13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-10, with 124 holding rows worth $2,368,409,000 by the sum of the rows.
- Accession
- 0001009012-15-000008
- Filer
- CIK 1009012
- Filed
- 2015-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 124 entries on the cover page, a total value of $2,368,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,368,409,000 with VALUE read as thousands by filing date, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,368,000, about 1/1,000 of the sum of the rows, $2,368,409,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 112,904,000 | $151,540,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 912,886 | $132,026,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 91,577,000 | $128,322,000 | thousands by filing date | principal |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 96,515,000 | $106,046,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 68,599,000 | $104,442,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 60,465,000 | $98,558,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 103,253,000 | $98,090,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 94,618,000 | $89,177,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 81,766,000 | $88,665,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 65,909,000 | $87,618,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 75,245,000 | $77,032,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 43,393,000 | $67,205,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 55,931,000 | $59,706,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 1,000,000 | $59,565,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 35,610,000 | $40,974,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 44,750,000 | $40,527,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 38,990,000 | $39,185,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 37,838,000 | $38,950,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 13,811,679 | $37,292,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 30,960,000 | $36,881,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 41,000,000 | $35,260,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 684,647 | $34,917,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 33,700,000 | $33,973,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 29,075,000 | $32,164,000 | thousands by filing date | principal |
| Janus Capital | 47102XAH8 | CONV | 18,587,000 | $29,972,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 22,990,000 | $27,531,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 22,692 | $26,765,000 | thousands by filing date | principal |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 25,210,000 | $26,249,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 21,283,000 | $25,061,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 21,338,000 | $23,232,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 22,525,000 | $20,160,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 15,465,000 | $19,331,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 20,000,000 | $19,025,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 15,118,000 | $18,671,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 16,250,000 | $18,647,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 17,998,000 | $18,358,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,026,977 | $16,380,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 12,100,000 | $16,146,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 14,465,000 | $14,971,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 14,275,000 | $14,596,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,510,000 | $13,742,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 11,803,000 | $12,482,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 8,435,000 | $11,788,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 10,770,000 | $11,201,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 395,318 | $10,954,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 6,440,000 | $10,880,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 15,000,000 | $10,500,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 9,875,000 | $10,035,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 8,700,000 | $9,826,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 9,870,000 | $9,333,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 15,590,000 | $9,159,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 9,000,000 | $9,000,000 | thousands by filing date | principal |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 9,180,000 | $8,916,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,345,000 | $8,548,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 7,875,000 | $8,106,000 | thousands by filing date | principal |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 60,709 | $7,953,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 160,535 | $7,394,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,220,000 | $7,074,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 377,383 | $6,887,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,940,169 | $6,150,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 8,620,000 | $5,366,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 443,270 | $5,231,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,260,000 | $4,979,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 94,700 | $4,793,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,780,000 | $4,640,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 14,000 | $4,600,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 2,201,800 | $4,470,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,055,000 | $4,101,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 4,875,000 | $4,083,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 3,611,000 | $3,629,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 3,160,000 | $3,628,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,445,000 | $3,591,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 3,496,000 | $3,579,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,270,000 | $3,467,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,000,000 | $3,375,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 2,650,000 | $3,349,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 197,502 | $3,318,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 3,235,000 | $3,259,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,010,000 | $3,186,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,764,502 | $3,087,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,145,000 | $2,807,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 201,785 | $2,718,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,740,000 | $2,229,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 248,024 | $2,135,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,605,000 | $2,134,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 2,000,000 | $2,020,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000,000 | $1,962,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,500,000 | $1,958,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 663,135 | $1,950,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 75,000 | $1,914,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,940,000 | $1,828,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,695,000 | $1,772,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,595,000 | $1,553,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,620,000 | $1,545,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,580,000 | $1,325,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,250,000 | $1,273,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 520,000 | $1,243,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 1,175,107 | $1,175,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,300,000 | $1,134,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,000,000 | $941,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,000,000 | $863,000 | thousands by filing date | principal |
| Liberty Media Corp | 531229300 | COMMON STOCK | 20,000 | $718,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 186,921 | $677,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 105,765 | $653,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 25,408,000 | $635,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 860,000 | $528,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 435,000 | $526,000 | thousands by filing date | principal |
| OMNICARE | 681904AQ1 | NOTE3 | 360,000 | $516,000 | thousands by filing date | principal |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 60,000 | $487,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 17,235,000 | $431,000 | thousands by filing date | principal |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 150,000 | $426,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 350,000 | $420,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 400,000 | $402,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 205,000 | $397,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,542 | $373,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 330 | $367,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 10,000 | $360,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 32,071 | $344,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 280,000 | $319,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,000 | $256,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 260,000 | $61,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 2,415,000 | $60,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 13,452 | $55,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 13,452 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-15-000008 | this filing | 2015-08-10 | acceptance time not in the bulk data set |