13F-HR filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 141 holding rows worth $3,385,753,000.
- Accession
- 0001009012-13-000014
- Filer
- CIK 1009012
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 142 entries on the cover page, a total value of $3,385,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,385,749,000 with VALUE read as thousands by filing date, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 156,810,000 | $184,448,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 1,296,655 | $167,025,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 105,608,000 | $155,983,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 114,223,000 | $145,354,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 121,612,000 | $127,644,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 115,241,000 | $116,465,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 104,020,000 | $113,512,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 78,650,000 | $112,814,000 | thousands by filing date | principal |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 87,605,000 | $111,094,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 109,325,000 | $106,319,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 101,466,000 | $105,149,000 | thousands by filing date | principal |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 62,656,000 | $99,466,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 97,626,000 | $98,907,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 89,890,000 | $95,841,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP CONV P | 316773209 | CNV PFD DEP1/250 | 556,530 | $86,785,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 75,258,000 | $81,279,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 50,023,000 | $76,598,000 | thousands by filing date | principal |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 71,801,000 | $76,154,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 49,473,000 | $69,973,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 51,850,000 | $60,211,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 51,624,000 | $57,916,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 40,015,000 | $52,395,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 46,835,000 | $48,825,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 47,946,000 | $44,796,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 8,727,704 | $44,686,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 40,295,000 | $43,168,000 | thousands by filing date | principal |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 34,561,000 | $43,028,000 | thousands by filing date | principal |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 29,510,000 | $41,462,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 831,864 | $40,553,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 25,179,000 | $35,439,000 | thousands by filing date | principal |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 33,365,000 | $31,720,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 33,618,000 | $30,088,000 | thousands by filing date | principal |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 48,853,000 | $29,312,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 29,311,000 | $26,752,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 22,701,000 | $26,149,000 | thousands by filing date | principal |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 21,215,000 | $25,458,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 20,800,000 | $24,284,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 17,890,000 | $24,152,000 | thousands by filing date | principal |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 21,585,000 | $21,652,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16,100 | $19,223,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 17,565,000 | $18,773,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 23,386,000 | $17,993,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 14,470,000 | $17,934,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 15,206,000 | $16,600,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 895,566 | $16,335,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 18,200,000 | $16,016,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 9,910,000 | $13,317,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 11,639,000 | $11,784,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 16,730,000 | $11,586,000 | thousands by filing date | principal |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 9,480,000 | $10,973,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 9,506,000 | $10,884,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 10,700,000 | $10,818,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 10,275,000 | $10,660,000 | thousands by filing date | principal |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 6,319,000 | $10,608,000 | thousands by filing date | principal |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 8,940,000 | $10,264,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AH2 | BOND | 9,900,000 | $9,764,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 12,695,000 | $9,331,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 8,680,000 | $8,875,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 9,500,000 | $8,710,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,790 | $8,640,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 8,087,000 | $8,522,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 8,100,000 | $8,009,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 323,554 | $7,840,000 | thousands by filing date | principal |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 28,805,000 | $7,777,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 4,915,000 | $7,136,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,445,000 | $7,073,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 6,750,000 | $6,784,000 | thousands by filing date | principal |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 3,836,000 | $6,492,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 385,943 | $6,299,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 7,160,000 | $6,145,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 112,400 | $6,138,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 491,510 | $5,898,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 3,400,000 | $5,219,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 317,463 | $4,952,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAH9 | CNV | 2,000,000 | $4,551,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,000,000 | $4,530,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,290,000 | $4,397,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,500,000 | $4,389,000 | thousands by filing date | principal |
| CMS ENERGY CORP | 125896BD1 | CNV | 2,000,000 | $3,988,000 | thousands by filing date | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 107,241 | $3,978,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 3,720,000 | $3,971,000 | thousands by filing date | principal |
| APACHE CORP | 037411808 | PFD CONV SER D | 81,882 | $3,911,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449AJ7 | BOND | 3,500,000 | $3,889,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 3,600,000 | $3,776,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 2,000,000 | $3,706,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 3,600,000 | $3,663,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 2,500,000 | $3,641,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 149,603 | $3,590,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,440,000 | $3,410,000 | thousands by filing date | principal |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 2,000,000 | $3,283,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 3,037,000 | $3,140,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 3,185,000 | $3,121,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 3,000,000 | $3,105,000 | thousands by filing date | principal |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 2,963,000 | $3,015,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,500,000 | $2,918,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 2,155,000 | $2,917,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 3,300,000 | $2,846,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,500,000 | $2,767,000 | thousands by filing date | principal |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 2,500,000 | $2,659,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 2,000,000 | $2,631,000 | thousands by filing date | principal |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,625,000 | $2,485,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 149,603 | $2,446,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 2,000,000 | $2,425,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2,275,000 | $2,366,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,000,000 | $2,320,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,092,000 | $2,277,000 | thousands by filing date | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,260,000 | $2,263,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 2,267,000 | $2,244,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 90,200 | $2,186,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,175,000 | $2,059,000 | thousands by filing date | principal |
| US STEEL CORP | 912909AE8 | NOTE | 2,000,000 | $2,054,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,500,000 | $2,005,000 | thousands by filing date | principal |
| WELLS FARGO CO. | 94986RCZ2 | MTNF 0.125 3/0 | 1,760,000 | $1,932,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210PAD4 | CORPORATE OBLIG | 1,815,000 | $1,801,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 32,174 | $1,261,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,000,000 | $1,195,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 542,942 | $1,162,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 1,000,000 | $1,074,000 | thousands by filing date | principal |
| PULSE ELECTRONICS CORP | 74586WAA4 | NOTE 7.00%12/1 | 1,320,000 | $990,000 | thousands by filing date | principal |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 3,455,000 | $967,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 865,000 | $945,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 873,140 | $917,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 504,000 | $912,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 830,000 | $858,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 97,422 | $756,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 660,000 | $705,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 650,000 | $657,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 550,000 | $616,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 500,000 | $515,000 | thousands by filing date | principal |
| GMX BONDS 18.75 4.50% | 38011MAJ7 | CONVERT | 8,863,000 | $510,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 381,000 | $478,000 | thousands by filing date | principal |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 102,910 | $450,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 20,000 | $334,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 215,000 | $305,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 9,250 | $277,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 16,000 | $276,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 46,190 | $270,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 53,742 | $182,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 150,000 | $156,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 503 | $53,000 | thousands by filing date | |
| OWENS CORNING WARRANT | 690742127 | COMMON | 45,634 | $45,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001009012-13-000014 | this filing | 2013-08-14 | acceptance time not in the bulk data set |