,000thousands by filing dateprincipal
BRAEMAR HOTELS RESORTS INC10482B101REIT1,998,359$8,593,000thousands by filing date
CUMULUS MEDIA INC231082801COM CL A1,211,259$8,515,000thousands by filing date
HALOZYME THERAPEUTICS INC40637HAD1NOTE 0.250% 3/09,978,000$8,481,000thousands by filing dateprincipal
IMAX CORP45245EAJ8NOTE 0.500% 4/010,100,000$8,416,000thousands by filing dateprincipal
DEXCOM INC252131AK3NOTE 0.250%11/19,022,000$8,360,000thousands by filing dateprincipal
CHEESECAKE FACTORY INC163072AA9NOTE 0.375% 6/110,583,000$8,319,000thousands by filing dateprincipal
AKAMAI TECHNOLOGIES INC00971TAJ0NOTE 0.125% 5/08,010,000$8,170,000thousands by filing dateprincipal
INNOVATE CORP404139AG2NOTE 7.500% 8/012,363,000$8,012,000thousands by filing dateprincipal
HOPE BANCORP INC43940TAB5NOTE 2.000% 5/17,158,000$6,963,000thousands by filing dateprincipal
AIRBNB INC CLASS A009066AB7CLASS A7,890,000$6,549,000thousands by filing dateprincipal
CLEAR CHANNEL OUTDOOR HLDGS18453H106COM4,750,000$6,508,000thousands by filing date
SHIFT4 PMTS INC82452JAD1NOTE 0.500% 8/07,860,000$6,036,000thousands by filing dateprincipal
OKTA INC679295AF2NOTE 0.375% 6/17,691,000$6,019,000thousands by filing dateprincipal
PROSPECT CAP CORP74348TAT9BOND6,042,000$5,994,000thousands by filing dateprincipal
ARES CAPITAL CORP04010LAW3NOTE 4.625% 3/05,786,000$5,922,000thousands by filing dateprincipal
Shift4 Payments Inc82452JAB5Convertible bond6,660,000$5,891,000thousands by filing dateprincipal
SILICON LABORATORIES INC826919AD4NOTE 0.625% 6/14,940,000$5,875,000thousands by filing dateprincipal
GARRETT MOTION INC366505204PFD CONV SER A768,051$5,484,000thousands by filing date
ETSY INC29786AAN6NOTE 0.250% 6/16,331,000$4,945,000thousands by filing dateprincipal
GUARDANT HEALTH INC40131MAB5NOTE 11/15,735,000$4,202,000thousands by filing dateprincipal
SKINHEALTH SYSTEMS INC88331L108COM CL A342,404$4,037,000thousands by filing date
KAYNE ANDERSON ENERGY486606106COM468,507$3,795,000thousands by filing date
NCL CORP LTD62886HAX9NOTE 5.375% 8/03,773,000$3,685,000thousands by filing dateprincipal
PETIQ INC71639T106COMMON STOCK530,000$3,657,000thousands by filing date
SIMPLIFY EXCHANGE TRADED FUN82889N855SIMPLIFY INTERST52,380$3,572,000thousands by filing date
ALPHATEC HLDGS INC02081GAB8NOTE 0.750% 8/04,280,000$3,490,000thousands by filing dateprincipal
LCI INDS501812AB7NOTE 1.125% 5/14,040,000$3,468,000thousands by filing dateprincipal
CNX RES CORP12653CAG3NOTE 2.250% 5/02,500,000$3,460,000thousands by filing dateprincipal
PALO ALTO NETWORKS INC697435AF2NOTE 0.375% 6/02,000,000$3,391,000thousands by filing dateprincipal
ETSY INC29786AAJ5NOTE 0.125%10/02,500,000$3,344,000thousands by filing dateprincipal
BLOCK INC852234AF0NOTE 0.125% 3/03,500,000$3,194,000thousands by filing dateprincipal
SMART GLOBAL HLDGS INC83205YAB0BOND3,000,000$3,107,000thousands by filing dateprincipal
URBAN ONE INC91705J105CL A585,978$3,100,000thousands by filing date
WESTROCK COFFEE CO96145W111*W EXP 08/29/2022,010,108$2,915,000thousands by filing date
CONMED CORP207410AF8BOND2,628,000$2,877,000thousands by filing dateprincipal
BLOCK INC852234AD5NOTE 0.500% 5/12,700,000$2,791,000thousands by filing dateprincipal
VISHAY INTERTECHNOLOGY INC928298AP3NOTE 2.250% 6/13,000,000$2,790,000thousands by filing dateprincipal
PALO ALTO NETWORKS INC697435AD7NOTE 0.750% 7/01,500,000$2,782,000thousands by filing dateprincipal
USA COMPRESSION PARTNERS LP90290N109COM UNIT LTDPAR151,715$2,640,000thousands by filing date
HERTZ GLOBAL HLDGS INC42806J148*W EXP 06/30/205290,749$2,582,000thousands by filing date
RINGCENTRAL INC76680RAF4NOTE 3/02,837,000$2,399,000thousands by filing dateprincipal
PAGERDUTY INC69553PAB6BOND2,500,000$2,386,000thousands by filing dateprincipal
EXPEDIA GROUP INC30212PBE4NOTE 2/12,551,000$2,228,000thousands by filing dateprincipal
KBR INC48242WAB2BOND1,250,000$2,173,000thousands by filing dateprincipal
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM299,073$2,114,000thousands by filing date
ANTERO MIDSTREAM CORP COM03676B102Stock225,000$2,066,000thousands by filing date
CLOUDFLARE INC18915MAC1NOTE 8/12,500,000$1,957,000thousands by filing dateprincipal
CANO HEALTH INC13781Y111WARR684,457$1,793,000thousands by filing date
PROSHARES TR74347G887ULSH 20YRTRE NEW23,100$1,756,000thousands by filing date
RUM GROUP INC78137L113*W EXP 09/16/202527,246$1,674,000thousands by filing date
GDL FD361570104COM SH BEN IT203,318$1,610,000thousands by filing date
ATLAS AIR WORLDWIDE HLDGS IN049164BJ4NOTE 1.875% 6/01,000,000$1,599,000thousands by filing dateprincipal
SPLUNK INC848637AF1NOTE 1.125% 6/12,000,000$1,584,000thousands by filing dateprincipal
LANDSEA HOMES CORP51509P103COM322,713$1,539,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS291,105$1,488,000thousands by filing date
NISOURCE INC65473P121CONV14,560$1,460,000thousands by filing dateprincipal
BAUSCH HEALTH COS INC COM071734107Stock207,000$1,426,000thousands by filing date
ILLUMINA INC452327AK5NOTE 8/11,440,000$1,383,000thousands by filing dateprincipal
EXECUTIVE NETWORK PARTNERING30158L118*W EXP 09/25/2021,446,679$1,374,000thousands by filing date
TRUMP MEDIA & TECHNOLOGY GRO25400Q113*W EXP 03/25/202384,865$1,372,000thousands by filing date
FREYR BATTERY INCL4135L118*W EXP 09/01/202246,388$1,351,000thousands by filing date
ALIGHT INC01626W101COM CL A179,487$1,316,000thousands by filing date
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/11,500,000$1,313,000thousands by filing dateprincipal
IMAX CORP45245E109COM88,740$1,253,000thousands by filing date
REVANCE THERAPEUTICS INC761330AB5BOND1,146,000$1,237,000thousands by filing dateprincipal
FLAGSTAR BANK NATIONAL ASSOC64944P307UNIT 05/07/205127,888$1,213,000thousands by filing date
UGI CORP NEW902681113UNIT 06/01/202415,000$1,194,000thousands by filing dateprincipal
MIRION TECHNOLOGIES INC60471A119*W EXP 10/20/202804,182$1,182,000thousands by filing date
CORENERGY INFRASTRUCTURE TR21870UAC0NOTE 5.875% 8/11,575,000$1,119,000thousands by filing dateprincipal
GOLDMAN SACHS MLP ENERGY REN38148G206COM92,025$1,104,000thousands by filing date
ALGONQUIN PWR UTILS CORP015857873CONV27,700$1,039,000thousands by filing dateprincipal
CHEFS WHSE INC163086AB7BOND1,000,000$987,000thousands by filing dateprincipal
Shopify Inc82509LAA5Convertible bond1,100,000$908,000thousands by filing dateprincipal
NATIONAL CINEMEDIA INC635309107COM1,264,938$824,000thousands by filing date
BRC INC A05601U105COMMON STOCK105,000$812,000thousands by filing date
TEAM INC878155AE0NOTE 5.000% 8/0871,000$782,000thousands by filing dateprincipal
SOFI TECHNOLOGIES INC COM83406F102Stock160,000$781,000thousands by filing date
RLJ LODGING TR74965L200CUM CONV PFD A24,176$590,000thousands by filing date
LIBERTY MEDIA CORP DEL530715AL5DEB 3.750% 2/11,266,000$587,000thousands by filing dateprincipal
WORKDAY INC98138HAF8NOTE 0.250%10/0500,000$548,000thousands by filing dateprincipal
PURECYCLE TECHNOLOGIES INC74623V111*W EXP 03/17/202154,346$532,000thousands by filing date
ONEOK INC NEW682680103COM10,000$512,000thousands by filing date
DISH NETWORK CORPORATION25470MAD1BOND549,000$497,000thousands by filing dateprincipal
BLACKROCK FLOATING RATE INCO09255X100COM38,276$421,000thousands by filing date
FORUM ENERGY TECHNOLOGIES IN34984VAC4NOTE 9.000% 8/0429,399$411,000thousands by filing dateprincipal
LANDSEA HOMES CORP51509P111*W EXP 01/08/2022,566,145$404,000thousands by filing date
NABORS INDS INC62957HAB1BOND386,000$352,000thousands by filing dateprincipal
CHEGG INC163092AF6NOTE 9/0461,000$351,000thousands by filing dateprincipal
ENTERPRISE PRODS PARTNERS L293792107COM14,710$350,000thousands by filing date
DOCUSIGN INC256163AD8NOTE 1/1350,000$328,000thousands by filing dateprincipal
PURPLE INNOVATION INC74640Y106CMN75,200$305,000thousands by filing date
TEEKAY CORPORATION87900YAE3NOTE 5.000% 1/1296,000$303,000thousands by filing dateprincipal
READY CAPITAL CORP75574U2007% CN SR NT 202312,100$303,000thousands by filing dateprincipal
APOLLO COML REAL ESTATE FIN03762UAC9BOND300,000$299,000thousands by filing dateprincipal
COLONY FINL INC19624RAA4NOTE 5.000% 4/1295,000$294,000thousands by filing dateprincipal
SEA LTD81141RAG5NOTE 0.250% 9/1404,000$280,000thousands by filing dateprincipal
PENNYMAC CORP70932AAF0NOTE 5.500% 3/1319,000$260,000thousands by filing dateprincipal
TRANSOCEAN INC893830BJ7DEB 0.500% 1/3259,000$257,000thousands by filing dateprincipal
MFA FINL INC55272XAA0BOND293,000$254,000thousands by filing dateprincipal
INTERCEPT PHARMACEUTICALS IN45845PAA6NOTE 3.250% 7/0246,000$240,000thousands by filing dateprincipal
GENESIS ENERGY L.P.371927104UNIT LTD PARTN20,500$189,000thousands by filing date
INTERDIGITAL INC45867GAB7BOND200,000$187,000thousands by filing dateprincipal
RINGCENTRAL INC76680RAH0NOTE 3/1240,000$186,000thousands by filing dateprincipal
APOLLO SENIOR FLOATING RATE FU037636107COM14,507$181,000thousands by filing date
Bakkt Inc W Exp 10/25/20205759B115SPAC Combination299,705$173,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN15,000$165,000thousands by filing date
LIVE NATION ENTERTAINMENT IN538034AU3NOTE 2.000% 2/1150,000$150,000thousands by filing dateprincipal
BUTTERFLY NETWORK INC124155110*W EXP 02/12/202164,364$133,000thousands by filing date
FINANCE OF AMERICA COMPAN CL A NEW31738L107Stock84,944$126,000thousands by filing date
JAZZ INVESTMENTS I LTD472145AD3NOTE 1.500% 8/1120,000$114,000thousands by filing dateprincipal
EOS ENERGY ENTERPRISES, INC29415C119*W EXP 11/17/202253,067$103,000thousands by filing date
031738L1150815,113$96,000thousands by filing date
GETTY IMAGES HOLDINGS INC374275113*W EXP 07/22/2022,771,652$89,000thousands by filing date
ARQIT QUANTUM INCG0567U119WTS89,936$81,000thousands by filing date
PAYSAFE LIMITEDG6964L115*W EXP 03/30/202546,914$81,000thousands by filing date
HELIX ENERGY SOLUTIONS GRP INC COM42330P107Stock20,000$77,000thousands by filing date
AUSTERLITZ ACQUISITIONG0633D125*W EXP 02/19/202726,072$73,000thousands by filing date
INSPIRATO INCORPORATED45791E115*W EXP 02/11/202227,241$57,000thousands by filing date
HAEMONETICS CORP MASS405024AB6NOTE 3/070,000$56,000thousands by filing dateprincipal
POLESTAR AUTOMOTIVE HLDG UK731105102ADS C-124,495$27,000thousands by filing date
Curiositystream Inc W Exp 10/14/20223130Q115SPAC Combination150,157$27,000thousands by filing date
IRONNET INC46323Q113*W EXP 08/26/202204,574$24,000thousands by filing date
BLACK MOUNTAIN ACQ CORP09216A116*W EXP 10/15/202210,103$23,000thousands by filing date
TNL MediageneG1330L121Warrant168,542$19,000thousands by filing date
VAHANNA TECH EDGE ACQSTN I CG9320Z117*W EXP 11/30/202150,602$17,000thousands by filing date
MOTIVE CAPITAL CORP IIG6293R114*W EXP 99/99/999125,193$17,000thousands by filing date
C5 ACQUISITION CORPORATION12530D113*W EXP 12/31/202108,607$12,000thousands by filing date
CRYPTO 1 ACQUISITION CORPG3168A110WTS124,700$12,000thousands by filing date
FTAC ZEUS ACQUISITION COR30320F114*W EXP 04/15/202125,000$10,000thousands by filing date
GOOD WKS II ACQUISITION CORP38216G112*W EXP 02/01/20231,076$7,000thousands by filing date
EAST STONE ACQUISITION CORPG2911D116*W EXP 12/31/20264,571$6,000thousands by filing date
Jasper Therapeutics Inc W Exp 09/24/202471871111SPAC Combination65,456$5,000thousands by filing date
WM TECHNOLOGY INC92971A117*W EXP 06/16/20210,871$4,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001009012-22-000012this filing2022-10-24acceptance time not in the bulk data set