13F-HR filed by THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 730 holding rows worth $6,434,367,000.
- Accession
- 0001008322-16-000064
- Filer
- CIK 1008322
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 974 entries on the cover page, a total value of $6,434,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,434,352,000 with VALUE read as thousands by filing date, 13F file number 028-04041. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBNY Mellon 028-12592
- included managerOMAM INC.028-11931
- included managerEACM Advsiors LLC 028-04041
- included managerNationwide Fund Advisors028-05161
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,875 | $41,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 800 | $41,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 900 | $39,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 426 | $39,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,521 | $39,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,800 | $39,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 600 | $39,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,900 | $39,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,564 | $39,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 4,100 | $39,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 311 | $38,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $38,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,086 | $37,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 510 | $36,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 900 | $36,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,100 | $35,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 504 | $34,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 734 | $34,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $33,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 125 | $33,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,000 | $33,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 800 | $33,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,300 | $32,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,100 | $32,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,900 | $32,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 492 | $31,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 146 | $31,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 178 | $31,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 700 | $31,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,800 | $30,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,003 | $30,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 369 | $29,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 450 | $29,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 743 | $28,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 157 | $28,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,560 | $28,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 450 | $28,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,400 | $28,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,200 | $28,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 800 | $28,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 541 | $27,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 600 | $27,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $27,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 430 | $27,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 2,275 | $27,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 4,800 | $27,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 250 | $26,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 16 | $26,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 730 | $26,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 350 | $26,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 308 | $26,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 800 | $26,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 400 | $26,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,400 | $26,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 900 | $26,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 400 | $26,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,300 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 800 | $26,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 104 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 225 | $25,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 450 | $25,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 700 | $25,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $24,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 400 | $24,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,100 | $24,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 6,600 | $24,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,481 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 420 | $23,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,400 | $23,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 125 | $22,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 150 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,700 | $22,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 400 | $21,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 395 | $21,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,500 | $21,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 600 | $20,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 411 | $20,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,300 | $20,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,400 | $20,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,400 | $20,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,494 | $20,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 44 | $19,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 47 | $19,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 250 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 240 | $19,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $19,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 2,100 | $19,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 295 | $18,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 420 | $18,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 150 | $17,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 220 | $17,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 250 | $17,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 362 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,100 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $16,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 245 | $16,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 449 | $16,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 600 | $16,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 600 | $16,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 599 | $15,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 50 | $14,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 330 | $14,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 140 | $14,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 210 | $14,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 375 | $14,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 400 | $14,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 600 | $14,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 125 | $13,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $13,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,209 | $13,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 300 | $13,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 175 | $13,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,500 | $13,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300 | $12,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 250 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 95 | $12,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 150 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 765 | $12,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 463 | $12,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 190 | $11,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 300 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 960 | $11,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,300 | $11,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 55 | $11,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 4,536 | $11,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 318 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 900 | $10,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,666 | $10,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 600 | $10,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 774 | $10,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,300 | $10,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 300 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 400 | $10,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50 | $9,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 73 | $9,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $9,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $9,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 400 | $9,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,800 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 236 | $9,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 303 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,112 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 50 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 85 | $8,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 400 | $8,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 312 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,280 | $8,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 300 | $8,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 70 | $7,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 118 | $7,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 25 | $7,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 100 | $7,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 133 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,000 | $7,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 8,500 | $7,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 2,700 | $7,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 110 | $6,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 109 | $6,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 317 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 30 | $6,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,100 | $6,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 400 | $6,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19 | $5,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 57 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 54 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 100 | $5,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 116 | $5,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 135 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 300 | $5,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,900 | $5,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,500 | $5,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 102 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 105 | $4,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 150 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 127 | $4,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 150 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 50 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 58 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,700 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 352 | $3,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 54 | $3,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 17 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500 | $3,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 394 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 99 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 99 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 62 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 129 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $2,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 32 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 165 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 200 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 104 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 2,400 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 21 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 42 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 70 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 35 | $1,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 139 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 45 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $1,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 50 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 4,500 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 89 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 239 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 60 | $1,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSIVIDA CORP | 74440J101 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001008322-16-000064 | this filing | 2016-11-14 | acceptance time not in the bulk data set |