13F-HR filed by Avantax Planning Partners, Inc.
Avantax Planning Partners, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 317 holding rows worth $937,509,000 by the sum of the rows.
- Accession
- 0001005441-17-000003
- Filer
- CIK 1005441
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 320 entries on the cover page, a total value of $988,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $937,509,000 with VALUE read as thousands by filing date, 13F file number 028-17669. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $988,800,000, 5% more than the sum of the rows, $937,509,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,966,308 | $221,439,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,264,166 | $156,974,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,810,064 | $122,435,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,072,849 | $55,252,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 389,765 | $51,846,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 221,110 | $14,881,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 74,067 | $12,071,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 499,556 | $11,805,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 69,938 | $8,195,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 49,396 | $6,016,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,513 | $5,966,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 181,157 | $5,725,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 90,921 | $5,650,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 129,741 | $5,518,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 59,673 | $5,386,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,308 | $5,105,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,719 | $4,553,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,663 | $4,080,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,637 | $3,938,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 92,994 | $3,856,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 56,244 | $3,803,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,590 | $3,611,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 19,171 | $3,493,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 21,881 | $3,368,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,685 | $3,253,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 98,145 | $3,188,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,913 | $3,091,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 35,697 | $3,001,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 30,456 | $2,874,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 52,101 | $2,871,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 19,384 | $2,815,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,290 | $2,767,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,994 | $2,720,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51,361 | $2,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 57,928 | $2,451,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 30,810 | $2,312,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 82,438 | $2,282,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,395 | $2,188,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,090 | $2,173,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,639 | $2,106,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,483 | $2,089,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 70,593 | $2,054,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,459 | $2,003,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,190 | $1,998,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 53,688 | $1,939,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 28,629 | $1,867,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 20,776 | $1,840,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,695 | $1,836,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25,231 | $1,744,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,635 | $1,734,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 34,223 | $1,716,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,943 | $1,704,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,391 | $1,683,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 29,569 | $1,657,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,205 | $1,643,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,653 | $1,623,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 73,702 | $1,616,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,298 | $1,579,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,147 | $1,551,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,734 | $1,543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,301 | $1,532,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 19,259 | $1,520,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 19,533 | $1,437,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,729 | $1,413,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,084 | $1,411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,781 | $1,411,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 39,383 | $1,351,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,623 | $1,286,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,538 | $1,286,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 34,976 | $1,269,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,260 | $1,260,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,213 | $1,245,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,333 | $1,240,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,366 | $1,205,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 31,713 | $1,180,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,275 | $1,179,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,552 | $1,164,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,930 | $1,147,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,594 | $1,145,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,254 | $1,143,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 25,785 | $1,133,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18,211 | $1,120,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,673 | $1,119,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,596 | $1,119,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,883 | $1,109,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15,003 | $1,089,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 28,081 | $1,080,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,458 | $1,076,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,042 | $1,062,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 26,245 | $1,053,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 24,322 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,535 | $1,041,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 14,670 | $1,040,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 16,214 | $1,033,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,242 | $981,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,426 | $972,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,832 | $970,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 13,535 | $944,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,477 | $940,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,618 | $932,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15,514 | $923,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,175 | $917,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 12,117 | $898,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 20,405 | $887,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,674 | $885,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 14,834 | $880,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 14,209 | $878,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,929 | $877,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,698 | $873,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,105 | $853,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,208 | $846,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,512 | $812,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,506 | $811,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,940 | $809,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,326 | $799,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,033 | $786,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,163 | $765,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,778 | $764,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,917 | $764,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 35,087 | $757,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,008 | $754,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,423 | $746,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,088 | $744,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,836 | $731,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,319 | $731,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,537 | $726,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 5,597 | $721,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,644 | $720,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,857 | $718,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,904 | $717,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13,702 | $716,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 22,020 | $711,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,966 | $691,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,649 | $681,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,492 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,674 | $664,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,635 | $650,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,477 | $647,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,279 | $625,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,000 | $622,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,430 | $619,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,395 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,600 | $607,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 12,834 | $601,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,226 | $594,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 54,673 | $592,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,212 | $590,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,888 | $584,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,519 | $583,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,275 | $571,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,239 | $569,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 22,774 | $565,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 22,825 | $564,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,515 | $563,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,636 | $550,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,151 | $542,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 33,413 | $534,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,628 | $525,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,955 | $525,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 20,729 | $512,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 20,816 | $510,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,325 | $499,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,611 | $498,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,319 | $497,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,890 | $493,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 10,052 | $483,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,591 | $480,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,867 | $474,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,685 | $474,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 13,506 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,644 | $467,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,954 | $462,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 38,382 | $458,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,325 | $451,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,994 | $449,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,777 | $443,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,178 | $439,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,276 | $435,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,782 | $435,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,394 | $430,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,412 | $428,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 10,372 | $426,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,596 | $423,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,396 | $423,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,915 | $413,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,648 | $412,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,330 | $412,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,462 | $412,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,208 | $411,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,456 | $406,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,520 | $403,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,288 | $403,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,523 | $402,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,593 | $398,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,728 | $391,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,836 | $388,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,599 | $386,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,115 | $383,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,893 | $382,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,512 | $375,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,294 | $373,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 27,332 | $373,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,044 | $357,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,405 | $357,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,239 | $352,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,646 | $351,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,917 | $349,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,899 | $348,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,623 | $341,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,912 | $341,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 10,067 | $337,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,870 | $335,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,788 | $333,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,252 | $331,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,940 | $327,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,738 | $327,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,435 | $326,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,515 | $325,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,315 | $324,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,237 | $323,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,027 | $313,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,832 | $312,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,931 | $305,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,792 | $304,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,948 | $303,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,458 | $301,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,237 | $301,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,414 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,345 | $299,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,492 | $295,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,399 | $291,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,320 | $290,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,600 | $285,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,105 | $280,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,622 | $276,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,534 | $275,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,687 | $275,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,840 | $273,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,520 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,461 | $271,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,777 | $271,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,806 | $268,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,821 | $258,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,620 | $257,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,469 | $257,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,000 | $256,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,447 | $256,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,838 | $256,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,384 | $255,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,408 | $254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 11,985 | $254,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,256 | $253,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,265 | $253,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 11,970 | $253,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,874 | $250,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,061 | $249,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,181 | $248,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,488 | $245,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,103 | $244,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $244,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,879 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,947 | $243,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,719 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,284 | $241,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,962 | $240,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,646 | $238,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,646 | $237,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,206 | $235,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,749 | $234,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,355 | $234,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,955 | $233,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,085 | $233,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 13,301 | $231,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,197 | $230,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,082 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,705 | $227,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 21,744 | $225,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,056 | $223,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,267 | $223,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,761 | $222,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,667 | $221,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,031 | $218,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,212 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,911 | $217,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,946 | $215,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,865 | $214,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,446 | $214,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,983 | $213,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,291 | $212,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,887 | $210,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,660 | $209,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,675 | $207,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,985 | $207,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,667 | $204,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,678 | $202,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,898 | $201,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,644 | $200,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 33,932 | $199,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,785 | $197,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,891 | $193,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,016 | $190,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 13,315 | $185,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,852 | $166,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 121,000 | $156,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 12,858 | $142,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,130 | $141,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,550 | $128,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,875 | $97,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 19,936 | $84,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,259 | $62,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 450,000 | $49,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 15,000 | $49,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 61,675 | $39,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 175,000 | $26,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 100,000 | $10,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 10,936 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001005441-17-000003 | this filing | 2017-02-09 | acceptance time not in the bulk data set |