13F-HR/A filed by OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-08-09, with 192 holding rows worth $1,098,821,000.
- Accession
- 0001005607-21-000009
- Filer
- CIK 1005607
- Filed
- 2021-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 192 entries on the cover page, a total value of $1,098,821,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,098,821,000 with VALUE read as thousands by filing date, 13F file number 028-05208. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,475,754 | $89,549,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 812,646 | $42,298,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 270,266 | $33,013,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 327,552 | $30,089,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 534,950 | $27,411,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 295,182 | $24,353,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 427,188 | $23,820,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 323,682 | $22,179,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 351,969 | $22,174,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 89,745 | $21,159,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 692,309 | $19,115,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 120,764 | $18,384,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 364,301 | $16,663,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 357,282 | $16,489,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,654 | $15,833,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 239,605 | $15,313,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 438,140 | $14,651,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 617,745 | $14,616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 109,275 | $14,311,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 155,828 | $13,627,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 57,718 | $12,991,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 86,113 | $12,666,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 79,204 | $12,013,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 98,568 | $11,812,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,260 | $11,528,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 62,018 | $11,444,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 447,657 | $11,245,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 23,884 | $11,074,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 33,519 | $10,795,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 169,028 | $10,786,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 36,708 | $10,426,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 103,743 | $10,190,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 622,227 | $10,117,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 304,747 | $10,041,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 106,492 | $9,907,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,722 | $9,739,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 95,905 | $9,708,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 244,514 | $9,289,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 122,255 | $9,197,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,432 | $8,963,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 44,285 | $8,916,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 471,832 | $8,847,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 118,963 | $8,567,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 38,451 | $8,475,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 103,099 | $8,407,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 32,666 | $8,396,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,169,390 | $8,133,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 235,194 | $7,745,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 169,603 | $7,697,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 62,729 | $7,640,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 39,734 | $7,557,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 66,710 | $7,379,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 32,355 | $7,336,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,190 | $7,288,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 152,579 | $7,074,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 371,631 | $6,734,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 59,647 | $6,633,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,629 | $6,591,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 156,055 | $6,589,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 31,007 | $6,565,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 395,240 | $6,557,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 49,702 | $6,534,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 124,020 | $6,225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 42,734 | $6,045,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 219,328 | $5,964,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2,510 | $5,849,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 86,555 | $5,482,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 327,920 | $5,460,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 69,460 | $5,368,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,766 | $5,192,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 64,740 | $5,047,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 99,793 | $5,042,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 57,164 | $4,866,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 19,492 | $4,737,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 129,067 | $4,728,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 67,766 | $4,639,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,201 | $4,635,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 24,715 | $4,512,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 33,207 | $4,497,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,495 | $4,417,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 101,367 | $4,410,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 22,872 | $4,311,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 54,515 | $4,212,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 36,169 | $4,140,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 33,946 | $3,873,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 56,718 | $3,841,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 104,678 | $3,808,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 47,240 | $3,652,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 25,205 | $3,571,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66,709 | $3,516,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 44,302 | $3,505,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 180,913 | $3,398,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 85,155 | $3,375,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 29,304 | $3,071,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,759 | $2,961,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,914 | $2,818,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,207 | $2,803,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,687 | $2,680,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,499 | $2,666,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 54,635 | $2,396,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,777 | $2,374,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 29,705 | $2,254,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 29,470 | $2,068,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 87,639 | $1,939,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,311 | $1,741,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,581 | $1,705,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,700 | $1,656,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,726 | $1,486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 15,260 | $1,445,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 16,227 | $1,428,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,487 | $1,375,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 27,725 | $1,370,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,008 | $1,279,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 26,015 | $1,278,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,958 | $1,263,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,030 | $1,246,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,292 | $1,232,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,342 | $1,192,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 7,346 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,123 | $1,073,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,653 | $1,020,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 69,711 | $915,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 281 | $869,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 6,428 | $843,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,179 | $822,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,425 | $708,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,280 | $702,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,774 | $699,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,601 | $691,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,472 | $683,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,450 | $675,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 13,550 | $672,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,815 | $649,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 20,370 | $647,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,930 | $636,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22,735 | $621,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,033 | $607,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,136 | $605,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,355 | $573,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 55,700 | $569,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,585 | $559,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,797 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,951 | $517,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,050 | $512,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 13,888 | $511,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,575 | $499,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,325 | $482,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,374 | $448,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 57,300 | $442,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,725 | $438,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,173 | $421,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 12,895 | $416,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,903 | $415,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,837 | $412,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,525 | $388,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,995 | $386,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 719 | $384,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,521 | $379,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,130 | $365,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,518 | $350,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 9,700 | $345,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,114 | $340,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,501 | $340,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 10,300 | $333,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,139 | $324,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,405 | $319,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,144 | $317,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,375 | $315,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,411 | $312,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,056 | $307,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,000 | $299,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,483 | $293,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,606 | $285,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,010 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 3,115 | $283,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 14,507 | $283,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,415 | $278,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,226 | $271,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 455 | $271,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,240 | $266,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 950 | $266,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,933 | $260,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,156 | $254,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,049 | $251,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,105 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 768 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 15,505 | $225,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 5,580 | $224,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,400 | $224,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 344 | $212,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,258 | $207,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 585 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001005607-21-000005 | superseded | 2021-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001005607-21-000009 | this filing | 2021-08-09 | acceptance time not in the bulk data set |