13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 109 holding rows worth $1,553,191,000 by the sum of the rows.
- Accession
- 0001009012-18-000006
- Filer
- CIK 1009012
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 108 entries on the cover page, a total value of $1,553,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,553,191,000 with VALUE read as thousands by filing date, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,553,000, about 1/1,000 of the sum of the rows, $1,553,191,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 96,165,000 | $120,504,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 88,089,000 | $100,972,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 87,288,000 | $91,871,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 76,234,000 | $85,859,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 70,620,000 | $82,139,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 54,016,000 | $61,950,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 43,697,000 | $57,650,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 44,191,000 | $52,428,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 41,371,000 | $47,976,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 29,321,000 | $43,688,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 30,030,000 | $42,323,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 41,932,000 | $41,539,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 34,155,000 | $40,518,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 29,062,000 | $39,633,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 28,274,000 | $29,917,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 25,945,000 | $26,887,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 23,735,000 | $26,005,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 25,540,000 | $24,103,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 21,737,000 | $23,824,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 18,328,000 | $23,265,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 461,273 | $23,041,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 12,845,000 | $22,635,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 21,169,000 | $21,382,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 20,100,000 | $21,131,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,885,000 | $20,820,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 17,623,000 | $20,751,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 14,975,000 | $19,636,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 18,937,000 | $19,221,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 16,280,000 | $18,966,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 18,200,000 | $18,814,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 13,185,000 | $16,704,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 17,396,000 | $16,598,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 16,521,000 | $16,273,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 13,203,000 | $15,786,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 14,815,000 | $15,279,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 12,945,000 | $14,349,000 | thousands by filing date | principal |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 17,634,000 | $13,129,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RXR7 | MTNF 0.250% 6/2 | 14,785,000 | $12,841,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 11,585,000 | $12,823,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 11,236,000 | $9,993,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 7,000,000 | $8,577,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 8,609,000 | $8,098,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 8,815,000 | $8,010,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 11,160,000 | $8,007,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,434,000 | $7,886,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,584,412 | $5,427,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,801 | $4,922,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,640,000 | $4,701,000 | thousands by filing date | principal |
| Emmis Communications Corp | 291525400 | COM | 965,076 | $4,478,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 4,110,000 | $4,146,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,202,000 | $3,910,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,800,000 | $3,902,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 4,020,000 | $3,749,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,794,000 | $3,683,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 273,998 | $3,567,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 4,705,000 | $2,988,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,181,487 | $2,788,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 3,000,000 | $2,711,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,896,000 | $2,501,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 303,805 | $2,412,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,500,000 | $2,219,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,503,000 | $2,206,000 | thousands by filing date | principal |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,787,450 | $1,984,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,970,000 | $1,970,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,751,000 | $1,922,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 1,877,000 | $1,886,000 | thousands by filing date | principal |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,660,000 | $1,809,000 | thousands by filing date | principal |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 320,005 | $1,798,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 1,710,000 | $1,746,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,800,000 | $1,603,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,019,182 | $1,396,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,233,000 | $1,192,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 875 | $1,130,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 20,000 | $1,117,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 110,269 | $1,028,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 1,000,000 | $998,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 985,000 | $987,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 38,630 | $979,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 975,000 | $953,000 | thousands by filing date | principal |
| TAHOE RES INC | 873868103 | COM | 200,000 | $938,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 880,000 | $889,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,250,000 | $866,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 840,000 | $859,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 525,000 | $853,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 2,000,000 | $851,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 169,442 | $830,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $781,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 34,347 | $748,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 720,000 | $737,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 550,000 | $698,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 700,000 | $686,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 571,000 | $584,000 | thousands by filing date | principal |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 249,136 | $583,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 47,798 | $557,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 33,833 | $473,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 400,000 | $451,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,571 | $327,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,602 | $254,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $244,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 200,000 | $234,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,698 | $220,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,540 | $216,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 99,300 | $213,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 20,000 | $196,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,610 | $174,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 61,000 | $63,000 | thousands by filing date | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,007 | $51,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,571 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-18-000006 | this filing | 2018-05-14 | acceptance time not in the bulk data set |